2002 Broker Trading Securities 
The TRADE
OCTOBER 24, 2024
The settlement period relates to the space of time between the trade date and the settlement date when a trade is considered complete. In years gone by, buy-side firms have placed orders via a sell-side broker to be traded on exchange. They can simply track an index or they can be made up of a custom basket of stocks.
The TRADE
APRIL 30, 2024
Its impact on the financial market has been wide-ranging, altering banks’ trading strategies, market liquidity, and overall financial market structure. A key aspect of Reg BI is the establishment of a higher standard of conduct for broker-dealers when making recommendations to retail customers.
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