Remove 2005 Remove Risk Management Remove Trading Securities
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Unpacking the 20 most impact financial regulations from the last 20 years

The TRADE

In a wider sense, Basel III impacted financial market by promoting greater stability, resilience, and risk management within the banking sector. This has resulted in a range of operational and legal challenges, as well as potential basis risk between Libor and RFR-based contracts.

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The SEC’s equities overhaul: Necessary plumbing changes or a liquidity drain?

The TRADE

It’s been a long time since there’s been a revisit – Reg NMS was 2005 – and it’s a vastly different marketplace than it was back then.” If firms can employ better technology to profitably provide tighter spreads for the most liquid securities, then we should encourage, not thwart, that evolution.”