Good News for M&A Brokers: Congress Passes a New Securities Registration Exemption for Merger and Acquisition Brokers
IBG
JANUARY 9, 2023
Some examples of activities that are not allowed without registration under the exemption for merger and acquisitions brokers are: capital raising, providing financing in a transaction, dealing in shell companies under certain circumstances, assisting in the formation of the buyer group, and. taking custody of funds or securities.
Let's personalize your content