The TRADE

JULY 10, 2023

RBC’s co-head of European electronic sales and trading, Bianca Gould, is set to leave the bank after almost three years, as part of streamlining measures. Gould joined RBC Capital Markets in October 2020 to co-lead its European low touch sales and trading business alongside Chris Parker, who has been in the role since 2011.

Sale 52

Sale Trading Electronics Equities 52

The TRADE

JUNE 19, 2023

The SEC also found, in the second action, that between April 2011 to November 2017, PIMCO failed to waive an estimated $27 million of advisory fees as required by its agreement with the PIMCO All Asset All Authority Fund. The post PIMCO charged by the SEC for swaps disclosure and procedures failures appeared first on The TRADE.

Advisory 62

Advisory Investment Manager Asset Management Funds 62

The TRADE

JULY 1, 2024

Since joining in August 2011, it has been a great place to work and has provided me with incredible opportunities for career and personal development. The post Deutsche Bank’s head of buy-side solutions sales departs appeared first on The TRADE.

Sale 62

Sale Bank Banking Asset Management 62

Street of Walls

SEPTEMBER 10, 2012

equity trading volumes rose by 34% from the prior week. volumes reflect the total number of shares traded on Tape A, Tape B, and Tape C in millions. billion of net outflows experienced in December 2011. Daily average bond trading volumes rose by 57% from the prior week. The trade-weighted U.S. Average daily U.S.

Mergers and Acquisitions 40

Mergers and Acquisitions Underwriting Mergers Acquisitions 40

Sica Fletcher

MAY 8, 2020

Sica | Fletcher believes Brown & Brown is the publicly traded company that is most comparable to private, middle market U.S. Ironically, this is historically significant for BRO given that in 2011 they only had $251 million of debt. insurance brokers. BRO just reported Q1 results and here is our take on it: 1.

Insurance 52

Insurance Retail Debt Broker 52

Focus Investment Banking

MARCH 3, 2024

The first is Private Capital Markets by Rob Slee (John Wiley & Sons: 2011). And “trade things of unequal value” – a small concession to the other party that costs nothing can be traded for a large one that benefits you more. Over this time, there are two books that I keep returning to frequently for help in my transactions.

Negotiation 52

Negotiation Middle Market Private Equity Capital Market 52

Peak Frameworks

MAY 24, 2023

They are traded on exchanges and used by businesses and investors to hedge risk or speculate on price movements. The Derivative Market Derivatives can be traded on exchanges or over-the-counter (OTC). Exchange-traded derivatives are standardized contracts that provide transparency and reduce counterparty risk.

Portfolio Management 52

Portfolio Management Private Equity Investors Risk Management 52

Street of Walls

SEPTEMBER 4, 2012

equity trading volumes declined by 10.3% volumes reflect the total number of shares traded on Tape A, Tape B, and Tape C in millions. billion of net outflows experienced in December 2011. Daily average bond trading volumes declined by 18% from the prior week. The trade-weighted U.S. Average daily U.S. in the week.

M&A 40

M&A Underwriting S&P Debt 40

Peak Frameworks

SEPTEMBER 11, 2023

A classic example is the 2011 earthquake and tsunami in Japan that affected the global supply of automotive parts. Political and Economic Instability Trade wars or changes in import/export regulations can disrupt supply chains. China trade tensions have forced companies to restructure their supply chains. For instance, U.S.-China

Retail 52

Retail Manufacturing Transportation Management 52

Cooley M&A

JULY 19, 2019

As a result of SEC cyber guidance from 2011 and 2018 , which specifies that cyber risks and cyber incidents could trigger general SEC reporting obligations, Marriott released a statement on its website to coincide with a filing of its 8-K. Background on the ICO’s Proposed Marriott Fine.

Mergers and Acquisitions 52

Mergers and Acquisitions M&A Risk Assessment Securities 52

Mergers and Inquisitions

JANUARY 31, 2024

Portfolio Structure: Unlike MM portfolios, SM portfolios do not have to be market–neutral or based on pair trades; many SM funds also tend to run much more concentrated portfolios (e.g., Here’s a quick run-down of the other differences: Performance Targets: Like all hedge funds, single-manager funds aim for high absolute returns (e.g.,

Funds 59

Funds Management S&P Recruitment 59

Growth Business

AUGUST 22, 2023

5 – Blockchain.com Value: $5bn (Forbes) Founded: 2011 What do they do? Cryptocurrency Bio: Blockchain.com allows users to buy, trade and sell cryptocurrency. 26 – Go Cardless Value: $1–$1.3bn Founded: 2011 What do they do? Possessing 37m verified users, it has become a financial buzzword over the last couple of years.

Insurance 52

Insurance Bank Banking Funds 52

Peak Frameworks

SEPTEMBER 12, 2023

The World Trade Organization (WTO ) plays a pivotal role in shaping the global economic landscape. From GATT to WTO The WTO, born out of the General Agreement on Tariffs and Trade (GATT) , has been pivotal since its inception in 1995. GATT’s initial role was to regulate international trade post-WWII.

Trading 52

Trading Corporate Finance Private Equity Finance 52

The TRADE

MAY 22, 2024

Announced earlier this month, global head of trading, Dan Royal, is set to step away from his role at the end of this year. Sitting down with The TRADE, Spencer explains this plan of succession has been in place for several years, attributing its success to the planning and preparation that has gone into implementing it.

Trading 52

Trading IT Stock Equities 52

Growth Business

SEPTEMBER 13, 2023

of successful exits: 66 Website: www.amadeuscapital.com/ Phone: + 44 (0)330 024 0777 Angel CoFund Mini bio: Launched in 2011, the Angel CoFund (ACF) is a £100m fund which invests alongside sector-smart angel investors across the UK. It focuses on early-stage seed funding and always looks to work actively with its investments.

Capital 52

Capital Business Funds Investment 52

The TRADE

DECEMBER 16, 2024

KCx has long established its presence in both high-touch and program trading, and to continue driving innovation and disruption, it is essential to offer a full suite of services globally, Bobbie Port, head of electronic distribution at KCx told The TRADE.

Electronics 52

Electronics Trading Sale Media 52

Mergers and Inquisitions

OCTOBER 2, 2024

If you’re not familiar with it, the show follows several young graduates who start working in sales & trading and investment banking at JP Morgan Pierpoint & Co. Another is the banter and “side talk” on the trading floor. They also do a ton of research on the jargon to describe trades. What is Industry About?

Investment Banking 102

Investment Banking Bank Banking Investment 102

The TRADE

JULY 7, 2023

As a client and shareholder since 2011, Cathay has enjoyed a long and successful partnership with Conning,” said Hong-Tu Tsai, chairman of Cathay Financial Holdings. “We The post Generali set to become one of Europe’s biggest asset managers through US-based Conning acquisition appeared first on The TRADE.

Asset Management 52

Asset Management Management Acquisitions Insurance 52

The TRADE

DECEMBER 5, 2023

She originally joined NYSE Euronext in 2011 as its deputy chief of staff to the president and deputy chief executive. Europe announced plans to establish a real-time EU-level consolidated tape for “different kinds of assets” traded in the EU in June earlier this year after several years of deliberation.

Trading 57

Trading Capital Market Media IT 57

Cleary M&A and Corporate Governance Watch

AUGUST 2, 2023

2] , [3] The rules build on the 2011 guidance issued by the SEC’s Division of Corporation Finance (“2011 Staff Guidance”) and the 2018 Commission Statement and Guidance on Public Company Cybersecurity Disclosures issued by the Commission itself (“2018 Interpretive Release”). [4] The New Rules A. Disclosure by U.S.

Government 52

Government S&P Risk Management Management 52

The TRADE

DECEMBER 23, 2024

FIS acquires post-trade platform Torstone Technology Coming in at number 10 in our 2024 most read countdown was a major merger and acquisition scoop announced at the start of the year. As revealed by The TRADE and sister publication Global Custodian in February, fintech giant acquired SaaS post-trade platform Torstone Technology.

M&A 52

M&A Trading Asset Management Mergers and Acquisitions 52

Mergers and Inquisitions

NOVEMBER 20, 2024

Performance and Valuations – PE and VC funds raised in the 2011 – 2020 period have performed decently over the past few years (median IRRs of 15 – 20%), but growth equity has been lower, with a median closer to 10%, likely because there was a much bigger valuation reset in the late-stage funding market and a big drop in exits.

Private Equity 59

Private Equity Equities Capital Valuation 59

Focus Investment Banking

FEBRUARY 18, 2025

The Implications of the Scrape When the first edition of Mergers & Acquisitions for Dummies was released in 2011, numerous well-meaning people asked, who wrote it? The AI acolytes might rave about the time savings they get from using AI, but do they think about the person on the other end of that trade? You knowyou!

IT 52

IT Mergers and Acquisitions Government M&A 52