The TRADE

MARCH 11, 2024

BNY Mellon made two key senior managing director hires into its fixed income and equity sales and trading businesses. Gould joined BNY Mellon after three years at RBC Capital Markets where she previously served as co-head of equities electronic sales and trading.

Equities 119

Equities Trading Sale Capital Market 119

Shearman & Sterling

JUNE 27, 2016

On June 21, 2016, Chancellor Andre G. Bouchard of the Delaware Court of Chancery accepted a custodian's plan for a judicially ordered sale of a company over the objections of one of the three shareholders of the company, but rejected a proposal to impose expanded non-compete obligations on selling shareholders. June 21, 2016).

Sale 40

Sale IT 40

The TRADE

JULY 26, 2024

Whelan joined Pictet AM as an equity trader back in 2016. Prior to that, he worked at Morgan Stanley, initially joining as an electronic trading associate before going on to a role as equity sales trader. Robert Whelan has joined Citadel as equity trader following almost eight years at Pictet Asset Management.

Equities 64

Equities Asset Management Electronics Trading 64

The TRADE

AUGUST 19, 2024

Morgan Stanley appointed Gurpreet Ubhi as head of electronic FX sales for the EMEA region. Ubhi was selected to oversee FX sales for the region at Morgan Stanley after most recently serving at Citi for the last eight years. He announced his departure from Citi on social media two months ago.

Investment 64

Investment Electronics Sale Trading 64

The TRADE

JULY 1, 2024

He joins as head of execution sales and microstructure. Griffin originally joined Kepler in 2016 as its head of portfolio and electronic sales trading, later assuming his most recent role as head of market structure and liquidity solutions in 2022. Jefferies appointed Peter Johansson as an equity sales trader.

Bank 64

Bank Banking Sale Trading 64

Shearman & Sterling

NOVEMBER 7, 2016

On October 31, 2016, Vice Chancellor Sam Glasscock III of the Delaware Court of Chancery entered a final post-trial decision resolving a dispute concerning the proper scope of a post-closing non-compete covenant entered into by parties to a stock sale. Brace Industrial Contracting, Inc. Peterson Enterprises, Inc., 11189-VCG (Del.

Stock 52

Stock Sale 52

Shearman & Sterling

DECEMBER 5, 2016

On November 30, 2016, Chancellor Andre G. 's motion to dismiss in a fraud and contract dispute over alleged misrepresentations relating to the sale of certain of its subsidiaries to IAC Search, LLC. 11774-CB, 2016 WL 6995363 (Del. 11774-CB, 2016 WL 6995363 (Del. IAC Search, LLC v.

Sale 52

Sale Stock IT 52

The TRADE

MARCH 4, 2024

Redburn Atlantic has expanded its UK and European execution business with two new heads of sales trading. Tony Atkins was appointed UK head of sales trading. Atkins joined Redburn Atlantic in 2004 as a sales trader having previously served for eight years at Morgan Grenfell and two years at Marathon Asset Management.

Asset Management 72

Asset Management Sale Trading Equities 72

The TRADE

JANUARY 22, 2024

Before that, Ameni was a member of Nomura’s EM credit trading desk in London, until 2016. As part of the role, Ameni will be responsible for building out Nomura’s flow credit trading and sales teams in the CEEMEA region, initially focusing on markets in Middle East and North Africa (MENA). JP Morgan Chase & Co.

Trading 69

Trading Sale Investment Manager Broker 69

Shearman & Sterling

SEPTEMBER 6, 2016

On August 24, 2016, Chancellor Andre G. August 24, 2016) ("C&J"). The following day, on August 25, 2016, Vice Chancellor Joseph R. 25, 2016) ("Auspex"). City of Miami General Employees and Sanitation Employees Retirement Trust v. Comstock Jr., 10918-VCS (Del.

Mergers 52

Mergers Pharmaceutical M&A Business 52

The TRADE

MAY 20, 2024

He joined the broker dealer in 2016 as its head of portfolio and electronic sales trading, later assuming his most recent role as head of market structure and liquidity solutions in 2022. Kepler Cheuvreux’s head of market structure and liquidity solutions has left the broker dealer, The TRADE can reveal.

Broker 52

Broker Trading Electronics Sale 52

Shearman & Sterling

OCTOBER 17, 2016

On October 12, 2016, Vice Chancellor Joseph R. The Court reached this conclusion despite allegations of an egregiously flawed sales process that the Court described as "disquieting." In re OM Group, Inc. S'holders Litig., S'holders Litig., 11216-VCS (Del. Holdings, LLC, 125 A.3d 3d 304 (Del. " Read more

Mergers 52

Mergers Business Sale Management 52

Shearman & Sterling

MAY 16, 2016

May 6, 2016) (en banc). Attencorough, No. 645, 2015 (Del. The decision has significant implications for (i) the effect of stockholder approval of a merger on the standard of review and (ii) investment banker conflicts.

M&A 52

M&A Sale Mergers Investment 52

The TRADE

JUNE 26, 2024

He joins as head of execution sales and microstructure. Griffin originally joined Kepler in 2016 as its head of portfolio and electronic sales trading, later assuming his most recent role as head of market structure and liquidity solutions in 2022. Griffin left Kepler in May after over eight years with the broker dealer.

Broker 52

Broker Trading Sale Financial Services 52

Shearman & Sterling

JUNE 7, 2016

9322-VCL (May 31, 2016), holding that merger consideration offered to Dell, Inc's common stockholders did not reflect the "fair value" of Dell's shares. Vice Chancellor Laster of the Delaware Chancery Court recently issued an important opinion in In Re: Appraisal of Dell Inc. Read more

Negotiation 52

Negotiation Sale Valuation Stock 52

The TRADE

OCTOBER 16, 2023

Head of EMEA equity trading at Janus Henderson and markets stalwart, Richard Worrell, is set to leave the institution for a sales role at the London Stock Exchange Group (LSEG). He will join the exchange group as head of secondary markets sales and business development in January 2024, sources have confirmed.

Equities 69

Equities Sale Trading Investment Banking 69

The TRADE

JULY 22, 2024

Citi named Jamie Miller head of electronic equity sales trading for the EMEA region. Based in London, Miller was appointed to head up the division in EMEA after eight and a half years with the bank, specialising in equity sales trading, according to an update on his social media. Rowe Price.

Trading 64

Trading Equities Sale Investment Manager 64

Shearman & Sterling

AUGUST 21, 2018

Monster engaged Stone Key in April 2012 to assist in a "review of strategic alternatives," including a possible sale, and agreed to compensate Stone Key if it entered into certain transactions within 12 months of any termination of the engagement; Monster engaged another financial institution as a co-advisor. Monster Worldwide, Inc.,

Investment Banking 52

Investment Banking Bank Banking Investment 52

Shearman & Sterling

JANUARY 2, 2017

On December 16, 2016, Vice Chancellor J. Travis Laster of the Delaware Court of Chancery relied on the final deal price to determine the fair value of stock in Lender Processing Services, Inc. ("LPS"), in an appraisal action brought by shareholder petitioners after Fidelity National Financial, Inc. ("Fidelity") acquired LPS.

Discounted Cash Flow 52

Discounted Cash Flow DCF Sale Stock 52

The TRADE

JULY 29, 2024

Whelan joined Pictet AM as an equity trader back in 2016. Prior to that, he worked at Morgan Stanley, initially joining as an electronic trading associate before going on to a role as equity sales trader. He most recently served as a EMEA and US equity sales and execution trader.

Asset Management 64

Asset Management Equities Trading Sale 64

Shearman & Sterling

NOVEMBER 7, 2016

On October 31, 2016, Vice Chancellor Sam Glasscock III of the Delaware Court of Chancery entered a final post-trial decision resolving a dispute concerning the proper scope of a post-closing non-compete covenant entered into by parties to a stock sale. Brace Industrial Contracting, Inc. Peterson Enterprises, Inc., 11189-VCG (Del.

Stock 40

Stock Sale 40

How2Exit

MARCH 17, 2023

He quickly grew his business to $36 million in sales in 2016, and was able to sell a piece of technology he had developed to a shopping cart. It is not enough to just look at the initial sale. In order to get the most out of a potential sale, sellers need to understand what buyers are looking for.

Broker 130

Broker Business Sale IT 130

Shearman & Sterling

OCTOBER 11, 2016

​On September 29, 2016, Vice Chancellor Joseph R. Slights III of the Delaware Court of Chancery dismissed a shareholder action against the directors and officers of Longview Energy Company ("Longview") in connection with a board decision to dissolve the company following the sale of a significant portion of its assets.

Funds 40

Funds Sale Business IT 40

Shearman & Sterling

DECEMBER 5, 2016

On November 30, 2016, Chancellor Andre G. 's motion to dismiss in a fraud and contract dispute over alleged misrepresentations relating to the sale of certain of its subsidiaries to IAC Search, LLC. 11774-CB, 2016 WL 6995363 (Del. 11774-CB, 2016 WL 6995363 (Del. IAC Search, LLC v.

Sale 40

Sale Stock IT 40

Shearman & Sterling

SEPTEMBER 6, 2016

On August 24, 2016, Chancellor Andre G. August 24, 2016) ("C&J"). The following day, on August 25, 2016, Vice Chancellor Joseph R. 25, 2016) ("Auspex"). City of Miami General Employees and Sanitation Employees Retirement Trust v. Comstock Jr., 10918-VCS (Del.

Mergers 40

Mergers Pharmaceutical M&A Business 40

Shearman & Sterling

OCTOBER 17, 2016

On October 12, 2016, Vice Chancellor Joseph R. The Court reached this conclusion despite allegations of an egregiously flawed sales process that the Court described as "disquieting." In re OM Group, Inc. S'holders Litig., S'holders Litig., 11216-VCS (Del. Holdings, LLC, 125 A.3d 3d 304 (Del. " Read more

Mergers 40

Mergers Business Sale Management 40

Shearman & Sterling

MAY 16, 2016

May 6, 2016) (en banc). Attencorough, No. 645, 2015 (Del. The decision has significant implications for (i) the effect of stockholder approval of a merger on the standard of review and (ii) investment banker conflicts.

M&A 40

M&A Sale Mergers Investment 40

Cooley M&A

DECEMBER 20, 2017

The trial court’s 2016 ruling, which found that a $25 billion management-led buyout undervalued the computer giant by about $7 billion, sent shock waves across the M&A landscape and emboldened some hedge funds to continue devoting significant time and resources to “appraisal arbitrage.”

Mergers 52

Mergers M&A Funds Sale 52

The TRADE

OCTOBER 9, 2023

Sam Hewson – previously global head of digital FX solutions and EMEA head of corporate sales and solutions (CSS) – was appointed global head of FX sales, according to an internal memo seen by The TRADE.

Electronics 64

Electronics Trading Book-building Financial Institution 64

Shearman & Sterling

JUNE 7, 2016

9322-VCL (May 31, 2016), holding that merger consideration offered to Dell, Inc's common stockholders did not reflect the "fair value" of Dell's shares. Vice Chancellor Laster of the Delaware Chancery Court recently issued an important opinion in In Re: Appraisal of Dell Inc. Read more

Negotiation 40

Negotiation Sale Valuation Stock 40

InvestmentBank.com

SEPTEMBER 18, 2019

billion in sales annually in the U.S [4]. Turmeric and curcumin sales have been a burgeoning and extremely researched market over the last 5 years [5] [6]. Those making online, direct-to-consumer (DTC), nutritional supplement purchases—not through Amazon which is ~29%—only accounts for about 3% of all nutritional supplement sales [7].

Food 52

Food Valuation Acquisitions M&A 52

Shearman & Sterling

AUGUST 21, 2018

Monster engaged Stone Key in April 2012 to assist in a "review of strategic alternatives," including a possible sale, and agreed to compensate Stone Key if it entered into certain transactions within 12 months of any termination of the engagement; Monster engaged another financial institution as a co-advisor. Monster Worldwide, Inc.,

Investment Banking 40

Investment Banking Bank Banking Investment 40

Shearman & Sterling

JANUARY 2, 2017

On December 16, 2016, Vice Chancellor J. Travis Laster of the Delaware Court of Chancery relied on the final deal price to determine the fair value of stock in Lender Processing Services, Inc. ("LPS"), in an appraisal action brought by shareholder petitioners after Fidelity National Financial, Inc. ("Fidelity") acquired LPS.

Discounted Cash Flow 40

Discounted Cash Flow DCF Sale Stock 40

Shearman & Sterling

AUGUST 15, 2017

518, 2016 (Del. Strine, Jr., reversed and remanded an appraisal ruling that had determined the buyout of DFC Global Corporation ("DFC") by private equity investor Lone Star at $9.50 per share significantly undervalued the stock of DFC. DFC Global Corp. Muirfield Value Partners, L.P., per share, 8.4% per share, 8.4%

Discounted Cash Flow 52

Discounted Cash Flow Private Equity Shares Debt 52

The TRADE

JULY 15, 2024

Most recently, he served as equity and derivatives trader, vice president at SSGA, focused on the EMEA region, having joined the desk in December 2016. Wiedmann brings more than 18 years of experience in asset management and sales in the German-speaking markets. Following his departure he is set to join Barclays Capital.

Asset Management 64

Asset Management Management Trading Sale 64

The TRADE

JULY 31, 2023

Prior to joining Invesco in 2016, Taitz spent two and a half years at RBC Capital Markets in a fixed income role and 10 and a half years at UBS Investment Bank as an executive vice president. Goldman Sachs veteran, Christopher Daur, left the investment bank to head up buy-side sales and relationships at AccessFintech.

Asset Management 52

Asset Management Investment Banking Trading Investment Manager 52

Cooley M&A

FEBRUARY 22, 2017

On February 14, 2016, the SEC settled an enforcement action against CVR Energy for providing misleading disclosure about the fees payable to CVR’s two financial advisors in connection with CVR’s defense of a hostile tender offer by affiliates of Carl Icahn in 2012.

Sale 40

Sale Shares IT Investment 40