The TRADE

SEPTEMBER 18, 2023

The London Stock Exchange (LSEG) appointed Charlie Walker as deputy chief executive officer, where he will support the daily running of the exchange and oversee the Group’s primary markets business. Walker originally joined LSEG in 2018 and has since served as head of equity and fixed income primary markets.

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The TRADE

AUGUST 21, 2023

The four separate rulemakings put forward by the US Securities and Exchange Commission (SEC) in December last year represent the most significant attempt to revamp market structure for US equities in recent memory. While evolution of equities market structure in the US is long overdue, what form it should come in is up for debate.

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The TRADE

JULY 29, 2024

Kirk joins the capital management firm with experience working as a trader on both the buy- and sell-side. Previously he worked as an equities and fixed income trader at James Hambro & Partners and before that as a high touch cash equities trader for Jefferies. Whelan joined Pictet AM as an equity trader back in 2016.

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The TRADE

DECEMBER 4, 2023

Justin Llewellyn-Jones, head of capital markets, North America (equities, FX and derivatives) and chief product officer for capital markets at fintech firm Broadridge announced his departure after more than four years with the business. He began his career as a fixed income support analyst at JP Morgan.

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The TRADE

MARCH 4, 2024

Legal & General Investment Management (LGIM) promoted one of its own to the role of head of US equity and foreign exchange trading. Gregory Corrigan was selected to take up the reins for US equity and FX trading after eight years at LGIM. Shastry, a managing director based in London, had been with the firm for over ten years.

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The TRADE

AUGUST 3, 2023

“Post-trade once again demonstrated the critical role it plays in helping customers manage risk in uncertain markets, delivering outstanding growth.” Capital markets finished up despite an 11% decline in equities and 2% decline in FX trading due to global primary and secondary market conditions.

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The TRADE

OCTOBER 23, 2023

and Lloyds Banking Group, before joining J O Hambro in 2018. In his new role, Tse is set to focus on growing algo platforms, as well as working in electronic trading for cash equities, global FX, and global exchange traded derivatives. De Kock has held the position since 2010 and his next role is so far unconfirmed.

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The TRADE

FEBRUARY 5, 2024

Booij, who is joining the Eurex executive board in May, most recently served as chief executive of ABN AMRO Clearing, having been appointed in 2018. Mark Burgess joined commodities specialist Marex as equities trader following a 14-year stint at Winterflood Securities.

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The TRADE

OCTOBER 9, 2023

Hewson has been with Citi for 20 years, assuming the global leadership of digital FX solutions in 2018 before becoming head of EMEA CSS in 2021. In his new role, De Groot will be based in Singapore and focus primarily on the growth strategy and direction of the market and execution services business across the region.

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How2Exit

MAY 22, 2023

By doing this, Walker would have access to revenue, infrastructure, cash flow, customers, and he would own all of the equity of the company. In 2018, Walker released his book “By Then Build” which was inspired by this idea. During this time, Walker took the time to learn everything he could about the private capital market.

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Devensoft

JUNE 15, 2023

By reducing their debt-to-equity ratio, companies can appear less risky to lenders and investors, which can translate into lower borrowing costs and greater access to capital. This can include issuing new equity, retiring existing debt, or pursuing other financial strategies that maximize value for shareholders.

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The TRADE

JANUARY 3, 2024

Coalition Greenwich points out that from 2018 to 2022 the number of outsourced trading providers grew from fewer than 10 to more than 40. Over the past 12 months, Tourmaline has also tapped rival BTIG and hired from Vantage Capital Markets and Liquidnet. It’s kind of the shiny new thing in equity trading. “I

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Cooley M&A

OCTOBER 29, 2020

As reflected in Chart 1 , 102 SPAC IPOs have been announced this year as of September 18, 2020—almost double the number of SPAC IPOs in all of last year (and more than double the number of SPAC IPOs in 2018). With an earnout, target shareholders are rewarded with additional equity if certain milestones are met. Indemnification.

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The TRADE

OCTOBER 24, 2024

While adoption is widespread in equities other asset classes such as fixed income have been slower to adopt these systems given the nuances of the workflows and liquidity landscapes in these markets. For more information on the various providers in the EMS market, check out The TRADE’s annual survey.

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The TRADE

APRIL 30, 2024

Among the key components of Basel III is the increase in minimum capital requirements for banks, including higher common equity and Tier 1 capital ratios. It mandates increased pre- and post-trade transparency for a wide range of asset classes, including equities, fixed income, derivatives, and structured finance products.

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The TRADE

DECEMBER 21, 2023

The pandemic marked a seminal moment across the capital markets, effectively drawing a line between the old world and the new. Coalition Greenwich points out that from 2018 to 2022 the number of outsourced trading providers grew from fewer than 10 to more than 40. The number now – in 2023 – is said to be well over 50.

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The TRADE

MARCH 4, 2025

Prior to that, he held positions as head of international equity capital markets (ECM), as well as head of European trading. Before joining Viking Global Investors, Zerante spent two years at Conatus Capital Management. While at the firm, he served as a senior equity trader.

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The TRADE

FEBRUARY 24, 2025

Haynes has nearly 50 years of experience across the industry, working in several high profile roles across the equity space, including as chief executive of Chi-X Europe and ITG International, and of course Aquis. In his new role, Santostefano will be based in New York and focused on live markets during the European equity sessions.

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The TRADE

MARCH 31, 2025

Industry stalwart McLoughlin has an extensive career history in trading, having previously served as a global equity and derivatives trader at Legal & General Investment Management (LGIM) for a year and as a senior trader at RAB Capital for five and a half years. He currently serves on the board of directors at Plato Partnership.

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The TRADE

NOVEMBER 8, 2024

Beginning his career in 1990 as an FX dealer at Bank of America in Sydney, Grady has spent almost four decades working in financial markets across the globe. After two years in his first role, Grady moved to Bankers Trust Asset Management where he spent four and a half years as an international equity dealer also based in Sydney.

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