The TRADE

NOVEMBER 6, 2024

Kepler Cheuvreux has expanded its Milan-based team with the appointment of Luca Carollo as head of sales, Italian clients, and Paolo Sturlese as head of Italian equities. He most recently served as head of equity sales and sales trading for Italian clients at Société Générale.

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The TRADE

AUGUST 12, 2024

Morgan Stanley has appointed a new head of electronic FX sales for the EMEA region, The TRADE can reveal. Gurpeet Ubhi has been selected to oversee FX sales for the region at Morgan Stanley after most recently serving at Citi for the last eight years. He announced his departure from Citi on social media two months ago.

Electronics 52

Electronics Sale Media Trading 52

Shearman & Sterling

OCTOBER 22, 2019

On October 11, 2019, Vice Chancellor Kathaleen S. 2019-0072-KSJM (Del. Steelpoint CP Holdings LLC et al., The Court dismissed the claims based on the LLC Agreement, but sustained the fiduciary duty claim.

Sale 52

Sale Private Equity Capital Funds 52

Cooley M&A

JANUARY 22, 2020

2019 was a banner year for billion-dollar life sciences M&A transactions. A wave of big-ticket transactions by global pharmaceutical companies drove life sciences M&A activity to its fourth-largest year on record in 2019, with aggregate deal value in the pharmaceutical, medical and biotech industry reaching $234.2

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M&A Pharmaceutical Acquisitions Capital 40

Global Banking & Finance

JULY 18, 2024

By Greta Rosen Fondahn and Alessandro Parodi (Reuters) -New car sales in the European Union rose 4.3% in June to their highest since July 2019, driven by an uptick in major markets Italy, Germany, and Spain, while registrations of battery electric cars fell marginally, data from Europe’s auto industry body showed on Thursday.

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TechCrunch: M&A

AUGUST 3, 2023

” Launched in 2019 by Xiaoyin Qu, who previously led products for both Facebook and Instagram, and Xuan Jiang, Qu’s former colleague at Meta, Run The World offered a range of capabilities to facilitate online conferencing, including tools for event ticketing, interactivity and networking. But Qu wouldn’t confirm or deny.

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The TRADE

DECEMBER 4, 2023

Meanwhile, Christopher Heffernan has been appointed executive vice president of fixed income, bringing over two decades worth of experience in fixed income sales and trading, business development and leadership roles. Heffernan will join from Flow Traders, where he has been head of fixed income sales since 2019.

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Trading Utilities Sale Business 115

Shearman & Sterling

OCTOBER 22, 2019

On October 11, 2019, Vice Chancellor Kathaleen S. 2019-0072-KSJM (Del. Steelpoint CP Holdings LLC et al., The Court dismissed the claims based on the LLC Agreement, but sustained the fiduciary duty claim.

Sale 40

Sale Private Equity Capital Funds 40

The TRADE

APRIL 2, 2024

JP Morgan named Scott Hamilton and Claudia Jury co-heads of sales and research, replacing Marc Badrichani. According to an internal memo seen by The TRADE, they will have global responsibility for sales and research. Reesha Radia is set to join the exchange in April as a senior manager in business development and sales.

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Sale Electronics Trading Management 69

The TRADE

SEPTEMBER 30, 2024

Luke Holmes, head of equity sales trading, US clients at Kepler Cheuvreux left the firm after five years, as revealed by The TRADE. Holmes joined Kepler in 2019 having previously served in equity sales trading roles at Sanford C. Bernstein and Goldman Sachs. His next role is unconfirmed.

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Trading Sale Equities Asset Management 64

The TRADE

AUGUST 19, 2024

Morgan Stanley appointed Gurpreet Ubhi as head of electronic FX sales for the EMEA region. Ubhi was selected to oversee FX sales for the region at Morgan Stanley after most recently serving at Citi for the last eight years. He announced his departure from Citi on social media two months ago.

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Investment Electronics Sale Trading 64

The TRADE

DECEMBER 4, 2023

Kepler Cheuvreux execution sales specialist Cherry Albon is set to join Berenberg next year, according to multiple sources familiar with the matter. Albon has been appointed associate director, senior sales for EMEA electronic trading and program trading, set to join the firm in February next year, The TRADE can reveal.

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Electronics Trading Sale Broker 64

The TRADE

JUNE 1, 2023

Jenkins has been head of trading at Polar Capital for three and a half years, joining in 2019 after serving with Highbridge Capital Management for five years as its head of European trading. Previously in her career she spent several years at Cantor Fitzgerald and Virtu Financial in equity sales trading roles.

Trading 59

Trading Funds Boutique Capital 59

Razorpay

DECEMBER 20, 2023

Neha introduced this groundbreaking product in 2019 through her brand ‘Isadora Life,’ backed by a modest investment of Rs 3 lakh. During these times, Isadora witnesses a heightened demand and a surge in sales, but this demand is often concentrated in specific months of the year.

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Sale Business Management IT 52

IBG

JANUARY 31, 2023

If you have been through a business purchase or sale, you have likely experienced the unique tension and strife common to that phase of the deal known as “due diligence.” While it takes work, due diligence helps squeeze risk out of a sale, protecting the buyer and the seller. Will key employees stay? Are there employment agreements?

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Sale Business M&A Mergers and Acquisitions 52

Shearman & Sterling

OCTOBER 20, 2020

billion sale to a private equity firm. 2019-0442-KSJM (Del. Plaintiffs asserted that the Company's founder-CEO/Chairman tilted the sale process toward the favored buyer, motivated by a need for liquidity and the prospect of post-merger employment with the firm. In Re Mindbody, Inc., Stockholders Litigation, C.A.

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The TRADE

DECEMBER 11, 2023

Kepler Cheuvreux’s execution sales specialist Cherry Albon is set to join Berenberg next year, according to multiple sources familiar with the matter. Albon has been appointed associate director, senior sales for EMEA electronic trading and program trading, set to join the firm in February next year.

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Trading Sale Electronics Financial Institution 64

Shearman & Sterling

APRIL 18, 2023

(the "Company") breached his fiduciary duties to stockholders in connection with the 2019 sale of the Company to private equity firm Vista Equity Partners Management, LLC ("Buyer"). 2019-0442-KSJM (Del. In Re Mindbody, Inc., Stockholder Litigation, CA.

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The TRADE

MARCH 4, 2024

Redburn Atlantic has expanded its UK and European execution business with two new heads of sales trading. Tony Atkins was appointed UK head of sales trading. Atkins joined Redburn Atlantic in 2004 as a sales trader having previously served for eight years at Morgan Grenfell and two years at Marathon Asset Management.

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Asset Management Sale Trading Equities 72

Shearman & Sterling

OCTOBER 29, 2019

On October 11, 2019, the United States Court of Appeals for the Second Circuit affirmed a decision by District Judge Jesse Furman denying in part breach of contract claims for advisory fees brought by investment bank Stone Key LLC and its affiliate against its former client, Monster Worldwide, Inc. October 11, 2019). 18-2804 (2d Cir.

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Investment Banking Bank Banking Investment 52

The TRADE

JANUARY 22, 2024

As part of the role, Ameni will be responsible for building out Nomura’s flow credit trading and sales teams in the CEEMEA region, initially focusing on markets in Middle East and North Africa (MENA). O’Driscoll was promoted to the role after serving in a block sales and trading role at the firm since 2019.

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Trading Sale Investment Manager Broker 69

How2Exit

JUNE 20, 2023

All of them: Kison Patel @KisonPatel Hasn't tweeted since 2019, but maybe if we bug him, he'll come back Kison Patel @MAScience Top Ranked SMB M&A podcast M&A Science, founder of Dealroom.net which is full of resources for mid-market deals. 87,343 Companies acquired by my students and counting ($41 Billion in sales).

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M&A Media Mergers and Acquisitions Private Equity 130

Shearman & Sterling

JANUARY 19, 2022

2019-0587-LWW (Del. Will of the Delaware Court of Chancery dismissed stockholder derivative claims for breaches of fiduciary duty asserted on behalf The Kraft Heinz Company (the "Company") against an investment firm (the "Investment Firm") that had previously held 24.2% In re Kraft Heinz Company Derivative Litigation, C.A.

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Stock Sale Investment Shares 52

Shearman & Sterling

DECEMBER 19, 2019

On December 4, 2019, Judge Ellen L. Gramercy Property Trust, No. ELH-18-2711 (D.

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Mergers Securities Sale Investment 52

The TRADE

AUGUST 30, 2023

The move follows one from November 2019, where the CFTC found that Goldman Sachs had failed to record the phone lines of a trading and sales desk for 20 calendar days between January and February 2014, following a software patch which caused its recording hardware to malfunction.

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Trading Bank Banking Accountant 69

Shearman & Sterling

FEBRUARY 11, 2021

The suit was brought by a former Presidio stockholder in connection with BCP's 2019 acquisition of Presidio. 2019-0839-JTL, 2021 WL 298141 (Del. Firefighters' Pension Sys. of the City of Kansas City, Missouri Trust v. Presidio, Inc.,

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Sale Acquisitions IT 52

Shearman & Sterling

APRIL 9, 2019

On March 20, 2019, Chancellor Andre G. of the voting power, orchestrated a sale of the company at a discounted price to address a personal need for liquidity prompted by his retirement as the company's CEO at age 73. Capital, LLC in a tender offer followed by a merger. Narang, C.A. 2018-0221-AGB (Del.

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The TRADE

JULY 22, 2024

Citi named Jamie Miller head of electronic equity sales trading for the EMEA region. Based in London, Miller was appointed to head up the division in EMEA after eight and a half years with the bank, specialising in equity sales trading, according to an update on his social media. Rowe Price.

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Trading Equities Sale Investment Manager 64

Periculum Capital

NOVEMBER 15, 2022

Periculum began formally working with Mi-Tech in December 2019 to find a buyer that could strengthen the Company’s global supply chain, realize significant strategic synergies and qualify to own Mi-Tech ’s portfolio of customer relationships that included controlled and classified federal government programs.

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Sale IT Government M&A 52

The TRADE

NOVEMBER 28, 2023

He re-joins the agency only broker-dealer after also previously serving as a director for almost three years from 2019 to 2022. Sparacino has an extensive career in options trading after also previously in senior sales and options roles for four years at Dash Financial Technologies and six and a half years at ConvergEx Group.

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Media Broker Trading Sale 64

InvestmentBank.com

SEPTEMBER 18, 2019

billion in sales annually in the U.S [4]. Turmeric and curcumin sales have been a burgeoning and extremely researched market over the last 5 years [5] [6]. Those making online, direct-to-consumer (DTC), nutritional supplement purchases—not through Amazon which is ~29%—only accounts for about 3% of all nutritional supplement sales [7].

Food 52

Food Valuation Acquisitions M&A 52

The TRADE

DECEMBER 4, 2023

He re-joined the agency only broker-dealer after also previously serving as a director for almost three years from 2019 to 2022. Sparacino has an extensive career in options trading after also previously in senior sales and options roles for four years at Dash Financial Technologies and six and a half years at ConvergEx Group.

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Capital Market Broker Asset Management Trading 64

Cooley M&A

MARCH 11, 2022

2, 2022), the court found that—despite a sufficiently robust sales process that supported ascribing heavy weight to the signing price as a reliable indicator of fair value—the fair value of the target’s shares at closing exceeded the deal price. The acquisition signed on March 19, 2019 and closed on July 1, 2019.

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Sale Stock Shares Mergers and Acquisitions 40

Shearman & Sterling

JULY 23, 2019

On July 15, 2019, Vice Chancellor Joseph R. July 12, 2019). In re Xura Inc. Stockholder Litigation, C.A. 12698-VCS (Del.

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Private Equity Equities Sale Mergers 52

The TRADE

AUGUST 5, 2024

He was previously head of international trading analytics and strategy at Vanguard, having joined in 2019. Miller replaces Byron Griffin in the role following his departure in May for ODDO BHF as head of execution sales and microstructure.

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Portfolio Management Trading Equities Portfolio 59

Shearman & Sterling

APRIL 18, 2023

(the "Company") breached his fiduciary duties to stockholders in connection with the 2019 sale of the Company to private equity firm Vista Equity Partners Management, LLC ("Buyer"). 2019-0442-KSJM (Del. In Re Mindbody, Inc., Stockholder Litigation, CA.

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Private Equity Sale Equities Shares 40

The TRADE

SEPTEMBER 16, 2024

Elsewhere in her career, Sueng – one of The TRADE’s Rising Stars in 2019 – worked in fixed income sales at both Tullet Prebon and Newedge as well as previously serving in fixed income performance analyst roles at Amundi and Societe Generale Asset Management.

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