The TRADE

JULY 10, 2024

Substantive Research noted that US research budgets are able to bounce back much more quickly, given their investment professionals have more money to spend on external research from brokers and independent providers. Elsewhere, concentration of research budgets to the top 10 brokers rose marginally from 54.8%

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Global Newswire by Notified: M&A

MARCH 11, 2025

SAN DIEGO, March 11, 2025 (GLOBE NEWSWIRE) -- LPL Financial LLC (NASDAQ: LPLA) today announced it has closed its acquisition of the wealth business of The Investment Center, Inc., a broker-dealer and registered investment adviser based in Bedminster, N.J.

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The TRADE

NOVEMBER 29, 2023

The Securities and Exchange Board of India (Sebi) plans to roll out an optional same-day settlement system in March next year as part of plans to introduce instantaneous settlement in 2025.

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OfficeHours

OCTOBER 11, 2023

Date: Friday, October 13, 2023 Time: 12:00 pm ET Polly Helvacioglu began her career working part-time as an Insurance Broker Analyst whilst completing studies for her Master’s in Finance at Hult International Business School. Got an offer Waiting game Going to recruit later What makes you most nervous about recruiting?

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OfficeHours

AUGUST 23, 2023

3-03-2022 Newsletter: Why Buyside Is All About Growth Rates SO you know you want to pursue Buyside, you’re sick of just being a real estate broker, you want to buy the building Where do you currently stand in On-Cycle 2025 Recruiting?

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The TRADE

JULY 3, 2024

Given that the settlement cycle is now shorter in the US trading volumes on a Thursday have dropped off significantly thanks to funding requirements that require brokers to fund a position for an additional three days on Friday, Saturday and Sunday given the slightly longer settlement cycle in Europe, the UK, and most of Asia Pacific.

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The TRADE

JUNE 21, 2024

The current timeline for the UK appears to include a plan being put in place in 2025 with the implementation of a T+1 settlement cycle in UK occurring no later than 31 December 2027. By March 2025, the separation of house and customer margin must be completed, meaning a clearing house can no longer net customer margin against house margin.

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The TRADE

AUGUST 2, 2024

It is expected to be signed at the end of 2024 and close in mid-2025, pending relevant regulatory approvals. billion, and Deutsche Bank agreeing to acquire institutional broker Numis in a £410 million deal. The deal is set to include an agreement for BNP Paribas’ long term management of a large part of AXA’s assets.

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Growth Business

JULY 11, 2023

The deadline for the rollout is December 31, 2025. Smart meters enable accurate billing  – meaning your business will only need to pay for the energy it actually uses. Talk to an energy broker or go directly to your energy supplier who will take you through your options. #2 To date, more than  29.5

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The TRADE

JULY 26, 2023

At the end of April, Deutsche Bank agreed to acquire institutional broker Numis for £410 million in an all-cash transaction in a bid to “unlock significant value” within their respective franchises. Speaking to the future outlook following these results, Sewing said: “This puts us on a good track towards our 2025 financial targets.

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The TRADE

JULY 18, 2024

The Green Impact Exchange (GIX) is on track to becoming the first sustainability-focused securities exchange in the US to file with the US Securities and Exchange Commission (SEC), and if approved, could begin operations in early 2025. The true essence lies in the infrastructure that supports these transactions.

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Growth Business

APRIL 16, 2024

Event month: 2024 – April | May | June | October | November 2025 – March April 2024 Event: SME XPO Date: 23-24 April 2024 Location: ExCel London Website: [link] Brief: Evening Standard’s SME XPO is the UK’s leading exhibition and conference dedicated entirely to SME founders and decision-makers who are looking to scale.

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The TRADE

DECEMBER 5, 2024

They aim to strengthen the security of the US Treasury market by requiring central clearing for eligible instruments such as repos, reverse repos, inter-dealer broker transactions, and other cash transactions. Particularly, with a shift from transparency solely being held by broker dealers, to the buy-side. “As

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The TRADE

SEPTEMBER 18, 2023

The recent communication follows the previous Wholesale Broker Letter (WBL) and addresses the key risks which could arise in relation to PTF’s, what drives them, and the FCA’s expectations for these firms in mitigating these risks. The TRADE takes a look at what the FCA’s planned strategy means for the market empirically.

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The TRADE

MAY 23, 2024

Due to launch following regulatory approval in H1 2025, the US ATS proclaims to leave speed out of the equation unlike the price time priority of existing periodic auction models. There is of course the option for brokers to connect to technology and OMS providers who do this connecting work on their behalf.

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The TRADE

JULY 17, 2024

The more we can build in house with people like Jennifer leading the way, the less reliant we are on broker provided data,” says senior RLAM equity trader Chris Hughes. Set to open in H1 of 2025, the tender process will decide on the provider of the tape with the aim of having something implemented by 2026.

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The TRADE

APRIL 14, 2025

StoneX is set to acquire the global businesses of US clearing broker R.J. Gerry Corcoran The merger is expected to be completed in Q3 2025 and marks an important step for StoneX as it seeks to provide greater access to liquidity in fixed income markets. The post StoneX acquires US clearing broker R.J.

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Lake Country Advisors

APRIL 4, 2025

In 2025, the landscape of business sales is evolving, with shifting buyer expectations, regulatory updates, and economic factors playing a significant role in how deals are structured. A business broker brings specialized expertise, industry connections, and negotiation skills to maximize business value and ensure a seamless transaction.

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Lake Country Advisors

APRIL 9, 2025

The role of business brokers is evolving rapidly, with technology reshaping how businesses are valued, marketed, and sold. In 2025, digital tools, artificial intelligence, and automation are making transactions faster, more efficient, and more secure. Technology is redefining how business brokers operate.

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Lake Country Advisors

MARCH 13, 2025

Cross-border M&A transactions are gaining momentum in 2025, fueled by global economic integration and emerging market opportunities. Experienced business brokers play a pivotal role in addressing these complexities. Business brokers help mitigate these risks by identifying potential legal hurdles before they escalate.

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The TRADE

DECEMBER 24, 2024

According to the recent Coalition Greenwich report, multi-dealer platforms (MDPs) are poised to overtake single-dealer platforms (SDPs) in spot FX trading in 2025 – a stark reversal of recent years where SDPs dominated. A key focus for Digital Vega in 2025 is to continue to roll out our white label electronic platform to client banks.

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The TRADE

FEBRUARY 25, 2025

A shrinking number of brokers are accounting for over half of trading activity in Europe, a new report by Coalition Greenwich has found. Around 20% of trading activity is executed with the top broker, while 60% is executed with the top five brokers, Coalition Greenwich has suggested.

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The TRADE

DECEMBER 19, 2024

Hayley McDowell, EU equity electronic sales trader and market structure consultant, RBC In 2025, we will see momentum in European dark trading continue to build. CBOE, Nasdaq and Aquis are launching between Q4 2024 and Q1 2025. The differentiator in Europe at the moment is the trajectory cross, following its success in AMRS.

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Global Newswire by Notified: M&A

JANUARY 9, 2025

09, 2025 (GLOBE NEWSWIRE) -- Blair Sharpe, Director at the Tim Lamb Group, the largest auto dealership sales and acquisitions firm in North America, has brokered the sale of Daniels BMW and MINI owned by Gary and John Daniels, to Sloane Automotive Group. Columbus, OH, Jan. The deal, facilitated by Sharpe, closed on December 9, 2024.

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The TRADE

DECEMBER 20, 2024

Vikesh Patel, global head of clearing, president, Cboe Clear Europe There will be greater focus in 2025 on European competitiveness, with regulators needing to strike the right balance between fostering growth, competition and innovation in clearing on one hand and maintaining regulatory oversight and financial stability on the other.

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The TRADE

APRIL 24, 2025

The London Stock Exchange (LSEG)s pan-European trading platform, Turquoise, has partnered with US-based trading marketplace, LeveL Markets, to offer a new block manual condition order type to buy-side and nominated broker members.

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The TRADE

DECEMBER 9, 2024

Previously in his career, Geneva-based Carton worked as an equity and exchange traded funds (ETFs) sales trader at OTCex and before that as an index derivatives broker at GFI Group. Paul Atkins was appointed chair of the US Securities and Exchange Commission (SEC), following Gary Genslers departure – set for 20 January 2025.

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The TRADE

MARCH 31, 2025

Following the success of last year, Leaders in Trading New York 2025 will be a glittering night, honouring the finest talent and commitment to the trading industry across asset managers, hedge funds, banks, brokers, exchanges and vendors.

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The TRADE

NOVEMBER 22, 2024

In relation to segregated accounts and margin, FICC’s proposed rule changes seek to address the Commission’s new requirements and the conditions for including margin in the broker-dealer reserve formulas. The post SEC approves FICC access models and segregated accounts and margin rule filings appeared first on The TRADE.

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The TRADE

DECEMBER 17, 2024

The Swiss Exchange Group acquisition of Aquis will be an obvious one to watch, while in contrast, there are a slew of new liquidity opportunities expected to go live in 2025. The selection procedure for the European equities tape starts next June, with a decision made by the end of 2025.

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The TRADE

MARCH 11, 2025

Everyones talking about use cases but heres a scenario where it actually works, says George Rosenberger, general manager of NYFIX, Broadridge, speaking to The TRADE at the FIX EMEA Trading Conference 2025. Within each bucket, it ranks the broker algos based on historical near time performance. Think of it like sonar for ships.

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Sun Acquisitions

MARCH 18, 2025

Those interested in buying or selling a business can schedule a free consultation with Sun Acquisitions expert team by contactingmarketing@sunacquisitions.com The post Sun Acquisitions Announces Sale of Delicious Unlimited to Saturn Five appeared first on Sun Acquisitions | Chicago Business Broker and M&A Firm.

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The TRADE

FEBRUARY 6, 2025

The specially designed microsite – available via www.thetradenews.com/liquidnet – has been built by the TRADE’s digital development team and will publish one in-depth article a month through 2025. Stay tuned! The post The TRADE unveils Liquidnet Leads initiative appeared first on The TRADE.

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The TRADE

APRIL 14, 2025

Deal is expected to close in H2 2025, subject to closing conditions and regulatory approval. Clients include banks, broker-dealers, asset managers, and other market participants. The acquisition is subject to customary purchase price adjustments.

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The TRADE

FEBRUARY 13, 2025

Trajectory crossing became a prominent topic throughout the industry for a short period last year, with a flurry of new venues planned to go live throughout the first half of 2025. Scrapped in 2018 under Mifid II, former broker crossing networks (BCNs) used a similar workflow.

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The TRADE

MARCH 5, 2025

His next role set to begin on 28 April 2025 is as yet unconfirmed. This gives us the vantage point of buy-side execution staff who have experience managing both portfolio managers and getting the best out of a broker network. UBS had not responded to a request for comment at the time of publishing.

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The TRADE

APRIL 8, 2025

Though using multiple brokers for algorithms is of course the norm, The TRADEs 2025 Algorithmic Trading Survey, Long-only , reported a decline in average numbers of algo provider numbers for the first time since 2021.

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