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Client Alert: New SEC Updates Simplify Accredited Investor Verification for Rule 506(c) Offerings

JD Supra: Mergers

On March 12, 2025, the staff of the SECs Division of Corporation Finance through a no-action letter and Compliance and Disclosure Interpretations (C&DIs) provided clarity on verifying accredited investor status under Rule 506(c) of the Securities Act of 1933. By: Whiteford

Investors 175
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SEC Expands Accommodations for Issuers Submitting Draft Registration Statements

JD Supra: Mergers

On March 3, 2025, the Securities and Exchange Commissions (SECs) Division of Corporation Finance announced that it has expanded the accommodations available to companies for the nonpublic review of draft registration statements. By: Skadden, Arps, Slate, Meagher & Flom LLP

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SEC’s Expanded Confidential Review Process Provides Issuers Greater Flexibility To Explore and Plan Public Offerings

JD Supra: Mergers

On March 3, 2025, the Securities and Exchange Commissions (SEC) Division of Corporation Finance announced significant enhancements to the accommodations available for issuers confidentially submitting draft registration statements.

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U.S. SEC Expands Accommodations for Confidential Draft Registration Statements

JD Supra: Mergers

On March 3, 2025, the staff of the Division of Corporation Finance (the Staff) of the U.S. Securities and Exchange Commission (the SEC) issued new guidance, effective immediately, expanding the accommodations available for companies that submit draft registration statements (DRS) for non-public review with the Staff.

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SEC Staff Extends Accommodations to File Confidential Draft Registration Statements: A Small Gift for Certain Issuers Under Certain Circumstances

JD Supra: Mergers

On March 3, 2025, the Staff of the SEC Division of Corporation Finance expanded the categories of issuer that may submit draft registration statements confidentially for review by the SEC, effective immediately.

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SEC Announces Measures to Facilitate Capital Formation

JD Supra: Mergers

In March 2025, the U.S. The SECs Division of Corporation Finance (Division) anticipates that these new measures will facilitate capital formation in the U.S. capital markets.

Capital 163
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10-11-2023 Newsletter: How to win in Investment Banking? From Analyst to VP

OfficeHours

Date: Friday, October 13, 2023 Time: 12:00 pm ET Polly Helvacioglu began her career working part-time as an Insurance Broker Analyst whilst completing studies for her Master’s in Finance at Hult International Business School. Balancing a professional and personal life can be difficult. How do you balance your work and personal life?