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People Moves Monday: RBC, UBS, Balyasny Asset Management and more…

The TRADE

James Hilton was appointed multi-asset managing director in RBC’s low touch team, joining from Credit Suisse, where he had been serving as head of sales for EMEA for the bank’s advanced execution sales (AES) team. Balyasny Asset Management appointed Harrison Chesterton as associate director within its equity finance trading division.

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SIFMA and asset management arm voice concerns over the SEC’s proposal to redefine exchanges

The TRADE

SIFMA and its asset management arm have published an open letter expressing concerns about the SEC’s proposal to redefine what constitutes an exchange and expand Regulation ATS, stating that it is not appropriately tailored to existing systems.

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People Moves Monday: Matrix Executions, Broadridge and CLSA

The TRADE

Former director at Cboe Global Markets, Michael Sparacino, has left the exchange operator after less than two years to re-join agency only broker-dealer Matrix Executions. He re-joined the agency only broker-dealer after also previously serving as a director for almost three years from 2019 to 2022.

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BNY Mellon combines market offerings through Global Markets Trading integration

The TRADE

BNY Mellon has today announced the integration of Global Markets Trading (GMT), which will combine the firm’s capabilities in foreign exchange, fixed income, equities and capital markets to provide full-service client provisions.

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Joint trade associations highlight equity, fixed income and market data concerns ahead of upcoming Mifir review

The TRADE

EU asset managers, banks and brokers are urging policy markets not to succumb to pressure that could potentially lead to suboptimal outcomes in the Markets in Financial Instruments Directive (Mifid/r) review.

Trading 59
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The TRADE predictions series 2024: Regulation – Mifid/Mifir?

The TRADE

Eric Heliene, head of buy-side trading desk, Groupama Asset Management  The intensification of financial regulation is a fundamental trend transforming the asset management ecosystem. Another big theme will be the importance of the retail investor, and how European capital markets can grow by better serving this community. Investor

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GIX trading platform the first green securities exchange to file with the SEC

The TRADE

Contrary to popular belief, an exchange is not just about ‘buy, buy, sell, sell,’ which is the domain of brokers. Over the years, the individuals witnessed developments in the marketplace and capital markets and also saw their own personal beliefs evolve, recognising the importance of leaving the world a better place, Dolan tells The TRADE.

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