The TRADE

JULY 3, 2023

The Securities and Exchange Commission (SEC) has allowed its no-action letter to the Securities Industry and Financial Markets Association (SIFMA), based on enforcements surrounding research services, to expire – reinforcing that it was not intended to be permanent solution.

Bulge Bracket 52

Bulge Bracket Asset Management Broker Trading 52

The TRADE

OCTOBER 9, 2024

And sitting on its global trading desks are a pod of traders known for their ability to interact with some of the most inaccessible financial markets around the world. At the helm of the team is global head of trading Cathy Gibson who oversees trading across the asset manager’s offices in London, the US, Asia Pacific and South Africa.

Trading 59

Trading Bulge Bracket Asset Management Bank 59

Mergers and Inquisitions

JANUARY 10, 2024

There is some overlap because at the large banks, wealth management clients often get early/privileged access to investment banking products, such as upcoming IPOs, equity/debt offerings, or new investment products. One final note is that in wealth management, there’s a split between relationship managers and investment professionals.

Investment Banking 59

Investment Banking Management Bank Banking 59