The TRADE

JULY 15, 2024

Following his departure he is set to join Barclays Capital. Most recently, he served as equity and derivatives trader, vice president at SSGA, focused on the EMEA region, having joined the desk in December 2016. Prior to his time at SSGA, Corbyn held settlement-related roles at Credit Suisse, Citigroup, and Barclays Capital.

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Asset Management Management Trading Sale 62

The TRADE

JUNE 23, 2023

EU asset managers, banks and brokers are urging policy markets not to succumb to pressure that could potentially lead to suboptimal outcomes in the Markets in Financial Instruments Directive (Mifid/r) review.

Trading 57

Trading Equities Asset Management Initial Public Offering 57

Mergers and Inquisitions

FEBRUARY 28, 2024

While everyone seems to know about equity research and trading stocks, fixed income research gets far less attention. Equity Research vs. Fixed Income Research Common Myths What Do You Do as a Fixed Income Research Analyst or Associate? Also, it can be quantitative or fundamental – or both! –

Equities 59

Equities Asset Management Debt Recruitment 59

The TRADE

AUGUST 31, 2023

Non-profit member organisation for the equity marketplace, Plato Partnership, has added Liquidnet as an inaugural strategic partner. Liquidnet brings knowledge and experience in capital markets to the Partnership and will play a crucial role in shaping and informing Plato’s initiatives within capital markets, the organisation said.

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Equities Asset Management Capital Market Trading 67

The TRADE

JULY 29, 2024

David Kirk is set to join Millennium, following almost three and a half years at Marble Bar Asset Management where he most recently served as a trader, The TRADE understands. Kirk joins the capital management firm with experience working as a trader on both the buy- and sell-side.

Asset Management 62

Asset Management Equities Trading Sale 62

The TRADE

JANUARY 8, 2024

RBC BlueBay Asset Management equity trader, Michael Tamou, left the asset manager to join Qube Research & Technologies (QRT). He originally joined the asset manager as an investment operations analyst in 2020. He began his career as a junior portfolio manager at RSA covering US equities.

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Asset Management Equities Sale Investment Manager 62

The TRADE

AUGUST 28, 2023

Northern Trust promoted Dane Fannin as its new head of global foreign exchange (GFX)and securities finance within its capital markets business. Pictet Asset Management appointed Jade Beckmann as an equity trader. Prior to that, she held the role of financial products equity specialist at the firm.

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Bank Banking Asset Management Universal Banks 52

The TRADE

JULY 24, 2023

RBC Capital Markets appointed Giles Gleave and Mike Heraty as its newest managing directors, according to an internal memo seen by The TRADE. Heraty will take on the role of head of US equity solutions and structured product sales, whilst Gleave has been appointed as head of European equity solutions.

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Asset Management Investment Manager Management Equities 52

The TRADE

DECEMBER 28, 2023

Elsewhere, UBS made several other role changes, including Srichakri Adhikarapatti taking responsibility of the Central Risk Book (CRB) – a critical part of the execution services business, as well as joining the Execution Services Management Forum (ESMF). He originally joined the bank in 2006 in a securities lending role.

Asset Management 67

Asset Management Electronics Trading Equities 67

The TRADE

NOVEMBER 25, 2024

Vikesh Patel With this approval, the pan-European clearing house will introduce a service for European SFT transactions in cash equities and ETFs, which includes central clearing, settlement and post-trade lifecycle management. The concept of central clearing of SFTs is not new and has been tried before with varying degrees of success.

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Finance Finance Securities Trading 67

The TRADE

APRIL 8, 2024

He joined Cowen as managing director for fixed income outsourcing in February 2022, transitioning to commodities specialist Marex as part of the sale of Cowen’s outsourced trading and prime brokerage business at the end of last year. Zurich-based Wanner most recently served as executive director – equity sales trading at Morgan Stanley.

Trading 62

Trading Asset Management Sale Investment Banking 62

The TRADE

MARCH 4, 2024

Atkins joined Redburn Atlantic in 2004 as a sales trader having previously served for eight years at Morgan Grenfell and two years at Marathon Asset Management. Legal & General Investment Management (LGIM) promoted one of its own to the role of head of US equity and foreign exchange trading.

Asset Management 70

Asset Management Sale Trading Equities 70

The TRADE

OCTOBER 13, 2023

Head of EMEA equity trading at Janus Henderson and markets stalwart, Richard Worrell, is set to leave the institution for a sales role at the London Stock Exchange Group (LSEG), The TRADE can reveal. He will join the exchange group as head of secondary markets sales and business development in January 2024, sources have confirmed.

Trading 57

Trading Sale Equities Capital Market 57

The TRADE

APRIL 10, 2024

Read more: LedgerEdge closes three years after launch “As many of you know, Brian is a proven multi-asset trader and trading technologist with valuable asset management and capital markets experience,” said Stephen Berte, president at BIDS Trading, in a social media post.

Trading 62

Trading Asset Management Electronics Capital Market 62

The TRADE

OCTOBER 23, 2023

Asset manager Ninety One promoted from within for its new deputy global head of trading and head of trading for South Africa. Jonathan Tse has been appointed managing director, EMEA head of electronic trading quant analytics, platform and product at UBS, as he moves over from Credit Suisse. He will report to Blatch.

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Capital Management Asset Management Trading 62

The TRADE

MAY 15, 2024

BNY Mellon has today announced the integration of Global Markets Trading (GMT), which will combine the firm’s capabilities in foreign exchange, fixed income, equities and capital markets to provide full-service client provisions.

Trading 67

Trading Asset Management Capital Market Broker 67

Razorpay

AUGUST 9, 2023

Morgan Stanley India: Global investment bank with a strong presence in India, offering services such as underwriting, M&A advisory, and equity research. JM Financial: Full-service merchant bank with a focus on emerging markets, providing services such as debt and equity capital markets, M&A advisory, and restructuring.

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Bank Banking Business Underwriting 52

The TRADE

JULY 31, 2023

Deutsche Bank has re-entered the local DCM in South Korea as it expands its investment banking capabilities in the region in a bid to support its local clients in accessing global debt capital markets. It also provides asset management services to its South Korean clients through Deutsche Bank subsidiary, DWS.

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Investment Banking Bank Banking Debt Capital Markets 52

The TRADE

SEPTEMBER 18, 2023

Previously he also served across ANIMA Asset Management and Mediobanca. The London Stock Exchange (LSEG) appointed Charlie Walker as deputy chief executive officer, where he will support the daily running of the exchange and oversee the Group’s primary markets business.

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Bank Banking Stock Equities 62

The TRADE

DECEMBER 4, 2023

Justin Llewellyn-Jones, head of capital markets, North America (equities, FX and derivatives) and chief product officer for capital markets at fintech firm Broadridge announced his departure after more than four years with the business. He began his career as a fixed income support analyst at JP Morgan.

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Capital Market Broker Asset Management Trading 62

The TRADE

OCTOBER 16, 2023

Head of EMEA equity trading at Janus Henderson and markets stalwart, Richard Worrell, is set to leave the institution for a sales role at the London Stock Exchange Group (LSEG). He will join the exchange group as head of secondary markets sales and business development in January 2024, sources have confirmed.

Equities 67

Equities Sale Trading Investment Banking 67

The TRADE

NOVEMBER 8, 2024

Beginning his career in 1990 as an FX dealer at Bank of America in Sydney, Grady has spent almost four decades working in financial markets across the globe. After two years in his first role, Grady moved to Bankers Trust Asset Management where he spent four and a half years as an international equity dealer also based in Sydney.

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Trading Investment Manager Management Asset Management 52

The TRADE

JULY 31, 2023

During his time with the asset manager, Taitz was responsible for Invesco’s fixed income trading desks in the US, UK and Hong Kong. Prior to joining Invesco in 2016, Taitz spent two and a half years at RBC Capital Markets in a fixed income role and 10 and a half years at UBS Investment Bank as an executive vice president.

Asset Management 52

Asset Management Investment Banking Trading Investment Manager 52

The TRADE

DECEMBER 27, 2023

The acquisition was completed earlier this month, with operations acquired set to be rebranded as Marex Prime Services and Market Outsourced Trading, with both becoming part of the Marex Capital Markets business (formed last year following the acquisition of ED&F Man Capital Markets). He will report to Blatch.

Acquisitions 109

Acquisitions Trading Mergers and Acquisitions Capital Market 109

The TRADE

JANUARY 2, 2024

Eric Heliene, head of buy-side trading desk, Groupama Asset Management  The intensification of financial regulation is a fundamental trend transforming the asset management ecosystem. Market participants have clearly been voicing their desire for competitive clearing.

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Trading Asset Management Equities Retail 62

The TRADE

JULY 18, 2024

GIX submitted its Form 1 application on 9 May 2023, outlining plans to operate a fully automated electronic trading platform for the trading of listed equities – no physical trading floor is planned.

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Trading Securities Accountant Capital Market 62

The Deal

JULY 18, 2023

In the core middle market, which typically includes borrowers between $10 million and $50 million in Ebitda, median leverage multiple contracted by about 0.75 Meanwhile, in January, Churchill raised $737 million for its second Junior Capital Opportunities fund — more than double its first — and Goldman Sachs Asset Management snagged $15.2

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Debt Finance Finance Private Equity 52

The TRADE

APRIL 10, 2024

It wouldn’t be The TRADE Magazine without a large helping of exclusive buy-side content for you to sink your teeth into and this quarter we’re delighted to feature Bluebell Capital Partners’ head of trading Pete Papanichola and Robeco’s global equity trading desk as our cover star and Meet the Desk interview, respectively.

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Trading Equities Capital Finance 52

The TRADE

JANUARY 3, 2024

David Berney and Michael Broadbent run Ergo Consultancy which delivers what it refers to as provider “beauty parades” for buy-side organisations looking to outsource their trading, whereby it presents all the services in the industry to that asset manager, hedge fund or asset owner. The list goes on.

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Trading Asset Management M&A Broker 62

The TRADE

AUGUST 4, 2023

There are pockets within the digital asset ecosystem where inroads are being made, primarily with respect to tokenisation. Gordon Grant: We hope to see what I would consider to be proper prime services platform offerings, including a FX PB, equity PB style solution. This has been a long time coming for crypto.

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Trading Government Asset Management Securities 52

The TRADE

AUGUST 7, 2024

Outsourced trading, though undoubtedly a contentious topic, is something that has been around in capital markets for decades in some form or another. From Tourmaline’s perspective, Hantman asserts that the firm has been trading for multiple trillion plus asset managers for years, though these are unwilling to be named publicly.

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Trading Management IT Investment Manager 57

The TRADE

JULY 6, 2023

Speaking to the key considerations for the European buy-side community, Susan Yavari, regulatory policy advisor – capital markets at European Fund and Asset Management Association (EFAMA) highlighted that identifying potential pain points is the overarching focus.

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Funds Investors Trading Management 57

The TRADE

OCTOBER 18, 2024

Meanwhile, with regards to equities, revenue deriving from prime brokerage compared to trading shifted from a 30% versus 70% ratio a decade ago, to 40% to 60% in 2023. Dominic Rieb-Smith, managing director, international head, prime services sales, JP Morgan, refers to the past year as “a standout”. billion in 2023.

Funds 67

Funds Broker Bank Banking 67

Peak Frameworks

OCTOBER 30, 2023

Investment Banking Activities Investment banks have a dual role; they provide advisory services to corporations and governments and raise capital by issuing and selling securities in the capital markets. When Facebook went public in 2012, it needed an investment bank to handle the Initial Public Offering (IPO).

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Bank Banking Proprietary Trading Investment Banking 52

The TRADE

MAY 23, 2024

It is rare, for example, that you’ll find an asset manager worrying about the good of the market or how an order might influence the primary lit market share, over whether or not they have achieved the optimal outcome for their portfolio manager and end investor. billion and market share which accounted for 6.3%

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Trading Investors Broker IT 52

The TRADE

APRIL 30, 2024

These regulations have significantly impacted the operations and behaviour of financial institutions, contributing to greater stability, transparency, and accountability in global financial markets. New rules have impacted almost every financial firm, ranging from banks to asset managers.

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Financial Institution Financial Market Risk Management Bank 67

The Deal

JUNE 21, 2023

Brookfield Infrastructure Partners LP (BIP) and its institutional partners, along with existing investor Ontario Teachers’ Pension Plan, on Tuesday, June 20, announced that they have agreed to acquire Compass Datacenters LLC from RedBird Capital Partners LLC and Azrieli Group Ltd.

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M&A Capital Asset Management Management 40