The TRADE

DECEMBER 29, 2023

Previously in his career, he served as president and chief executive of TD Ameritrade Holding Corporation for eight years and as vice chairman of TD Bank Financial Group. Among the asset management bands that were merged were Perpetual, Pendal, Barrow Hanley, J O Hambro, Regnan, Trillium and TSW.

Asset Management 111

Asset Management Management Broker Trading 111

Peak Frameworks

OCTOBER 30, 2023

Trading and Proprietary Trading Many large banks are involved in trading activities. This can be trading on behalf of their clients (like when you buy a stock through a bank's brokerage service) or proprietary trading where banks invest their own money.

Bank 52

Bank Banking Proprietary Trading Investment Banking 52

The TRADE

MAY 24, 2024

While fingers of blame are being pointed in each direction, the bottom line is asset managers are now facing operational challenges, the notion of pre-funding trades and balancing settlement security with best execution obligations. One of the biggest talking points for asset managers and their custodians is liquidity.

Trading 64

Trading Asset Management IT Funds 64

The Deal

AUGUST 9, 2023

The Deal reviewed a large cross-section of letters and most, including corporate and retail lobbyists, supported faster disclosure as a means of helping out small investors who, in the words of one supporter, are disadvantaged by “information asymmetry.” The SEC didn’t respond to a request for comment.

Investors 52

Investors Retail Shares Funds 52

The Deal

JULY 24, 2023

The Deal reviewed a large cross-section of letters and most, including corporate and retail lobbyists, supported faster disclosure as a means of helping out small investors who, in the words of one supporter, are disadvantaged by “information asymmetry.” The SEC didn’t respond to a request for comment.

Investors 52

Investors Shares Management Funds 52

The TRADE

MAY 1, 2024

It was then that he moved onto the proprietary trading desk at the bank, mentored by former head trader at Moore Capital, Joe Cardello, and Jim Byrd, global head of macro trading at RBC. “My My key takeaway from those guys was that the core foundation of trading isn’t about buying and selling.

Trading 59

Trading Capital Funds Investment 59

The TRADE

OCTOBER 19, 2023

In 2022, CME Group saw a record year for its exchange-listed foreign exchange products, which was followed by a record day for its FX suite of products in March this year, trading $296 billion notional in one day across over three million contracts.

Trading 59

Trading Asset Management Bank Banking 59