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The TRADE’s most read stories of the year part three: Regulation, consolidation and resignation

The TRADE

The SEC subsequently ordered exchanges to submit new plans for governance of market data in May 2020, in a bid to overhaul control over the equity consolidated tape and address conflicts of interest concerns. Among the asset management bands that were merged were Perpetual, Pendal, Barrow Hanley, J O Hambro, Regnan, Trillium and TSW.

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How do Banks Make Money? Explanation, Examples

Peak Frameworks

Trading and Proprietary Trading Many large banks are involved in trading activities. This can be trading on behalf of their clients (like when you buy a stock through a bank's brokerage service) or proprietary trading where banks invest their own money.

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Elliott Picks Apart SEC Case on Disclosures

The Deal

Sandell Asset Management and Marcato Capital, two members of the SharkWatch 50, were closed in 2019, The Deal previously reported. of outstanding equity shares. The SEC didn’t respond to a request for comment. Zabel also suggested that the 13D disclosure proposal conflicts with SEC rules for hostile bidders.

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Elliott Picks Apart SEC Case on Disclosures

The Deal

The list, for instance, lists zero assets for Elliott, and two other prominent activists, TCI Fund Management Ltd. Sandell Asset Management and Marcato Capital, two members of the SharkWatch 50, were closed in 2019, The Deal previously reported. of outstanding equity shares.

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Keeping ESG commercial

The TRADE

It was then that he moved onto the proprietary trading desk at the bank, mentored by former head trader at Moore Capital, Joe Cardello, and Jim Byrd, global head of macro trading at RBC. “My My key takeaway from those guys was that the core foundation of trading isn’t about buying and selling.

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Outsourced trading: Easy to do, difficult to get right

The TRADE

A recent LSEG and Coalition Greenwich report from Q4 2023 highlighted exactly this uptick in views around outsourced trading, wherein 66% of buy-side respondents confirmed their belief that outsourced desks could provide them with better access to liquidity, while 63% highlighted improved execution quality and trade performance.

Trading 57
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The changing role of the buy-side in fixed income price making

The TRADE

“There’s been an increase in the willingness and ability to leave latent liquidity in the marketplace to try to get things done in a slightly different way,” explains head of trading at Jupiter Asset Management, Mike Poole. “I I don’t yet see an increase in confidence around the price at which larger size will clear.

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