The TRADE

AUGUST 7, 2023

Retail investing is an ever-evolving space. Its role and the way it interacts with institutional investors differs region to region. Looking into this sector, which is set to experience highly anticipated, yet arguably unpredictable, growth – note the GameStop saga of 2021 – The TRADE deep dives into some of the key considerations.

Retail 52

Retail Trading Investors IT 52

The Deal

AUGUST 9, 2023

The SEC study appears to support a thesis posed by activist investor critics: That existing rules hurt rank-and-file investors who sell shares at arguably discounted prices to activists and other investors in the know before the activist discloses their campaign, a move that often results in share-price spikes.

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Investors Retail Shares Funds 52

The TRADE

JUNE 27, 2024

State Street Global Advisors and Galaxy Asset Management have unveiled a new collaboration aimed at bringing investors digital asset-based strategies, offering key exposure to companies involved in the digital asset space. trillion digital asset landscape through manager-directed strategies. “We

Asset Management 62

Asset Management Collaboration Management Investors 62

The TRADE

JULY 17, 2023

With Middle East and North Africa (MENA) becoming a larger part of indices and portfolio managers’ thinking, decisions will have to be taken around how best to trade these markets. Each asset manager will need to consider the balance between the cost and benefit,” says Stuart Lawrence, head of UK equity trading at UBS Asset Management.

Trading 52

Trading Equities Asset Management Retail 52

The TRADE

FEBRUARY 22, 2024

However, Newns also highlights the importance of regulation to improve and ensure investor protection within this specific asset class. The role that institutions play in this space is to find ways to enhance investor safety.

Finance 130

Finance Finance Trading Financial Market 130

The TRADE

JULY 11, 2023

Rachel Kent’s review focuses on removing enough of the operational burdens to encourage asset managers to take advantage of new rebundling freedoms, but not so much that transparency to asset owners is completely jettisoned. We see this proposal as a progressive step, with its success dependent on securing appropriate funding.”

Asset Management 40

Asset Management Investment Government Trading 40

The Deal

JULY 24, 2023

The SEC study appears to support a thesis posed by activist investor critics: That existing rules hurt rank-and-file investors who sell shares at arguably discounted prices to activists and other investors in the know before the activist discloses their campaign, a move that often results in share-price spikes.

Investors 52

Investors Shares Management Funds 52

The TRADE

JULY 19, 2024

What is driving the purported ‘comeback’ of traditional asset managers? This alone was enough to make institutional asset managers wary of making moves. However, macroeconomic uncertainty, particularly due to historic inflationary pressures and rising yields, kept traditional asset managers cautious.

Asset Management 62

Asset Management Retail Trading Management 62

Peak Frameworks

OCTOBER 30, 2023

The world of banking can be broadly divided into: Retail Banks: Think of your local branch where you have your checking and savings accounts. Commercial Banks: These cater to businesses, providing loans, treasury, and cash management services. This model is foundational for retail and commercial banks.

Banking 52

Banking Bank Proprietary Trading Investment Banking 52

The TRADE

APRIL 30, 2024

New rules have impacted almost every financial firm, ranging from banks to asset managers. The importance of these rules can be linked to the reshaping of the regulatory environment and ultimately creating a more robust trading environment and promoting investor confidence.

Financial Institution 67

Financial Institution Financial Market Risk Management Banking 67

The TRADE

APRIL 10, 2024

According to Nasdaq, it will make it possible for investors to gain exposure in the Swedish small cap market and simplify investment strategies through consolidating a diversified portfolio of small cap stocks into a single instrument. In addition, the screening criteria allows investors to make decisions which are aligned with ESG outcomes.

Asset Management 57

Asset Management Portfolio Management Portfolio Investors 57

Transactional Delights

FEBRUARY 14, 2021

There are many things happening right now in the shareholder landscape, including a growing focus on ESG from institutional investors like BlackRock and TCI, and the rising collective consciousness of the retail shareholder. Today’s topic broadly covers the current shareholder landscape. and $2,000 in Canada”.

Retail 40

Retail M&A S&P IT 40

Razorpay

AUGUST 9, 2023

Regular individuals have retail banks. Some merchant banks may be affiliated with other retail or investment banks, but this specialized branch of banking does not provide services to the general public. Merchant banks provide specialized services to large corporations, high net worth individuals, and institutional investors.

Banking 52

Banking Bank Business Underwriting 52

The TRADE

JANUARY 2, 2024

Eric Heliene, head of buy-side trading desk, Groupama Asset Management  The intensification of financial regulation is a fundamental trend transforming the asset management ecosystem.   Another big theme will be the importance of the retail investor, and how European capital markets can grow by better serving this community. Investor

Trading 62

Trading Asset Management Equities Retail 62

Software Equity Group

MARCH 7, 2024

Tally Mack, CEO and Co-Founder Bravo Store Systems The Next Big Thing in Retail Management Solutions In addition to her professional accomplishments, Tally Mack is a role model for women in the software industry and a strong advocate for women in leadership positions.

Collaboration 52

Collaboration Management IT Business 52

Software Equity Group

MARCH 7, 2024

Tally Mack, CEO and Co-Founder Bravo Store Systems The Next Big Thing in Retail Management Solutions In addition to her professional accomplishments, Tally Mack is a role model for women in the software industry and a strong advocate for women in leadership positions.

Collaboration 52

Collaboration Management IT Business 52

Software Equity Group

MARCH 7, 2024

Tally Mack, CEO and Co-Founder Bravo Store Systems The Next Big Thing in Retail Management Solutions In addition to her professional accomplishments, Tally Mack is a role model for women in the software industry and a strong advocate for women in leadership positions.

Collaboration 52

Collaboration Management IT Business 52

The TRADE

OCTOBER 26, 2023

Citadel Securities Needing little introduction, Citadel Securities, is one of the largest market makers in US Treasuries and USD interest rate swaps globally, and serves an extensive list of financial institutions, including: banks, asset managers, pension funds, hedge funds, central banks, and sovereign wealth fund.

Electronics 57

Electronics Trading Banking Bank 57

The TRADE

OCTOBER 18, 2023

Meanwhile, Cboe expanded the trading period for its high yield and investment grade corporate bond futures to 23 hours per weekday, in June, to help investors manage their credit portfolios. Among these was the exchange group’s push into retail trading in April with the launch of Turquoise Retail Max.

Trading 57

Trading Stock Retail IT 57

Transactional Delights

OCTOBER 9, 2021

Through new technology and collaboration with industry partners, the voting choices will be available to institutional investors invested in their index funds, making approximately 40% of the $4.8 trillion index equity assets managed by BlackRock for their clients eligible for these new voting options. Why do I say that?

Retail 40

Retail IT Funds S&P 40

Mergers and Inquisitions

OCTOBER 11, 2023

The disadvantages are that it is quite difficult to move from these jobs into investment/deal-related roles, as some CRE investors “look down on” property management. If you want to go this route, find a management firm that works with commercial properties (or multifamily properties with 200+ units) owned by institutional investors.

Private Equity 101

Private Equity Investment Banking Debt Funds 101

Accenture Capital Markets

AUGUST 23, 2022

At the same time, competition is intensifying across the industry—from traditional wealth managers, asset managers, insurers, workplace providers, independent advisors, banks and new wealth techs. Europe’s wealth management industry is experiencing yet another wave of disruption.

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Management Investment Collaboration Banking 52