Asset Management Proprietary Trading Securities 
The TRADE
DECEMBER 29, 2023
Coming in at number three in our most read stories was news in September that the US’ Securities and Exchange Commission (SEC) had issued a ruling for a new National Market System. Among the asset management bands that were merged were Perpetual, Pendal, Barrow Hanley, J O Hambro, Regnan, Trillium and TSW.
Peak Frameworks
OCTOBER 30, 2023
Trading and Proprietary Trading Many large banks are involved in trading activities. This can be trading on behalf of their clients (like when you buy a stock through a bank's brokerage service) or proprietary trading where banks invest their own money.
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The TRADE
MAY 24, 2024
While fingers of blame are being pointed in each direction, the bottom line is asset managers are now facing operational challenges, the notion of pre-funding trades and balancing settlement security with best execution obligations. One of the biggest talking points for asset managers and their custodians is liquidity.
The TRADE
MAY 1, 2024
It was then that he moved onto the proprietary trading desk at the bank, mentored by former head trader at Moore Capital, Joe Cardello, and Jim Byrd, global head of macro trading at RBC. “My My key takeaway from those guys was that the core foundation of trading isn’t about buying and selling.
The Deal
AUGUST 9, 2023
Securities and Exchange Commission in 2020 to require an activist to disclose their position in a Schedule 13D filing within five days of owning more than 5% of a company, rather than the current 10-day requirement. At issue is a measure initially proposed by the U.S. The SEC didn’t respond to a request for comment.
The Deal
JULY 24, 2023
Securities and Exchange Commission in 2020 to require an activist to disclose their position in a Schedule 13D filing within five days of owning more than 5% of a company, rather than the current 10-day requirement. The list, for instance, lists zero assets for Elliott, and two other prominent activists, TCI Fund Management Ltd.
The TRADE
SEPTEMBER 28, 2023
Non-traditional liquidity providers such as Flow Traders, Jane Street, Optiver, and Citadel Securities have made waves in fixed income and all-to-all platforms provided by the likes of MarketAxess, Tradeweb and Bloomberg have exacerbated this – offering buy-siders a chance to face off against firms they might not otherwise have been connected with.
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