Sica Fletcher

AUGUST 6, 2024

Our research team’s latest report compares the top insurance agency investment banks of 2024. Insurance Agency Investment Banks: Investment banks that specialize in the insurance industry. Insurance Agency Investment Banks: Investment banks that specialize in the insurance industry.

Investment Banking 52

Investment Banking Insurance Bank Banking 52

The TRADE

JUNE 4, 2024

Under the new rules covered clearing agencies in the US Treasury market are required to adopt policies that ensure their members submit for clearing certain specified secondary market transactions. The amendments also require covered clearing agencies to separately collect and calculate margin for house and customer transactions.

Broker 104

Broker Financial Institution Risk Management Capital Market 104

The TRADE

DECEMBER 4, 2023

Former director at Cboe Global Markets, Michael Sparacino, has left the exchange operator after less than two years to re-join agency only broker-dealer Matrix Executions. He re-joined the agency only broker-dealer after also previously serving as a director for almost three years from 2019 to 2022.

Capital Market 64

Capital Market Broker Asset Management Trading 64

The TRADE

MAY 15, 2024

BNY Mellon has today announced the integration of Global Markets Trading (GMT), which will combine the firm’s capabilities in foreign exchange, fixed income, equities and capital markets to provide full-service client provisions.

Trading 69

Trading Asset Management Capital Market Broker 69

The TRADE

JULY 3, 2023

Alongside him, Torsten Schöneborn joined the bank from BNP Paribas where he had been global head of electronic platform and global head of quant prime broking. Before that, he spent almost 10 years at Deutsche Bank, where his roles included global co-head of electronic equities and head of eFX spot quant trading.

Trading 64

Trading Investment Banking Banking Bank 64

The TRADE

OCTOBER 2, 2023

James Hilton was appointed multi-asset managing director in RBC’s low touch team, joining from Credit Suisse, where he had been serving as head of sales for EMEA for the bank’s advanced execution sales (AES) team. Prior to joining Credit Suisse in 2006, Hilton spent six years at UBS Investment Bank as a director.

Asset Management 64

Asset Management Management Sale Capital Market 64

The TRADE

OCTOBER 18, 2024

After a few turbulent years stemming from market volatility, rising interest rates, geopolitical turmoil, inflation, soaring energy prices, client performance, fee pressures, a mini banking crisis, looming regulation, constant tweaking of risk models, rising client complexities and the notorious Archegos saga… well, things are looking up.

Funds 69

Funds Broker Bank Banking 69

The TRADE

SEPTEMBER 25, 2023

Previously in his career, he served as president and chief executive of TD Ameritrade Holding Corporation for eight years and as vice chairman of TD Bank Financial Group. Banque, Banca Commerciale, and Lugano Espirito Santo Investment Bank. As president of European markets as Nasdaq he currently oversees the Nordic and Baltic regions.

Sale 64

Sale Trading Electronics Bank 64

The TRADE

FEBRUARY 13, 2024

The exchange operator has signed a deal with one of the largest institutional brokers in Thailand – Kiatnakin Phatra Securities (KKPS) – and expects the development to act as a launchpad for further deals with banks and broker-dealers in Asia as it looks to expand its platform further in the region.

Securities 52

Securities Broker Trading Capital Market 52

OfficeHours

JUNE 6, 2023

They may then negotiate with the company to restructure the debt, provide additional capital, or facilitate a turnaround. Private debt investments involve providing loans or credit facilities to companies that may not have access to traditional bank financing. investment banking, private equity , VC, etc.)

Private Equity 147

Private Equity Equities Debt Investment 147

The TRADE

AUGUST 8, 2023

The two leading US capital markets watchdogs have come down on almost a dozen organisations over recordkeeping failures with their combined penalties totalling nearly $550 million. Additionally, the CFTC has also confirmed that the settlements also require an admission of wrongdoing from the banks. billion to date.

Capital Market 52

Capital Market Capital Bank Banking 52

Global Banking & Finance

DECEMBER 14, 2023

Europe’s stock exchanges face calls to reform fees to challenge Wall St By Sinead Cruise, Huw Jones and Samuel Indyk LONDON (Reuters) – Top stock exchange operators in Europe are under pressure from some investors and brokers to trim and simplify their fees to build a deeper capital market that challenges Wall Street’s allure to […] (..)

Stock 40

Stock Capital Market Broker Investors 40

The TRADE

OCTOBER 27, 2023

As part of a major scheme from the Monetary Authority of Singapore (MAS) to develop the region as a global FX trading hub, several large banks over the last few years agreed to develop FX pricing and trading engines in Singapore, in partnership with MAS.

Trading 90

Trading Asset Management Management Investment Manager 90

The TRADE

JULY 7, 2023

How are client demands of prime brokers shifting? For hedge funds, access to capital and the ability to shift directions with agility — to create, employ, and scale new strategies — is critical. What is the driver behind Clear Street’s new investment banking unit?

Capital Market 52

Capital Market Risk Management Investment Banking Funds 52

The TRADE

NOVEMBER 9, 2023

BMO Capital Markets also received two awards in the algorithmic trading category, Best Access to Market, alongside Best Customer Support & Consulting. Meanwhile in the EMS category, Virtu Triton received two awards; Best Market Access and Best Large-Cap.

Trading 64

Trading Capital Market Consulting Electronics 64

The TRADE

JUNE 23, 2023

EU asset managers, banks and brokers are urging policy markets not to succumb to pressure that could potentially lead to suboptimal outcomes in the Markets in Financial Instruments Directive (Mifid/r) review.

Trading 59

Trading Equities Asset Management Initial Public Offering 59

The TRADE

JULY 3, 2024

Given that the settlement cycle is now shorter in the US trading volumes on a Thursday have dropped off significantly thanks to funding requirements that require brokers to fund a position for an additional three days on Friday, Saturday and Sunday given the slightly longer settlement cycle in Europe, the UK, and most of Asia Pacific.

Trading 59

Trading Broker Funds Investment Manager 59

The TRADE

DECEMBER 11, 2023

Previously in her career, she spent three and a half years as a cash equity broker at Tullett Prebon. Former head of market services and digital at Euronext, Eglantine Desautel, has been selected to head up the European consolidated tape efforts. She began her career at Newedge in a cash equity trading and sales role.

Trading 64

Trading Sale Electronics Financial Institution 64

The TRADE

APRIL 26, 2024

He originally joined Liberum eight months ago from Numis Securities – now Deutsche Numis, following its acquisition by the bank last year.

Sale 40

Sale Electronics Trading Equities 40

The TRADE

JANUARY 3, 2024

But there are a number of factors at play which make the future an enticing space to watch as only time will tell whether the independents can continue to thrive among a growing crowd of institutional banking players. Over the past 12 months, Tourmaline has also tapped rival BTIG and hired from Vantage Capital Markets and Liquidnet.

Trading 64

Trading Asset Management M&A Broker 64

The TRADE

JANUARY 2, 2024

Another big theme will be the importance of the retail investor, and how European capital markets can grow by better serving this community. Investor It is against this backdrop that Cboe launched single stock options trading on Cboe Europe Derivatives and enhancing its proposition to retail brokers.

Trading 64

Trading Asset Management Equities Retail 64

The TRADE

NOVEMBER 2, 2023

A friend suggested I consider investment banking and following a trading and sales summer placement at ABN AMRO in the City, I was instantly captivated – I had found my fit. Fast forward to the end of my studies, I applied for a position at a European investment bank. My rational was twofold.

Trading 64

Trading Portfolio Bank Banking 64

How2Exit

MAY 2, 2023

When interest rates increase, banks are less likely to provide financing as the debt servicing ratio becomes more difficult to meet. Concept 8: Unlock Private Capital Markets One way to unlock private capital markets is to focus on businesses that have reached a certain level of success.

Sale 130

Sale Business Book-building IT 130

The TRADE

AUGUST 1, 2023

The relationship between banks and their clients has shifted in recent years as the advancement of technology has encouraged a broader range of firms to become more autonomous with how they execute smaller trades and less risk averse with larger ones. We saw an opportunity where the market landscape had shifted around 2018,” adds Nielson.

Equities 52

Equities Trading Electronics Sale 52

How2Exit

JUNE 10, 2024

E221: Michael Mufson Discusses Investment Banking and Business Exit Strategies - Watch Here About the Guest(s): Michael Mufson is a seasoned investment banker with a distinguished career spanning over several decades. Understanding the investment banking process can make a significant difference when preparing to sell or merge a business.

Investment Banking 100

Investment Banking Business Investment Bank 100

The TRADE

APRIL 30, 2024

These regulations have significantly impacted the operations and behaviour of financial institutions, contributing to greater stability, transparency, and accountability in global financial markets. New rules have impacted almost every financial firm, ranging from banks to asset managers.

Financial Institution 69

Financial Institution Financial Market Risk Management Bank 69

The TRADE

OCTOBER 24, 2024

While perhaps not one of the most exciting aspects of the trade lifecycle, settlement is a central process that acts as a pillar for the capital markets. Usually hosted by bulge bracket banks, SIs are an internalising mechanism that allow banks to execute flow over the counter or off exchange.

Trading 120

Trading Investors IT S&P 120

The TRADE

JANUARY 13, 2025

Before that, London-based Horan served as head of outsourced trading at Pershing EMEA.Previously in his career, he also served as head of the European broker desk at Instinet, as well as working in an equities-related broker role at Tullet Prebon and UK-focused market maker at ABN AMRO Bank.

Securities 64

Securities Sale Capital Market Trading 64

The TRADE

DECEMBER 24, 2024

Amid these changes, banks need to adapt so they can meet their clients wherever they are and deliver on best execution requirements. To get ahead of the competition, banks need to upgrade their technology to enable faster price discovery, bespoke price creation and improved risk management.

Trading 85

Trading Electronics Bank Banking 85

The TRADE

DECEMBER 19, 2024

Traders will have to keep a close eye on new venues entering the market to take advantage of greater execution choice but also to navigate an increasingly fragmented market. We expect more of the neo-brokers that have fostered retail participation in the US to make their way to Europe in 2025. Watch this space!

Trading 59

Trading Retail Investment Education 59

The TRADE

DECEMBER 12, 2024

Central to the growth of the off-book segment and perhaps responsible for ruffling the most feathers is a relatively new workflow whereby non-bank liquidity providers quote directly to the buy-side via their execution management systems (EMS) leveraging actionable indications of interest (IOIs).

Book-building 52

Book-building Trading Electronics IT 52

The TRADE

DECEMBER 27, 2024

Non-quant firms are looking to use alternative methods to improve trading outcomes, monitor risk and performance, improve alpha generation and broker selection, and gain a competitive advantage. The proprietary systems that once gave large banks and hedge funds a competitive edge are no longer exclusive to those with deep pockets.

Trading 72

Trading Capital Market Capital Proprietary Trading 72