How to Prepare for Series Exams
OfficeHours
JULY 11, 2023
When I first started my job in investment banking, I knew the first month or so would be training before I actually hit the desk and started working with my team. The SIE, or Securities Industry Essentials exam, is a comprehensive introductory exam created and administered by the Financial Industry Regulatory Authority (FINRA) in the US.
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