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The SEC’s equities overhaul: Necessary plumbing changes or a liquidity drain?

The TRADE

There are some very powerful, well-entrenched special interests who will rightfully see this as a direct attack on their business models. Certainly, there will be a lot of burden on broker dealers to adjust their routing and adding venues, but it’s not incredibly impactful.” What happens next?

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Certificate of Deposit (CD)

Wall Street Mojo

There are many types of CDs in the market, with some being traditional types, liquid CDs, jumbo types and broker CDs, etc. Certificate of Deposit Explained A certificate of deposit account is a kind of fixed tenure investment instrument offered by banks, credit unions, and brokers working for a financial entity.

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Unpacking the 20 most impact financial regulations from the last 20 years

The TRADE

Traditionally, many securities transactions have settled on a T+2 basis, in which buyers receive ownership of a security and the seller receives payment two business days after the trade date.

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The 20 greatest trading innovations

The TRADE

Within SIs, banks can cross flow from their various business divisions using their central risk books without going out to the market to find the other side. In years gone by, buy-side firms have placed orders via a sell-side broker to be traded on exchange.

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