The TRADE

JULY 23, 2024

Nicky Maan Baader Bank has been trading securities for over four decades, offering its partners and institutional investors access to capital markets through integrated trading platforms. In recent years, Baader Bank has also expanded its retail broker client base significantly, which will help enhance Spectrum’s presence in Germany.

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The TRADE

DECEMBER 5, 2024

Liquidity management service provider OptimX Markets has partnered with BMO Capital Markets to bring the firm’s institutional algorithmic trading flow to institutional buy-side trading desks in European markets. BMO will now offer a range of trading opportunities tailored to their institutional client base through OptimX.

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The TRADE

DECEMBER 4, 2023

Former director at Cboe Global Markets, Michael Sparacino, has left the exchange operator after less than two years to re-join agency only broker-dealer Matrix Executions. He re-joined the agency only broker-dealer after also previously serving as a director for almost three years from 2019 to 2022.

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The TRADE

JUNE 4, 2024

Under the new rules covered clearing agencies in the US Treasury market are required to adopt policies that ensure their members submit for clearing certain specified secondary market transactions. The amendments also require covered clearing agencies to separately collect and calculate margin for house and customer transactions.

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The TRADE

AUGUST 10, 2023

As part of the collaboration, Virtu’s network of retail broker-dealers will gain access to the primary markets and to secondary market liquidity via an integration with InvestorLink’s primary market order management and artificial intelligence based matching platform. “We

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The TRADE

MAY 15, 2024

BNY Mellon has today announced the integration of Global Markets Trading (GMT), which will combine the firm’s capabilities in foreign exchange, fixed income, equities and capital markets to provide full-service client provisions.

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The TRADE

MARCH 12, 2024

Deutsche Bank has signed up to the onboarding and maintenance platform for custody, broker trading, and buy-side accounts offered by ascending fintech Saphyre. The fintech also has relationships with custody giants BNY Mellon and JP Morgan dating back to 2021 and 2020, respectively.

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Banking Bank Trading Broker 62

Global Banking & Finance

DECEMBER 14, 2023

Europe’s stock exchanges face calls to reform fees to challenge Wall St By Sinead Cruise, Huw Jones and Samuel Indyk LONDON (Reuters) – Top stock exchange operators in Europe are under pressure from some investors and brokers to trim and simplify their fees to build a deeper capital market that challenges Wall Street’s allure to […] (..)

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Stock Capital Market Broker Investors 40

Business Standard - FInance

JUNE 16, 2023

Capital markets regulator Sebi on Friday restricted online bond platform providers from offering products other than listed debt securities on their platforms. Under the rules, Online Bond Platform Providers (OBPPs) need to register themselves as stock brokers in the debt segment of the stock exchange.

Debt 52

Debt Capital Market Broker Investors 52

OfficeHours

OCTOBER 11, 2023

OfficeHours is an online platform that provides 1-on-1 coaching, training, and advice to help you land a job in competitive finance careers including investment banking, private equity, growth equity, venture capital, and hedge funds.

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The TRADE

OCTOBER 2, 2023

Axis Capital Markets appointed Lewis Jones in an institutional sales and trading role. According to an update on social media, Jones joined Axis Capital Markets from IBP Markets, where he served as an equity sales trader for nearly three years.

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The TRADE

SEPTEMBER 12, 2024

Alongside these, The TRADE is excited to reveal the Editors’ Choice Awards for 2024, recognising excellence from all corners of the capital markets industry, including exchanges, trading venues, technology and data vendor services and more. Winners will be announced on 19 November at Leaders in Trading New York.

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The TRADE

FEBRUARY 13, 2024

The exchange operator has signed a deal with one of the largest institutional brokers in Thailand – Kiatnakin Phatra Securities (KKPS) – and expects the development to act as a launchpad for further deals with banks and broker-dealers in Asia as it looks to expand its platform further in the region.

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The TRADE

NOVEMBER 25, 2024

The service also supports key regulatory initiatives including EMIR, CSDR and the Securities Financing Transactions Regulation (SFTR), with the aim to help promote transparency, market integrity and the competitiveness of European capital markets. “We

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Finance Finance Securities Trading 67

The TRADE

JUNE 15, 2023

These communication protocol systems would have to register as exchanges or as broker-dealers, while also complying with Regulation ATS. “We SIFMA has said the proposal lacks coherence on what can be classified as an exchange and a clear rationale behind the expansion of the rule.

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Asset Management Management Broker Trading 62

The TRADE

JANUARY 18, 2024

Despite the indisputable decline in physical trading practices, it is enduring within an increasingly technological capital markets world which has already put innumerable out-dated practices out of fashion. Market opinion – and moves – suggest that mourning the death of open outcry  may be premature.

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The TRADE

JULY 4, 2024

It also lowers the barrier of entering B3’s market from abroad by facilitating access to the trading floor and lowering costs for local brokers and trading participants.”

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The TRADE

JULY 7, 2023

How are client demands of prime brokers shifting? For hedge funds, access to capital and the ability to shift directions with agility — to create, employ, and scale new strategies — is critical. Firms that continue to make these investments and leverage the best technologies available will have the edge in 2023 and beyond.

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Capital Market Risk Management Investment Banking Capital 52

The TRADE

OCTOBER 13, 2023

Deutsche Bank has completed the acquisition of institutional broker Numis and has unveiled a new offering to be known as ‘Deutsche Numis’. We are proud to introduce Deutsche Numis as a leading corporate broker in the UK and we look forward to working with Alex, Ross and the rest of the team.”

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Banking Bank Acquisitions Investment Banking 57

The TRADE

OCTOBER 18, 2024

Data from Convergence tracking the top 25 prime brokers showed their market share grew from 83.3% Goldman Sachs, Morgan Stanley and JP Morgan all increased their market share substantially, despite the former two seeing drops in the number of funds they have relationships with. in April 2023, to 92% in 2024.

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Funds Broker Banking Bank 67

OfficeHours

JUNE 6, 2023

Deal sourcing typically involves the “softer” skills, and this includes maintaining relationships with investment bankers, brokers, industry professionals, and other intermediaries who can provide leads on potential opportunities.

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Private Equity Equities Debt Investment 147

The TRADE

AUGUST 8, 2023

The two leading US capital markets watchdogs have come down on almost a dozen organisations over recordkeeping failures with their combined penalties totalling nearly $550 million. billion to date.

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Capital Market Capital Banking Bank 52

The TRADE

NOVEMBER 9, 2023

BMO Capital Markets also received two awards in the algorithmic trading category, Best Access to Market, alongside Best Customer Support & Consulting. Meanwhile in the EMS category, Virtu Triton received two awards; Best Market Access and Best Large-Cap.

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Trading Capital Market Consulting Electronics 62

The TRADE

JULY 3, 2023

New York-based independent prime broker Clear Street hired a team of investment bankers to build out its new investment banking and advisory offering. Gerety joined from JonesTrading, where he spent 11 years, serving most recently as managing director, equity capital markets.

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Trading Investment Banking Bank Banking 62

The TRADE

JULY 18, 2024

Contrary to popular belief, an exchange is not just about ‘buy, buy, sell, sell,’ which is the domain of brokers. Discussing the aims of GIX, Labovitz tells The TRADE that it comes down to addressing all aspects of an exchange’s offering. The true essence lies in the infrastructure that supports these transactions.

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Trading Securities Accountant Capital Market 62

The TRADE

SEPTEMBER 25, 2023

Sibbern is currently executive vice president and president of European Markets at Nasdaq and will also sit on the SIX executive board as part of the role. Sibbern has been active in the capital markets space for more than two decades and has worked in various roles for Nasdaq as well as other exchange institutions.

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The TRADE

OCTOBER 27, 2023

“One of the key reasons Singapore is an attractive market is it’s pretty well positioned, as it shares the same time zone as Hong Kong,” Gerard Walsh, global head of capital markets client solutions at Northern Trust, told The TRADE.

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The TRADE

DECEMBER 13, 2023

KRM22 – focused on risk management and capital markets – will also be used to extend the capabilities of TT Score and Compliance+ by building a new multi-asset class surveillance platform, expected in Q2 2024.

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Trading Business Risk Management Capital Market 57

The TRADE

OCTOBER 4, 2023

LiquidityBook is set to acquire boutique capital markets fintech provider, Messer Financial Software, in a bid to accelerate its multi-asset capabilities. The business confirmed that clients can continue to utilise only the services they need, as well as integrate a variety of third-party tools.

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The TRADE

APRIL 26, 2024

Previously in his career, he spent four and a half years at Canaccord Genuity – Global Capital Markets as a vice president and electronic sales trader, a year and a half at broker-dealer ConvergEx Group in an equity sales and trading role and a year and a half at BNP Paribas Securities Services in a relationship management and sales role.

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The TRADE

DECEMBER 11, 2023

Previously in her career, she spent three and a half years as a cash equity broker at Tullett Prebon. Former head of market services and digital at Euronext, Eglantine Desautel, has been selected to head up the European consolidated tape efforts. She began her career at Newedge in a cash equity trading and sales role.

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Trading Sale Electronics Financial Institution 62

The TRADE

MAY 31, 2023

We’re at the roll-up-your-sleeves, all-hands-on-deck stage,” said Keith Evans, executive director of the Canadian Capital Markets Association (CCMA), who this week highlighted one of the key remaining concerns for the market ahead of next year’s switch to a shortened settlement cycle.

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How2Exit

JUNE 10, 2024

The discussion dives deep into the evolution of the capital markets, the rise of private equity, and the intricate process behind selling a business. Their expertise extends far beyond the capabilities of typical business brokers, especially when dealing with businesses generating millions in EBITDA.

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Investment Banking Business Investment Banking 100

How2Exit

MAY 2, 2023

Concept 8: Unlock Private Capital Markets One way to unlock private capital markets is to focus on businesses that have reached a certain level of success. By doing this, businesses can unlock private capital markets and ensure that their business is successful in the long-term.

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How2Exit

JULY 13, 2023

These individuals have ambitions for growth and are driven by business expansion, capitalization, marketing, and other related factors. The transcript also criticizes business brokers who fail to accurately assess the value of a business. Therefore, the net profit of $200,000 should be the basis for valuation.

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Business Collaboration Mergers and Acquisitions Valuation 130

The TRADE

JUNE 21, 2024

You’ve got a lot of brokers delivering very similar VWAP strategies, but if they’re broadly built in the same way, you’re not going to learn from that. The idea of selecting a pool of homogeneous algorithms just isn’t going to result in performance improvements over time.

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The TRADE

AUGUST 15, 2023

Andre Duvivier, chief executive of SL Tools, explained: “There is no sustainable way to trade around these market conditions yet, and some traders resort to trading in smaller pieces or using broker algos, which take a long time to fill and dislocate prices.

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