The TRADE

NOVEMBER 9, 2023

BMO Capital Markets also received two awards in the algorithmic trading category, Best Access to Market, alongside Best Customer Support & Consulting. Meanwhile in the EMS category, Virtu Triton received two awards; Best Market Access and Best Large-Cap.

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The TRADE

DECEMBER 11, 2023

Albon has been appointed associate director, senior sales for EMEA electronic trading and program trading, set to join the firm in February next year. She will report to global head of electronic trading and distribution, Jason Rand. Previously in her career, she spent three and a half years as a cash equity broker at Tullett Prebon.

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The TRADE

OCTOBER 13, 2023

Deutsche Bank has completed the acquisition of institutional broker Numis and has unveiled a new offering to be known as ‘Deutsche Numis’. We are proud to introduce Deutsche Numis as a leading corporate broker in the UK and we look forward to working with Alex, Ross and the rest of the team.”

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The TRADE

JULY 18, 2024

GIX submitted its Form 1 application on 9 May 2023, outlining plans to operate a fully automated electronic trading platform for the trading of listed equities – no physical trading floor is planned. Contrary to popular belief, an exchange is not just about ‘buy, buy, sell, sell,’ which is the domain of brokers.

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The TRADE

OCTOBER 27, 2023

“One of the key reasons Singapore is an attractive market is it’s pretty well positioned, as it shares the same time zone as Hong Kong,” Gerard Walsh, global head of capital markets client solutions at Northern Trust, told The TRADE.

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The TRADE

AUGUST 8, 2023

The two leading US capital markets watchdogs have come down on almost a dozen organisations over recordkeeping failures with their combined penalties totalling nearly $550 million. All 11 firms had been found to have been using longstanding “off-channel” communications following an investigation by the SEC. billion to date.

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The TRADE

AUGUST 21, 2023

Certainly, there will be a lot of burden on broker dealers to adjust their routing and adding venues, but it’s not incredibly impactful.” A retail lightening rod Perhaps most divisive are the proposals set to fundamentally change the way the retail markets operate. billion and Virtu which spent $654 million in the same period.

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The TRADE

OCTOBER 24, 2024

While perhaps not one of the most exciting aspects of the trade lifecycle, settlement is a central process that acts as a pillar for the capital markets. Direct market access (DMA) Many of the innovations in this lengthy list offer a new way for buyers and sellers to access the markets and direct market access (DMA) is no different.

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The TRADE

NOVEMBER 2, 2023

I began my buy-side journey on the ETF capital markets team, a product and market infrastructure I had no experience of, which was incredibly exciting and daunting at the same time. We also have a systematic trading desk which executes low touch flow electronically, utilising increasingly sophisticated technology.

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The TRADE

AUGUST 1, 2023

“If I look at who the biggest players in the European markets were 10 years ago it’s very different to who they are today,” says Bobby Molavi, head of EMEA execution services and European primary distribution for equity capital markets at Goldman Sachs. When it comes to algos, VWAP is most dominant in the quantitative space.

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The TRADE

MAY 23, 2024

Eric Stockland, co-head of global electronic trading at BMO Capital Markets, explains that the venues largely fall into two categories: “It’s like a Phillips screwdriver and a Flathead screwdriver. Nothing comes for free and in pan-European markets, no one is obliged to connect to any venue.

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The TRADE

APRIL 30, 2024

ESMA’s rules on AI: AI has been an ever-important theme across the capital markets sphere with regulators looking to ensure innovation does not lead to market disruption. A key aspect of Reg BI is the establishment of a higher standard of conduct for broker-dealers when making recommendations to retail customers.

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The TRADE

DECEMBER 12, 2024

If you can get done and risk filled, theres an efficiency to that, says Hayley McDowell, EU equity electronic sales trader and EU market structure Consultant at RBC Capital Markets. The liquidity provision workflow can be a useful tool, especially given the recent record lows of lit liquidity.

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