The TRADE

APRIL 25, 2025

Given the recent surge of retail investor activity in Germany and other European countries, our new retail execution service addresses the growing demand for efficient capital market access at the right time, a Deutsche Brse spokesperson told The TRADE. The service applies to all Xetra trading in equities, ETFs and ETPs.

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OfficeHours

OCTOBER 11, 2023

For the past months, OfficeHours has had some amazing speakers, including private equity pros, HBS MBA grads, and successful founders. We cover topics like private equity, investment banking, switching careers, and how to grow in your job. You can now listen to their talks on our Spotify channel, “ Overheard on OfficeHours.

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The TRADE

JUNE 23, 2023

EU asset managers, banks and brokers are urging policy markets not to succumb to pressure that could potentially lead to suboptimal outcomes in the Markets in Financial Instruments Directive (Mifid/r) review.

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The TRADE

AUGUST 21, 2023

The four separate rulemakings put forward by the US Securities and Exchange Commission (SEC) in December last year represent the most significant attempt to revamp market structure for US equities in recent memory. While evolution of equities market structure in the US is long overdue, what form it should come in is up for debate.

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The TRADE

OCTOBER 2, 2023

Webster also joins from Credit Suisse where she had previously spent 18 years, first as a pan European equity cash trader and later in a sales and trading role also within the AES division. Balyasny Asset Management appointed Harrison Chesterton as associate director within its equity finance trading division.

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The TRADE

DECEMBER 4, 2023

Former director at Cboe Global Markets, Michael Sparacino, has left the exchange operator after less than two years to re-join agency only broker-dealer Matrix Executions. He re-joined the agency only broker-dealer after also previously serving as a director for almost three years from 2019 to 2022.

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The TRADE

MAY 15, 2024

BNY Mellon has today announced the integration of Global Markets Trading (GMT), which will combine the firm’s capabilities in foreign exchange, fixed income, equities and capital markets to provide full-service client provisions.

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The TRADE

AUGUST 1, 2023

For Europe, the advancement of technology is not the only narrative that’s reshaping the market as stagnant volumes and liquidity also continue to redefine who is capable of sitting at the top of the financial food chain. We’ve seen market share consolidate to fewer players and I think we’ve been a big beneficiary of that theme.”

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The TRADE

JULY 3, 2023

Before that, he spent almost 10 years at Deutsche Bank, where his roles included global co-head of electronic equities and head of eFX spot quant trading. New York-based independent prime broker Clear Street hired a team of investment bankers to build out its new investment banking and advisory offering. His next role is unconfirmed.

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The TRADE

SEPTEMBER 12, 2024

Alongside these, The TRADE is excited to reveal the Editors’ Choice Awards for 2024, recognising excellence from all corners of the capital markets industry, including exchanges, trading venues, technology and data vendor services and more. Winners will be announced on 19 November at Leaders in Trading New York.

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The TRADE

JULY 4, 2024

Through RCB’s connectivity method, Avelacom has gained access to all of B3’s markets, including equities, derivatives, digital assets, and OTC. The move comes at a key time for Brazil, a market which has received more and more attention in recent times as global clients turn their heads towards its capital markets.

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The TRADE

OCTOBER 13, 2023

Deutsche Bank has completed the acquisition of institutional broker Numis and has unveiled a new offering to be known as ‘Deutsche Numis’. We are proud to introduce Deutsche Numis as a leading corporate broker in the UK and we look forward to working with Alex, Ross and the rest of the team.”

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The TRADE

DECEMBER 11, 2023

Previously in her career, she spent three and a half years as a cash equity broker at Tullett Prebon. She began her career at Newedge in a cash equity trading and sales role. Former head of market services and digital at Euronext, Eglantine Desautel, has been selected to head up the European consolidated tape efforts.

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The TRADE

OCTOBER 18, 2024

Meanwhile, with regards to equities, revenue deriving from prime brokerage compared to trading shifted from a 30% versus 70% ratio a decade ago, to 40% to 60% in 2023. Data from Convergence tracking the top 25 prime brokers showed their market share grew from 83.3% billion in 2023. in April 2023, to 92% in 2024.

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The TRADE

JULY 7, 2023

How are client demands of prime brokers shifting? For hedge funds, access to capital and the ability to shift directions with agility — to create, employ, and scale new strategies — is critical. Firms that continue to make these investments and leverage the best technologies available will have the edge in 2023 and beyond.

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The TRADE

JANUARY 2, 2024

Vikesh Patel, President at Cboe Clear Europe  Repeated efforts by incumbent exchanges to restrict clearing competition in equities will be a dominant theme of Europe’s post-trade environment in 2024. Market participants have clearly been voicing their desire for competitive clearing.

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The TRADE

SEPTEMBER 25, 2023

Sibbern is currently executive vice president and president of European Markets at Nasdaq and will also sit on the SIX executive board as part of the role. Sibbern has been active in the capital markets space for more than two decades and has worked in various roles for Nasdaq as well as other exchange institutions.

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The TRADE

DECEMBER 13, 2023

TT Compliance is set to take from the TT Score trade surveillance offering, originally built for exchange-traded derivatives, as well as Abel Noser’s Compliance+ solution – primarily utilised for US equities.

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The TRADE

JULY 18, 2024

GIX submitted its Form 1 application on 9 May 2023, outlining plans to operate a fully automated electronic trading platform for the trading of listed equities – no physical trading floor is planned. Contrary to popular belief, an exchange is not just about ‘buy, buy, sell, sell,’ which is the domain of brokers.

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The TRADE

APRIL 26, 2024

Previously in his career, he spent 11 years at UBS in a pan-European equity and derivatives trading role, two and a half years at Bermuda-based investment firm Vokoban Corporation as head trader and treasurer, and a year and a half at JP Morgan Chase & Co as a graduate in exchange traded products (ETPs).

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How2Exit

MAY 2, 2023

This means that businesses have to rely on other sources of financing, such as equity or debt, in order to finance an acquisition. For example, higher interest rates can make it more difficult for businesses to access capital for growth or expansion. Finally, communication is essential to successful employee retention.

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The TRADE

JANUARY 3, 2024

That line-up is largely made up of independent firms, prime brokers and custodians, all of whom are enjoying a piece of the growing pie, with their own strengths and weaknesses. Over the past 12 months, Tourmaline has also tapped rival BTIG and hired from Vantage Capital Markets and Liquidnet. The list goes on.

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Sica Fletcher

AUGUST 6, 2024

MidCap Advisors Stats Dowling & Partners Securities Dowling & Partners Securities specializes in equity research and broker-dealer services, providing investment banking services for insurance agencies as part of their capital markets department.

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The TRADE

JUNE 21, 2024

You’ve got a lot of brokers delivering very similar VWAP strategies, but if they’re broadly built in the same way, you’re not going to learn from that. The idea of selecting a pool of homogeneous algorithms just isn’t going to result in performance improvements over time. More than anything clients are looking for choice.

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The TRADE

MAY 23, 2024

Eric Stockland, co-head of global electronic trading at BMO Capital Markets, explains that the venues largely fall into two categories: “It’s like a Phillips screwdriver and a Flathead screwdriver. Nothing comes for free and in pan-European markets, no one is obliged to connect to any venue.

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The TRADE

AUGUST 7, 2024

Outsourced trading, though undoubtedly a contentious topic, is something that has been around in capital markets for decades in some form or another. However, an undeniable surge has occurred across the trading sphere over the last few years, with decidedly mixed results. were in $50-100 billion and another 2.5%

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The TRADE

NOVEMBER 2, 2023

I began my buy-side journey on the ETF capital markets team, a product and market infrastructure I had no experience of, which was incredibly exciting and daunting at the same time. I spent eight years on the sell-side in various fixed income trading roles, before jumping to the buy-side, and to BlackRock, where I am today.

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The TRADE

DECEMBER 21, 2023

The pandemic marked a seminal moment across the capital markets, effectively drawing a line between the old world and the new. The SEC also appears particularly intent on introducing more reporting rules across asset classes while also reviewing market structure for equities.

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How2Exit

JUNE 10, 2024

Throughout his career, he has been instrumental in underwriting IPOs for family-held businesses and tracking the evolution of private equity. The discussion dives deep into the evolution of the capital markets, the rise of private equity, and the intricate process behind selling a business.

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The TRADE

JANUARY 18, 2024

Despite the indisputable decline in physical trading practices, it is enduring within an increasingly technological capital markets world which has already put innumerable out-dated practices out of fashion. Market opinion – and moves – suggest that mourning the death of open outcry  may be premature.

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How2Exit

JULY 13, 2023

These individuals have ambitions for growth and are driven by business expansion, capitalization, marketing, and other related factors. Finally, the guests discuss the current market trends in private equity and capital raising. Therefore, the net profit of $200,000 should be the basis for valuation.

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The TRADE

OCTOBER 24, 2024

While adoption is widespread in equities other asset classes such as fixed income have been slower to adopt these systems given the nuances of the workflows and liquidity landscapes in these markets. For more information on the various providers in the EMS market, check out The TRADE’s annual survey.

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The TRADE

APRIL 30, 2024

Among the key components of Basel III is the increase in minimum capital requirements for banks, including higher common equity and Tier 1 capital ratios. It mandates increased pre- and post-trade transparency for a wide range of asset classes, including equities, fixed income, derivatives, and structured finance products.

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The TRADE

MAY 8, 2025

Discussions around the want or need to expand trading hours for equities have been ongoing for several years, with varying levels of acceptance and subsequent action being taken across the globe. Whether equities will eventually adopt the 24/7 model is another story all together, however.

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The TRADE

JANUARY 13, 2025

most recently served as head of electronic equity trading at BNYs London branch for 11 years. Aviad Axelrod was named head of fixed income and equities (FIEQ) product for EMEA at BNY within the Global Markets Trading business. The Association for Financial Markets in Europe (AFME) appointed April Day head of capital markets.

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The TRADE

MARCH 14, 2025

Read more: Buy- and sell-side unveil recommendations for proposed equities and ETF consolidated tape structure Rouband currently serves as EMEA head of secondary and options markets at BlackRocks iShares Global Markets. Prior to that, he held a cash equity-related role at Exane.

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The TRADE

NOVEMBER 20, 2024

Rounding up the buy-side awards, Glenmede Investment Management’s Melissa Hinmon, was honoured with the Buy-Side Market Structure Expert of the Year award. BMLL claimed the award for Outstanding Market Data Services Provider – Equities, while Bloomberg took home the same award but for Fixed Income.

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