The TRADE

JUNE 4, 2024

Under the new rules covered clearing agencies in the US Treasury market are required to adopt policies that ensure their members submit for clearing certain specified secondary market transactions. The amendments also require covered clearing agencies to separately collect and calculate margin for house and customer transactions.

Broker 104

Broker Financial Institution Risk Management Capital Market 104

The TRADE

DECEMBER 11, 2023

Previously in her career, she spent three and a half years as a cash equity broker at Tullett Prebon. Former head of market services and digital at Euronext, Eglantine Desautel, has been selected to head up the European consolidated tape efforts. She began her career at Newedge in a cash equity trading and sales role.

Trading 64

Trading Sale Electronics Financial Institution 64

The TRADE

AUGUST 8, 2023

The two leading US capital markets watchdogs have come down on almost a dozen organisations over recordkeeping failures with their combined penalties totalling nearly $550 million. billion to date. Additionally, the CFTC has also confirmed that the settlements also require an admission of wrongdoing from the banks.

Capital Market 52

Capital Market Capital Bank Banking 52

The TRADE

APRIL 30, 2024

Over the past two decades, several critical financial market regulations have been implemented globally, particularly in response to the 2008 Global Financial Crisis (GFC). The years following 2008’s GFC experienced continued financial regulatory reform.

Financial Institution 69

Financial Institution Financial Market Risk Management Bank 69

The TRADE

OCTOBER 24, 2024

First brought to market in the early 80s the system has over the decades earned its title as the leading market data source and a must have for any financial institution looking to execute in the markets. For this reason, the system is favoured by institutional investors as opposed to individual ones.

Trading 120

Trading Investors IT S&P 120