The TRADE

AUGUST 24, 2023

to cover previously exempt proprietary trading firms. The move to increase the number of broker dealer firms registering with FINRA comes as the commission aims to promote fair, orderly, and more efficient markets. Today [23 August], many broker-dealers conduct significant cross-exchange or off-exchange activity.

Trading 98

Trading Proprietary Trading Broker Securities 98

The TRADE

JULY 4, 2024

It also lowers the barrier of entering B3’s market from abroad by facilitating access to the trading floor and lowering costs for local brokers and trading participants.”

Stock 64

Stock Trading Proprietary Trading Engineering 64

The TRADE

OCTOBER 24, 2024

For more information on the various providers in the EMS market, check out The TRADE’s annual survey. Bloomberg Terminal Up next and needing little introduction is the Bloomberg Terminal, Bloomberg’s data and proprietary trading platform. CLS Coming in at number three is the multi-currency settlement system, CLS.

Trading 120

Trading Investors IT S&P 120

The TRADE

APRIL 30, 2024

These measures included mandates for constraints on proprietary trading (known as the Volcker Rule), and enhanced supervision of derivatives markets, as well as increased capital reserves. The regulation has faced criticism for its complexity and potential unintentional consequences.

Financial Institution 69

Financial Institution Financial Market Risk Management Bank 69

The TRADE

AUGUST 7, 2024

Outsourced trading, though undoubtedly a contentious topic, is something that has been around in capital markets for decades in some form or another. However, an undeniable surge has occurred across the trading sphere over the last few years, with decidedly mixed results.

Trading 59

Trading Management Investment Manager IT 59