Broker Electronics Trading Securities 
The TRADE
OCTOBER 24, 2024
In years gone by, buy-side firms have placed orders via a sell-side broker to be traded on exchange. However, DMA is the process of directly connecting electronically to an exchange in order to trade on exchange securities without using a broker or intermediary.
The TRADE
AUGUST 21, 2023
Certainly, there will be a lot of burden on broker dealers to adjust their routing and adding venues, but it’s not incredibly impactful.” According to 606 reports gathered by the SEC, Citadel Securities forked out $2.6 billion and Virtu which spent $654 million in the same period.
The TRADE
APRIL 30, 2024
Its impact on the financial market has been wide-ranging, altering banks’ trading strategies, market liquidity, and overall financial market structure. A key aspect of Reg BI is the establishment of a higher standard of conduct for broker-dealers when making recommendations to retail customers.
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