The TRADE

MAY 9, 2024

Citi has made a strategic minority investment in Greenwich-based fintech, Cicada Technologies (CT), to facilitate institutional e-trading of Mexican government bonds. The ATS is registered with the SEC and the broker-dealer activities of Cicada Securities – a subsidiary of CT – are regulated by FINRA.

Trading 69

Trading Investment Electronics Government 69

Viking Mergers & Acquisitions

MAY 25, 2023

Find a Dependable Broker Advisor When selling a small business, a good business advisor is your ally from valuation to closing. When evaluating a broker or M&A advisor, you’ll want to look at their reputation, standing in the industry, and sales track record.

Business 98

Business Broker Mergers and Acquisitions Sale 98

Sun Acquisitions

AUGUST 12, 2022

If you’ve had any interaction with the government, this too must be disclosed to the buyer. A professional M&A broker can assist you with your preparations to sell. A working relationship with such a business broker, especially if there is a legal impediment is a great way to manage risk during the transaction.

Business 98

Business Broker M&A Valuation 98

Sun Acquisitions

APRIL 26, 2022

To help small businesses struggling in these tough times, the US government introduced the Paycheck Protection Program (PPP) loan in 2020. If you have more questions about selling a business with a PPP loan, please schedule a free confidential consultation with one of our experienced business sale brokers.

Business 98

Business IT Sale Broker 98

Sun Acquisitions

NOVEMBER 7, 2022

As can be imagined, selling a business encumbered by a government loan requires you to tread cautiously. NB: You must also disclose the following: Whether or not the potential buyer is also on a government relief program or has a PPP loan and, The names of stakeholders with a 20% stake in the entity purchasing your business.

Business 98

Business Mergers and Acquisitions Sale Debt 98

The M&A Lawyer

AUGUST 25, 2015

The principal agreement governing such a transaction is typically a Stock Purchase Agreement (SPA), sometimes styled a Securities Purchase Agreement or simply a Purchase Agreement. brokers and finders fees and. brokers and finders fees and. authority and enforceability. absence of conflicts. capitalization and ownership.

Stock 130

Stock M&A Government Mergers and Acquisitions 130

The TRADE

JULY 10, 2023

The UK government will move forward with plans for a one-stop-shop research platform, as it edges towards plans to reverse the EU-inherited ban on free research for clients. The post UK Government plans new one-stop-shop for research as it paves way for removing unbundling rules appeared first on The TRADE.

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Government IT Investment Broker 40

The TRADE

DECEMBER 29, 2023

The SEC subsequently ordered exchanges to submit new plans for governance of market data in May 2020, in a bid to overhaul control over the equity consolidated tape and address conflicts of interest concerns.

Asset Management 111

Asset Management Management Broker Trading 111

The TRADE

OCTOBER 16, 2023

Elsewhere, the Commission has amended the National Market System Plan (NMS Plan) which governs the consolidated audit trail (CAT). Given past market events, it’s important for the Commission and the public to know more about short sale activity in the equity markets, especially in times of stress or volatility.”

Sale 111

Sale Equities Securities Investment Manager 111

The M&A Lawyer

AUGUST 31, 2015

They’re riddled with substantial risk and potential rewards for both parties, and APAs often become even more complex than Stock Purchase Agreements (SPAs), which govern stock sales , as asset purchase transactions lack the relative simplicity afforded by a transfer of all of the shares of a distinct legal entity. of Barnes Group Inc.’s

M&A 130

M&A Government Business Sale 130

Sun Acquisitions

DECEMBER 2, 2024

Focus on ESG: Environmental, social, and governance (ESG) considerations are becoming increasingly crucial for businesses. The post Mergers that Matter: Creating Value and Driving Growth Through M&A appeared first on Sun Acquisitions | Chicago Business Broker and M&A Firm.

M&A 59

M&A Mergers Mergers and Acquisitions Acquisitions 59

The TRADE

DECEMBER 6, 2023

In July, the UK Government announced that it had accepted recommendations from the Investment Research Review under the Edinburgh Reform, paving the way for a new ‘Research Platform’ that will provide a one-stop-shop for firms looking for research experts.

Investment 107

Investment Financial Market Public Trading Broker 107

Business Standard - FInance

JUNE 16, 2023

In addition, the regulator allowed them to offer securities such as Government Securities, Treasury Bills, listed Sovereign Gold Bonds, listed municipal debt securities, and listed securitised debt instruments on their online bond platforms, according to a circular.

Debt 52

Debt Capital Market Broker Investors 52

The TRADE

APRIL 18, 2024

Exegy, ING and Optiver have become the latest organisations to join non-profit organisation Sustainable Trading, which is dedicated to transforming environmental, social and governance (ESG) practices in the global markets landscape.

Trading 65

Trading Investment Manager Broker Profitability 65

The TRADE

NOVEMBER 1, 2024

We’ve now got more than 500 different brokers for equities and fixed income. The underlying aim of that is achieving scalability of growth, access to liquidity, the governance structure, and basically whole product. There’s also access to liquidity which is becoming more and more difficult.

Trading 52

Trading IT Management Broker 52

The TRADE

FEBRUARY 13, 2024

The exchange operator has signed a deal with one of the largest institutional brokers in Thailand – Kiatnakin Phatra Securities (KKPS) – and expects the development to act as a launchpad for further deals with banks and broker-dealers in Asia as it looks to expand its platform further in the region.

Securities 52

Securities Broker Trading Capital Market 52

Sun Acquisitions

MARCH 27, 2024

Companies increasingly recognize the importance of Environmental, Social, and Governance (ESG) factors in shaping their strategic decisions. Governance (G): Governance pertains to a company’s leadership, structure, and ethical conduct. It includes diversity and inclusion, labor practices, and community engagement.

Mergers and Acquisitions 59

Mergers and Acquisitions Mergers Acquisitions M&A 59

The TRADE

JUNE 15, 2023

The comments have been made in connection to the SEC’s proposal to amend Rule 3b-16, which defines exchanges, and Regulation ATS, the regulatory regime that governs alternative trading systems. These communication protocol systems would have to register as exchanges or as broker-dealers, while also complying with Regulation ATS. “We

Asset Management 65

Asset Management Management Broker Trading 65

How2Exit

AUGUST 1, 2023

rn The Acquisition Process rn Daniel's search for a business led him to the world of business brokers, who specialize in connecting buyers and sellers. Armed with his target statement and a one-page buyer profile, Daniel approached business brokers and began reviewing potential listings.

Acquisitions 130

Acquisitions Shares Book-building Business 130

Peak Frameworks

SEPTEMBER 19, 2023

government. For seasoned investors , novice financial enthusiasts, and even the government, these instruments hold unique significance. government. government , meaning they are virtually risk-free. government pays them the full face value. government, they're among the safest investments.

IT 52

IT Government Investors Economics 52

Lake Country Advisors

OCTOBER 17, 2024

This is why many turn to professional business brokers —experts who ensure a smooth, reliable, and efficient process. During this time, many business owners consult with a professional business broker. Closing typically involves coordination between the buyer, seller, brokers, and legal teams.

Business 52

Business IT Valuation Broker 52

The TRADE

SEPTEMBER 19, 2023

The news follows JSCC’s plan to replace their existing process between clearing houses and brokers respectively following execution of clients’ Yen swap transactions, in favour of supporting MTF and SEF trading.

Collaboration 59

Collaboration Corporation Securities Trading 59

Sun Acquisitions

APRIL 18, 2024

Equipped with a proficient management team, this niche catering business has grown significantly by delivering healthy, high-quality, organic meals to daycare centers, senior care facilities, and government establishments.

Acquisitions 59

Acquisitions Mergers and Acquisitions Business Food 59

The TRADE

JULY 3, 2024

Given that the settlement cycle is now shorter in the US trading volumes on a Thursday have dropped off significantly thanks to funding requirements that require brokers to fund a position for an additional three days on Friday, Saturday and Sunday given the slightly longer settlement cycle in Europe, the UK, and most of Asia Pacific.

Trading 59

Trading Broker Funds Investment Manager 59

The TRADE

MAY 16, 2025

We need the ability to prevent bias and have fairness checks in place to avoid biasing towards or against different brokers. This was stressed by Ovidiu Campean, product director at LSEG, who said: We need to have the ability to intervene, to have oversight and have kill switches in place.

Asset Management 52

Asset Management Trading Broker Management 52

The TRADE

MAY 24, 2024

Longer term, the new Government will face a number of aggressive assumptions regarding UK growth and tax revenue, with implication for absolute debt service levels. That is something that the mid and smaller brokers can access relative to the bulge bracket who don’t really see that as an important USP for the business right now.

Bulge Bracket 52

Bulge Bracket Electronics Retail Trading 52

The TRADE

NOVEMBER 15, 2023

Brodie was employed by brokers BTIG and United First Partners, and investment banks Jefferies and Bear Stearns, prior to joining Citi. The Deputy Prime Minister, Oliver Dowden, earlier this week said that the UK Government was looking to roll back powers to intervene in company takeovers almost two years after they had been introduced.

Mergers and Acquisitions 52

Mergers and Acquisitions Trading Profitability Equities 52

The TRADE

JULY 14, 2023

Prior to joining the French firm where he was employed as a sales trader for over five years, Lockley worked as a trader at broker GFI Group. Kepler Cheuvreux did not immediately respond to a request for comment. Before this he was a trader at US bank, Jefferies.

Equities 52

Equities Trading Financial Services Banking 52

Viking Mergers & Acquisitions

APRIL 17, 2023

He worked with large publicly traded engineering and technology companies, small privately owned businesses, and several government entities. Like all of our advisors across the Southeast, Jimmy and our team of South Carolina business brokers are experienced professionals who are here for the long term.

Mergers and Acquisitions 52

Mergers and Acquisitions M&A Business Broker 52

Sun Acquisitions

OCTOBER 9, 2024

Moreover, issues related to governance, leadership succession, and the preservation of family legacy add complexity to the M&A process. Investing in talent development, grooming successors, and implementing robust governance structures facilitate smooth leadership transitions and continuity of operations.

M&A 59

M&A Business Mergers and Acquisitions Government 59

Sun Acquisitions

SEPTEMBER 3, 2024

Key Post-Merger Integration Strategies for Sustained Success Establish Clear Leadership and Governance: Effective integration demands strong leadership and governance structures. Designating a capable integration team led by experienced executives can provide clarity, accountability, and direction throughout the process.

Mergers 59

Mergers Mergers and Acquisitions M&A Collaboration 59

Sun Acquisitions

AUGUST 5, 2024

Focus on ESG (Environmental, Social, and Governance) Factors: In recent years, there has been a notable shift towards incorporating ESG considerations into M&A decision-making. The post Navigating the Evolving Landscape: Emerging Trends in M&A appeared first on Sun Acquisitions | Chicago Business Broker and M&A Firm.

M&A 59

M&A Mergers and Acquisitions IPO Valuation 59

Sun Acquisitions

FEBRUARY 7, 2023

Consulting with qualified advisors like attorneys or accountants before entering into negotiations will help ensure you take full advantage of available government programs when transferring assets to the new owners. The post Thinking About Exiting?

Manufacturing 52

Manufacturing Business Negotiation Sale 52

How2Exit

MAY 20, 2024

Starting from childhood enterprises to careers in sales and a formal education in business school, Barnett has accumulated a wealth of experience that led him to own a business broker office for several years before venturing into banking.

Business 130

Business Book-building Equities Acquisitions 130

The TRADE

JANUARY 2, 2024

ESMA has important decisions to make including what constitutes ‘real-time’, the workings of the selection and authorisation process (which will determine the governance and pricing to consumers), and the revenue sharing model for data contributors. Thus

Trading 65

Trading Asset Management Equities Retail 65

The TRADE

SEPTEMBER 11, 2023

Elsewhere in his career, Chalkley served as a European government bond, inflation and absolute return fund manager at BlackRock. His most recent role at the inter-dealer broker was as a cross asset sales trader, having spent seven years with the business.

Sale 65

Sale Management Trading Portfolio Management 65

How2Exit

JULY 3, 2023

While it may not be necessary to hire a business broker or investment bank right away, seeking advice from trusted sources such as Vistage groups, CPAs, or experienced entrepreneurs can help identify potential risks and navigate the complexities of the deal.

Mergers and Acquisitions 130

Mergers and Acquisitions Business Negotiation Private Equity 130