The TRADE

DECEMBER 29, 2023

The SEC subsequently ordered exchanges to submit new plans for governance of market data in May 2020, in a bid to overhaul control over the equity consolidated tape and address conflicts of interest concerns.

Asset Management 111

Asset Management Management Broker Trading 111

The TRADE

DECEMBER 5, 2024

They aim to strengthen the security of the US Treasury market by requiring central clearing for eligible instruments such as repos, reverse repos, inter-dealer broker transactions, and other cash transactions. Particularly, with a shift from transparency solely being held by broker dealers, to the buy-side. “As

Trading 59

Trading Risk Management Portfolio Broker 59

The TRADE

APRIL 30, 2024

These measures included mandates for constraints on proprietary trading (known as the Volcker Rule), and enhanced supervision of derivatives markets, as well as increased capital reserves. ESMA’s guidelines emphasise the importance of governance, accountability, and transparency in AI deployment.

Financial Institution 69

Financial Institution Financial Market Risk Management Bank 69

The TRADE

DECEMBER 27, 2024

Traditionally, only quant trading firms were at the forefront of the data race, but this is changing. Non-quant firms are looking to use alternative methods to improve trading outcomes, monitor risk and performance, improve alpha generation and broker selection, and gain a competitive advantage.

Trading 72

Trading Capital Market Capital Proprietary Trading 72