The TRADE

AUGUST 21, 2023

Certainly, there will be a lot of burden on broker dealers to adjust their routing and adding venues, but it’s not incredibly impactful.” According to 606 reports gathered by the SEC, Citadel Securities forked out $2.6 billion and Virtu which spent $654 million in the same period.

Equities 52

Equities Retail Trading Broker 52

Wall Street Mojo

JANUARY 18, 2024

They come at a low risk, with some being insured by government bodies. There are many types of CDs in the market, with some being traditional types, liquid CDs, jumbo types and broker CDs, etc. Also referred to as an aftermarket, it allows investors to trade securities freely without interference from those who issue them.

Financial Institution 52

Financial Institution Accountant Banking Bank 52

The TRADE

APRIL 30, 2024

The regulation also introduced stricter rules on investor protection and product governance, particularly through mandating more rigorous suitability and appropriateness assessments, to ensure that financial products and services are aligned with investors’ needs and risk profiles.

Financial Institution 69

Financial Institution Financial Market Risk Management Banking 69