Global Newswire by Notified: M&A

MAY 1, 2025

New York, NY, May 01, 2025 (GLOBE NEWSWIRE) -- South Street Securities LLC (South Street Securities) is pleased to announce the completion of its merger with GX2 Spread Markets LLC (GX2 Spread Markets), having received regulatory approval from the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA).

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How2Exit

MARCH 17, 2023

11 Things You and I Can Learn About Business and Exit Events From Our Interview With Nate Lind - Successful Serial Entrepreneur and Broker. Nate then went on to meet the founders of Website Closers, and was able to use his influence to become a business broker. Nate Lind is a prime example of how to monetize your influence.

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Sun Acquisitions

APRIL 25, 2025

This increased competition can drive up deal prices and make it more challenging for PE/VC firms to secure attractive investments. The post The Ripple Effect: How Increased Capital Gains Taxes Influence Private Equity and Venture Capital Investments in M&A appeared first on Sun Acquisitions | Chicago Business Broker and M&A Firm.

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Bronte Capital

NOVEMBER 12, 2022

A long time ago I wrote a blog post about rehypothecation with brokers. In some sense crypto provides fast-track learning as to why we have banking and broker regulation in the first place. There ain’t no way I would want to lend my securities to these guys and wind up an unsecured creditor. There is one word for this.

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Sun Acquisitions

DECEMBER 7, 2023

While some entrepreneurs may consider navigating this path on their own, enlisting the expertise of a professional business broker can prove to be a game-changer. A business broker acts as a crucial intermediary, facilitating the sale and providing numerous advantages to make the entire process smoother and more successful.

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How2Exit

JULY 8, 2024

Nick discusses his decision-making process in pivoting from a specialty chemical acquisition thesis to becoming industry agnostic, enabling a broader search that eventually led him to engage with a local broker. He provides a vivid recount of the processes, challenges, and strategies involved in purchasing an IT managed service provider.

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The TRADE

JULY 12, 2023

LCH – part of the post-trade division of London Stock Exchange Group – has announced that Barclays and Barclays Ireland are now live as clearing brokers at CDSClear. Two years later, the European Securities and Markets Authority reauthorised the CCP to clear the products under the European Market Infrastructure Regulation.

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The TRADE

AUGUST 15, 2023

LCH – part of the post-trade division of London Stock Exchange Group – has announced that Goldman Sachs International and Goldman Sachs Bank Europe SE have gone live as clearing brokers at CDSClear at it continues to expand its network. “By The post Goldman Sachs goes live as clearing broker for LCH appeared first on The TRADE.

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The TRADE

MAY 28, 2024

Jack Seibald Specifically, the arrangement will see Stifel’s institutional sales and trading group offer its institutional client base access to Marex’s multi-asset class custody, financing, securities lending, and capital introduction.

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The TRADE

DECEMBER 8, 2023

Instead, a combination of rising interest rates, inflation, soaring energy prices and geopolitical tensions have hit hedge funds, and subsequently the risk management practices of prime brokers. These forces have rumbled markets and led to heightened volatility.

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How2Exit

MAY 16, 2023

Ron Concept 1: Grow Business Through Acquisitions Growing a business through acquisitions is an attractive option for many entrepreneurs. This gave him a skewed perception of what it takes to sell a business, as he thought everyone had people knocking on the door wanting to buy their business.

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M&A Acquisitions Broker Mergers and Acquisitions 130

The TRADE

NOVEMBER 12, 2024

As one of the few unconflicted, agency-only brokers with expertise in lit, dark, and block markets, we are in a unique position to craft execution strategies that effectively navigate complex markets and secure the liquidity buy-side traders need,” said Liquidnet’s head of global algo products, Scott Kartinen.

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Lake Country Advisors

NOVEMBER 16, 2023

This article aims to provide insightful tips from experienced brokers to help you navigate this complex process successfully. Enhancing Your Business’s Appeal Enhancing the appeal of your business before putting it on the market is a critical step in attracting the right buyers and securing the best possible sale price.

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The TRADE

JUNE 28, 2023

New York-based independent prime broker Clear Street is set to launch a new investment banking business named Strategic Advisory Services. Elsewhere in his career, Hemmerly held senior positions at JP Morgan, PwC, Hefferies and JMP Securities. Clear Street has named Ryan Gerety as managing director, investment banking.

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Sun Acquisitions

FEBRUARY 23, 2024

Accountants, lawyers, and brokers are pivotal in helping buyers and sellers make informed decisions that safeguard their economic interests. Brokers: The Connectors Brokers serve as connectors between buyers and sellers. In these intricate financial landscapes, professional guidance becomes invaluable.

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The TRADE

AUGUST 24, 2023

The Securities and Exchange Commission (SEC) has moved to expand the remit of national securities associations such as the Financial Industry Regulatory Authority (FINRA). The move to increase the number of broker dealer firms registering with FINRA comes as the commission aims to promote fair, orderly, and more efficient markets.

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The TRADE

SEPTEMBER 19, 2023

Lackenby joined the bank two years ago from broker Market Securities. Brodie enjoyed stints with brokers BTIG and United First Partners before joining the US bank two years ago. Lackenby, Brodie and Brown didn’t respond to a request for comment by time of publication. Citi declined to comment.

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Global Newswire by Notified: M&A

JANUARY 16, 2024

16, 2024 (GLOBE NEWSWIRE) -- South Street Securities Holdings, Inc. South Street”) is pleased to announce the successful completion of its acquisition of GX2 Systems, LLC including GX2's wholly owned broker-dealer subsidiary, GX2 Spread Markets, LLC ("GX2"). New York, NY, Jan.

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The TRADE

JULY 18, 2024

The Green Impact Exchange (GIX) is on track to becoming the first sustainability-focused securities exchange in the US to file with the US Securities and Exchange Commission (SEC), and if approved, could begin operations in early 2025. It means your company is sincere in its motivation to follow through on those promises.

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The TRADE

JULY 8, 2024

Brokers are going to submit indications and then we’re going to match those indications and invite the respective counterparties to submit firm orders for matching. Scrapped in 2018 under Mifid II, former broker crossing networks (BCNs) used a similar workflow.

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The TRADE

FEBRUARY 13, 2024

Nasdaq has secured its first anchor client in Thailand as it looks to expand its Nasdaq Risk Platform into Asia. At the same time the exchange added fixed income securities to the platform including government bonds, corporate bonds and convertible bonds.

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Sun Acquisitions

JUNE 19, 2023

As a business owner looking to sell your business , one of the most significant hurdles you will face in the sale process is securing financing options for your buyer. If you’re wondering how to secure financing options for your buyer, you’re in the right place. It helps avoid potential issues down the road.

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The TRADE

AUGUST 11, 2023

Crypto trading platform Bittrex – along with its former chief executive, William Shihara – has been ordered to settle SEC charges for failing to register as an exchange, broker and clearing agency.

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The TRADE

SEPTEMBER 19, 2023

Tradeweb clients are now able to clear Yen swaps – executed on its multilateral trading facilities (MTFs) and swap execution facilities (SEFs) – via the Japan Securities Clearing Corporation (JSCC). The post Tradeweb and Japan Securities Clearing Corporation collaborate on Yen swaps appeared first on The TRADE.

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The TRADE

OCTOBER 16, 2023

The US Securities and Exchange Commission (SEC) has adopted a new rule to bolster transparency to market participants through increased public availability of short sale related data. According to the SEC, this new data will supplement the short sale data that is currently publicly available.

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Beyond M&A

SEPTEMBER 2, 2023

Clearly, this is a data security red flag. The best practice would be to shut down each VDR once a project ends and set up a new, secure one for the next venture. Insufficient Security Measures Sensitive data demands advanced security protocols, which generic cloud drives often can’t deliver. But what if it fails?

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The TRADE

DECEMBER 29, 2023

Coming in at number three in our most read stories was news in September that the US’ Securities and Exchange Commission (SEC) had issued a ruling for a new National Market System. Today [23 August], many broker-dealers conduct significant cross-exchange or off-exchange activity,” said Gensler in an August statement.

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The TRADE

JUNE 13, 2024

The move bolsters KCx’s presence in South Africa, alongside boosting the platform’s ability to source liquidity in hard-to-find securities, which will help improve executions for clients. Over the past year, KCx has made a number a key enhancements to its platform.

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The TRADE

MAY 14, 2024

The consolidated order book consists of all lit quotes across the primary venues and MTFs that trade Nordic and Baltic securities with the corresponding original place of listing. The offering, which is powered by BMLL, provides T+1 consolidated best bid and offer (CBBO) data for Nordic and Baltic equity markets.

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How2Exit

APRIL 10, 2023

To do this, they work with registered broker-dealers that are legally able to raise money on behalf of companies. They also partner with other broker-dealers in the United States and have a chaperone broker-dealer arrangement which allows foreign broker-dealers to have oversight of American broker-dealers when working in the US.

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The TRADE

MAY 15, 2024

Named OTC Overnight, the new offering will make OTC equity securities available for trading from Sunday through to Thursday between 8 pm and 4 am EST. The new offering is due to launch in the second quarter and will be available on the OTC Link NQB Alternative Trading System (ATS).

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The TRADE

AUGUST 8, 2024

Rob Hocking Cboe currently offers securities-based VIX Index options, allowing investors to manage or gain exposure to broad US equity market volatility. Cboe Global Markets is set to launch options on Cboe Volatility Index (VIX) futures, with an expected date to commence trading on 14 October, subject to regulatory review.

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How2Exit

JUNE 26, 2023

10 Thinks To Learn About The Process Of Selling Your Business with Coach Wendy Dickinson Here is what my team and I learned from this interview: (These are notes from team members, writers, sometimes AI, and even listeners who submitted what i learned loosely edited and shared here) - If it seems a bit unrefined, you're reading our notes, so.

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Sun Acquisitions

MARCH 6, 2024

However, securing favorable terms in a business acquisition requires more than just financial acumen; it demands the art of persuasion. Demonstrating your commitment and competence can help you secure more favorable terms. The longer you have to negotiate, the more likely you are to secure favorable terms.

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Lake Country Advisors

OCTOBER 17, 2024

This is why many turn to professional business brokers —experts who ensure a smooth, reliable, and efficient process. During this time, many business owners consult with a professional business broker. When considering a sale, business owners ask, “ How long will it take to sell my business?”

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The TRADE

AUGUST 7, 2023

He took up his role as chief executive officer of the institutional clients group in 2019 after previously serving in the bank’s markets and securities services business. Investment banking boutique KNG Securities appointed Gary Ballard as its new head of equities.

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The TRADE

JULY 23, 2024

Pan-European trading venue for securities Spectrum Markets has welcomed Baader Bank as a new trading member. Nicky Maan Baader Bank has been trading securities for over four decades, offering its partners and institutional investors access to capital markets through integrated trading platforms.

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