The TRADE

JUNE 4, 2024

“Given the SEC’s rules around mandatory central clearing are now final and the industry’s understanding of their impact is becoming clearer, it is not surprising to us to see the incremental volume estimates hardening around $4 trillion daily,” said Brian Steele, DTCC managing director, president, clearing and securities services.

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Broker Financial Institution Risk Management Capital Market 104

The TRADE

OCTOBER 2, 2023

This is where a partnership with a firm like Cassini can come into its own because we see them as our equivalents in the collateral management and margin space.

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Funds Shares Risk Management Trading 64

The TRADE

NOVEMBER 27, 2023

Read more: Fireside Friday with… Morgan Stanley’s Maria Salamanca Mejia Previously in his career, McMahon worked as a centralised dealer at Bank of Ireland Asset Management, working on the multi-asset global trading desk.

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Sale Risk Management Asset Management Trading 59

The TRADE

DECEMBER 14, 2023

The US watchdog is looking to bolster risk management practices for central counterparties in the US Treasury market and facilitate additional clearing of US treasury securities transactions through forcing some cash Treasury and repos to be centrally cleared.

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Media Trading Financial Institution Risk Management 119

The TRADE

SEPTEMBER 7, 2023

FX swaps technology and data provider DIGITEC has launched its new order management system which automates interdealer FX swaps workflows, while also connecting to trading venues. ” The post DIGITC launches new OMS to automate interdealer FX swaps workflows appeared first on The TRADE.

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Trading Risk Management Electronics Broker 59

The TRADE

SEPTEMBER 6, 2023

Frédéric Benizri has left TP ICAP to join financing, investment and risk management business CIC Market Solutions as a sales trader. His most recent role at the inter-dealer broker was as a cross asset sales trader, having spent seven years with the business.

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Risk Management Sale Broker Equities 52

The TRADE

SEPTEMBER 6, 2023

Risk management and recovery will be improved by this in the event of a systemic outage such as a cyberattack or technology failure. The initiative currently includes 16 banks/brokers as well as 50 investment managers and hedge funds with combined assets under management of more than $37 trillion.

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Trading Risk Management Investment Manager Management 64

The TRADE

SEPTEMBER 11, 2023

RBC appointed Guy Chalkley as managing director, UK flow rates sales. Chalkley brings more than three decades worth of financial services to the role, in both portfolio management and rates sales. Elsewhere in his career, Chalkley served as a European government bond, inflation and absolute return fund manager at BlackRock.

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Sale Management Trading Portfolio Management 64

The TRADE

DECEMBER 5, 2024

Clearing obligations will become stricter, with enhanced oversight of margin requirements and risk management processes. Despite these new potentially arduous compliance pressures, trading desks are also likely to benefit from reduced counterparty risk and improved market confidence thanks to the changes.

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Trading Risk Management Portfolio Broker 59

The TRADE

APRIL 30, 2024

New rules have impacted almost every financial firm, ranging from banks to asset managers. New entities were set up by the DFA tasked with overseeing financial markets and managing risks. These measures aim to mitigate liquidity risks and bolster banks’ ability to meet their obligations during market disruptions.

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Financial Institution Financial Market Risk Management Bank 69

The TRADE

SEPTEMBER 20, 2024

The new rule changes published by the SEC have been primarily driven by the need to enhance market stability and reduce systematic risk. They will bolster the security of the US Treasury market by mandating central clearing for eligible securities, such as repos and reverse repos, inter dealer broker transactions and other cash transactions.

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Trading Risk Management Proprietary Trading Management 64

The TRADE

APRIL 26, 2024

Our role today is to implement these processes to automate as much as possible, while respecting constraints related to compliance, risk management, etc. However, I believe that some professions are at risk of disappearing, such as broker roles in high touch – but we have been saying that for years, and yet they are still here.

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Insurance Risk Management Equities Trading 59

Sun Acquisitions

JULY 5, 2024

Risk Management: Develop a risk management strategy to address identified uncertainties effectively. This may involve implementing risk-sharing mechanisms such as earn-outs or escrow arrangements, obtaining appropriate insurance coverage, or renegotiating deal terms to mitigate specific risks.

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Mergers and Acquisitions Business Mergers Acquisitions 59

The TRADE

OCTOBER 18, 2024

Year-to-date, we’re seeing for the first time in many years a notable uptick in new fund launches and spin outs from bigger places,” says Jack Seibald, managing director, co-head of Marex prime services and outsourced trading. Data from Convergence tracking the top 25 prime brokers showed their market share grew from 83.3%

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Funds Broker Bank Banking 69

The TRADE

DECEMBER 13, 2023

Technology from Abel Noser’s broker-neutral trade optimisation platform, START, is also set to be integrated as part of the new TT QTS business line. These professionals are experts in data science and analytics, along with trading and risk management in multiple asset classes, on top of their coding and development skills.

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Trading Business Risk Management Equities 59

M&A Leadership Council

OCTOBER 5, 2024

She specializes in managing Human Capital activities during corporate transactions. in Mathematics and Statistics, was previously named a Risk & Insurance Power Broker in Employee Benefits and is a Fellow of the Conference of Consulting Actuaries, Fellow of the Society of Actuaries and Certified M&A Specialist.

Actuary 40

Actuary Consulting M&A Mergers and Acquisitions 40

The TRADE

JULY 25, 2023

The Bank of England and the US’s Federal Reserve Board, in conjunction with FINMA, have united to present a co-ordinated global resolution to the Archegos Capital Management failure – fining UBS Group a total $387 million. million following an agreement between it and Credit Suisse to resolve the matter. Read more: March Madness 2.0:

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Risk Management Banking Bank Management 52

The TRADE

OCTOBER 24, 2023

Following this, in June, Cboe Clear Europe unveiled an initiative to introduce clearing, settlement and post-trade lifecycle management for SFT transactions in European cash equities and ETFs by Q3 2024. In May, Euronext appointed Roberto Pecora as chief executive officer and general manager of Euronext Clearing, effective from July.

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Trading Risk Management Equities Management 59

The TRADE

AUGUST 15, 2023

Trading, portfolio and risk management solutions provider TS Imagine has added CLSA’s AI-powered European algo suite to its list of certified brokers. TS Imagine’s TradeSmart features pre-certified connections to more than 250 listed brokers and venues, as well as broker algos.

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Broker Trading Risk Management Investment Manager 40

Sun Acquisitions

AUGUST 19, 2024

Contingency Planning and Scenario Analysis: Effective risk management is essential when financing M&A deals in a volatile economy. Companies should conduct thorough due diligence, stress testing, and scenario analysis to assess potential risks and develop contingency plans.

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M&A Finance Finance Economics 59

The TRADE

JULY 7, 2023

How are client demands of prime brokers shifting? That edge often comes from a fund’s partners like prime brokers, who can facilitate lending and trading strategy implementation, and offer tools for pulling real insights from the troves of data that are a byproduct of proper market engagement.

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Capital Market Risk Management Investment Banking Capital 52

Viking Mergers & Acquisitions

APRIL 17, 2023

During his time in Corporate America, Jimmy was a certified Project Management Professional and oversaw some of the largest projects in the geospatial industry. This extensive and successful background in project management informs Jimmy’s approach to M&A engagements today.

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Mergers and Acquisitions M&A Business Broker 52

Wall Street Mojo

JANUARY 17, 2024

Financial institutions with good credit ratings offer swap facilities to clients and charge fees from brokers. Risk is diversified through dispersal of swap transactions among many clients. The broker-dealer network facilitates such decentralized trading of derivatives, equity and debt instruments.

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Financial Institution Bank Banking Financial Modeling 91

The TRADE

OCTOBER 25, 2023

BMLL Technologies BMLL provides its clients – banks, brokers, asset managers, hedge funds, global exchange groups, academic institutions and regulators immediate and flexible access to Level 3, harmonised, T+1 historical order book data and advanced pre- and post-trade analytics at scale.

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Trading Investment Business Valuation 59

Mergers and Inquisitions

MARCH 8, 2023

Energy Information Administration has a few simple examples here : Your discussions with customers, competitors, and other commodity brokers will also inform this curve. at a hedge fund , prop trading firm , or asset management firm and then move into a commodity role once you prove yourself.

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Funds Finance Finance Trading 119

The TRADE

NOVEMBER 28, 2023

Similarly, over 65% of traditional firms either agreed or strongly agreed that a model in which firms can access a venue directly as well as through a broker will be of benefit to the overall crypto derivatives market. The post Evolving regulation expected to push crypto derivatives trading volumes onshore appeared first on The TRADE.

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Trading Finance Finance Financial Market 69

Sun Acquisitions

AUGUST 2, 2024

Managed Service Providers (MSPs) play a crucial role in delivering IT services and solutions that help businesses operate efficiently. These solutions include cloud services, collaboration platforms, cybersecurity measures, and managed IT services that cater to the demands of a dynamic work environment.

M&A 52

M&A Mergers and Acquisitions Collaboration Acquisitions 52

Sun Acquisitions

MAY 31, 2024

Establishing clear and transparent communication channels helps manage uncertainties and keeps all stakeholders informed. A phased approach allows for better management and minimizes disruptions to ongoing business operations. A lack of risk management strategy may lead to financial losses, legal issues, and a damaged reputation.

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Sun Acquisitions

MARCH 15, 2024

For example, financing deals may require personal guarantees or the pledging of assets as collateral, which can put your finances and assets at risk. In business acquisitions, speed, seriousness, negotiating power, and risk management are critical factors that can make or break a deal.

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Acquisitions Business Negotiation Debt 59

Sun Acquisitions

JULY 21, 2023

Operational Due Diligence: Operational due diligence assesses the target company’s operations, including its management structure, supply chain, manufacturing processes, and IT systems. Due diligence is a foundation for negotiations, valuation, integration planning, and overall risk management.

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M&A Mergers and Acquisitions Negotiation Mergers 52

Sun Acquisitions

JANUARY 26, 2024

Med spas can achieve economies of scale, better inventory management, and a broader product range by pooling resources. Regulatory Compliance and Risk Management Regulatory compliance is also important in the context of med spas, where health and beauty products are often sold alongside medical services.

M&A 52

M&A Retail Sale Mergers and Acquisitions 52

Sun Acquisitions

OCTOBER 17, 2024

Mitigating these risks requires careful planning, due diligence, and risk management strategies. The post Unlocking Innovation: The Strategic Power of M&A in Finding the Perfect Acquisition Partner appeared first on Sun Acquisitions | Chicago Business Broker and M&A Firm.

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M&A Acquisitions Mergers and Acquisitions Business 59

The TRADE

MAY 1, 2024

Papanichola began his career at interdealer broker, GFI, however quickly realised the environment wasn’t the one for him. It’s about risk management philosophy and methodology,” explains Papanichola. The traders are now discretionary execution guys and the portfolio managers (PMs) don’t get involved.

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Trading Capital Funds Investment 59

Lake Country Advisors

OCTOBER 31, 2024

Buying into a business as a partner offers ownership and profit potential but also comes with risks. A local business broker can be invaluable in identifying opportunities, assessing the business’s financial health, and negotiating on your behalf to ensure a smooth transaction.

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Sun Acquisitions

JULY 3, 2023

Due diligence is a risk-management process that potential buyers undertake to investigate a company’s financial, legal, and operational aspects. The post The Role of Due Diligence in Selling Your Family Business appeared first on Sun Acquisitions | Chicago Business Broker and M&A Firm. What is Due Diligence?

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Business Shares Financial Statement Risk Management 52

The TRADE

AUGUST 21, 2023

Many argue the rapid proliferation of more advanced order entry and risk management technology has allowed market makers and participants to profitably provide sub penny spreads for over a decade. “You have got to applaud the SEC for having the gumption to address these issues and taking on the hard battles,” adds Bandeen.

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Equities Retail Trading Broker 52

How2Exit

FEBRUARY 23, 2023

It is also important to consider other factors such as industry and market conditions, financial performance, growth potential, and the management team. When it comes to thoroughly researching business risks, it is important to consider all available information and to conduct a thorough due diligence process.

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