Broker Proprietary Trading Trading Securities 
The TRADE
OCTOBER 24, 2024
For more information on the various providers in the EMS market, check out The TRADE’s annual survey. Bloomberg Terminal Up next and needing little introduction is the Bloomberg Terminal, Bloomberg’s data and proprietary trading platform. They can simply track an index or they can be made up of a custom basket of stocks.
The TRADE
APRIL 30, 2024
These measures included mandates for constraints on proprietary trading (known as the Volcker Rule), and enhanced supervision of derivatives markets, as well as increased capital reserves. A key aspect of Reg BI is the establishment of a higher standard of conduct for broker-dealers when making recommendations to retail customers.
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