The TRADE

JUNE 4, 2024

First announced in December last year, the SEC’s new rules are designed to enhance risk management practices for central counterparties in the US Treasury market and facilitate additional clearing of securities transactions in this market segment. The amendments will go into effect in two phases.

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The TRADE

DECEMBER 14, 2023

The US watchdog is looking to bolster risk management practices for central counterparties in the US Treasury market and facilitate additional clearing of US treasury securities transactions through forcing some cash Treasury and repos to be centrally cleared.

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The TRADE

OCTOBER 2, 2023

Broadening our target audience is a key strand of the partnership.” This means that the margin requirement is quite material – it’s quite a significant amount.” Morgan further asserted: “Nobody wants to cut corners when it comes to risk management […] that means that clients want to future-proof their businesses.

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The TRADE

NOVEMBER 27, 2023

Read more: Fireside Friday with… Morgan Stanley’s Maria Salamanca Mejia Previously in his career, McMahon worked as a centralised dealer at Bank of Ireland Asset Management, working on the multi-asset global trading desk.

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The TRADE

SEPTEMBER 6, 2023

Frédéric Benizri has left TP ICAP to join financing, investment and risk management business CIC Market Solutions as a sales trader. His most recent role at the inter-dealer broker was as a cross asset sales trader, having spent seven years with the business.

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The TRADE

SEPTEMBER 7, 2023

FX swaps technology and data provider DIGITEC has launched its new order management system which automates interdealer FX swaps workflows, while also connecting to trading venues. ” The post DIGITC launches new OMS to automate interdealer FX swaps workflows appeared first on The TRADE.

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The TRADE

DECEMBER 5, 2024

Clearing obligations will become stricter, with enhanced oversight of margin requirements and risk management processes. Despite these new potentially arduous compliance pressures, trading desks are also likely to benefit from reduced counterparty risk and improved market confidence thanks to the changes.

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The TRADE

SEPTEMBER 6, 2023

Risk management and recovery will be improved by this in the event of a systemic outage such as a cyberattack or technology failure. The initiative currently includes 16 banks/brokers as well as 50 investment managers and hedge funds with combined assets under management of more than $37 trillion.

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The TRADE

DECEMBER 13, 2023

Technology from Abel Noser’s broker-neutral trade optimisation platform, START, is also set to be integrated as part of the new TT QTS business line. These professionals are experts in data science and analytics, along with trading and risk management in multiple asset classes, on top of their coding and development skills.

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The TRADE

SEPTEMBER 20, 2024

The new rule changes published by the SEC have been primarily driven by the need to enhance market stability and reduce systematic risk. They will bolster the security of the US Treasury market by mandating central clearing for eligible securities, such as repos and reverse repos, inter dealer broker transactions and other cash transactions.

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The TRADE

APRIL 30, 2024

In a wider sense, Basel III impacted financial market by promoting greater stability, resilience, and risk management within the banking sector. This has resulted in a range of operational and legal challenges, as well as potential basis risk between Libor and RFR-based contracts.

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Sun Acquisitions

JULY 5, 2024

Risk Management: Develop a risk management strategy to address identified uncertainties effectively. This may involve implementing risk-sharing mechanisms such as earn-outs or escrow arrangements, obtaining appropriate insurance coverage, or renegotiating deal terms to mitigate specific risks.

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The TRADE

APRIL 26, 2024

Our role today is to implement these processes to automate as much as possible, while respecting constraints related to compliance, risk management, etc. However, I believe that some professions are at risk of disappearing, such as broker roles in high touch – but we have been saying that for years, and yet they are still here.

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The TRADE

OCTOBER 18, 2024

Dominic Rieb-Smith, managing director, international head, prime services sales, JP Morgan, refers to the past year as “a standout”. Data from Convergence tracking the top 25 prime brokers showed their market share grew from 83.3% in April 2023, to 92% in 2024.

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The TRADE

JULY 7, 2023

How are client demands of prime brokers shifting? That edge often comes from a fund’s partners like prime brokers, who can facilitate lending and trading strategy implementation, and offer tools for pulling real insights from the troves of data that are a byproduct of proper market engagement.

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The TRADE

AUGUST 15, 2023

Trading, portfolio and risk management solutions provider TS Imagine has added CLSA’s AI-powered European algo suite to its list of certified brokers. TS Imagine’s TradeSmart features pre-certified connections to more than 250 listed brokers and venues, as well as broker algos.

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Sun Acquisitions

AUGUST 19, 2024

Contingency Planning and Scenario Analysis: Effective risk management is essential when financing M&A deals in a volatile economy. Companies should conduct thorough due diligence, stress testing, and scenario analysis to assess potential risks and develop contingency plans.

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The TRADE

SEPTEMBER 11, 2023

Prior to this, he worked in an execution sales and account management role at Société Générale, and before that was VP of sales trading at Merril Lynch. Frédéric Benizri left TP ICAP to join financing, investment and risk management business CIC Market Solutions as a sales trader.

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Viking Mergers & Acquisitions

APRIL 17, 2023

Like all of our advisors across the Southeast, Jimmy and our team of South Carolina business brokers are experienced professionals who are here for the long term. Understanding that and incorporating risk management into their strategic plan will help mitigate future threats.”

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The TRADE

JULY 25, 2023

The PRA specifically cited “significant failures in risk management and governance between 1 January 2020 and 31 March 2021, in connection with the Firms’ exposures to Archegos Capital Management”. The £87 million penalty issued by the PRA is a new record for the watchdog – despite it being reduced by 30% from £124.4

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The TRADE

OCTOBER 24, 2023

Eurex onboarded State Street in May of this year, becoming the first clearing house outside of the US to trade and centrally clear repo transactions with the move allowing State Street clients to benefit from multilateral netting providing risk management and collateral optimisation.

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The TRADE

NOVEMBER 28, 2023

Similarly, over 65% of traditional firms either agreed or strongly agreed that a model in which firms can access a venue directly as well as through a broker will be of benefit to the overall crypto derivatives market. The post Evolving regulation expected to push crypto derivatives trading volumes onshore appeared first on The TRADE.

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Sun Acquisitions

MARCH 15, 2024

For example, financing deals may require personal guarantees or the pledging of assets as collateral, which can put your finances and assets at risk. In business acquisitions, speed, seriousness, negotiating power, and risk management are critical factors that can make or break a deal.

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The TRADE

OCTOBER 25, 2023

BMLL Technologies BMLL provides its clients – banks, brokers, asset managers, hedge funds, global exchange groups, academic institutions and regulators immediate and flexible access to Level 3, harmonised, T+1 historical order book data and advanced pre- and post-trade analytics at scale.

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Wall Street Mojo

JANUARY 17, 2024

Financial institutions with good credit ratings offer swap facilities to clients and charge fees from brokers. Risk is diversified through dispersal of swap transactions among many clients. The broker-dealer network facilitates such decentralized trading of derivatives, equity and debt instruments.

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Sun Acquisitions

OCTOBER 17, 2024

Mitigating these risks requires careful planning, due diligence, and risk management strategies. The post Unlocking Innovation: The Strategic Power of M&A in Finding the Perfect Acquisition Partner appeared first on Sun Acquisitions | Chicago Business Broker and M&A Firm.

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Sun Acquisitions

MAY 31, 2024

Inadequate Risk Management: Inherent risks come with any merger, and overlooking potential risks can be detrimental. A lack of risk management strategy may lead to financial losses, legal issues, and a damaged reputation. Conduct thorough risk assessments and develop strategies to mitigate identified risks.

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Sun Acquisitions

JULY 3, 2023

Due diligence is a risk-management process that potential buyers undertake to investigate a company’s financial, legal, and operational aspects. The post The Role of Due Diligence in Selling Your Family Business appeared first on Sun Acquisitions | Chicago Business Broker and M&A Firm. What is Due Diligence?

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Sun Acquisitions

AUGUST 2, 2024

Regulatory Compliance and Risk Management MSPs must navigate regulatory requirements and potential risks associated with M&A transactions. However, successful M&A requires strategic planning, alignment of business objectives, cultural compatibility, investment in training, and effective risk management.

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Sun Acquisitions

JANUARY 26, 2024

Regulatory Compliance and Risk Management Regulatory compliance is also important in the context of med spas, where health and beauty products are often sold alongside medical services. M&A activities must ensure that the combined entity adheres to all relevant health, safety, and industry-specific regulations.

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Sun Acquisitions

JULY 21, 2023

By diligently assessing financial, legal, operational, and commercial aspects, companies can make well-informed decisions, mitigate risks, and maximize the chances of a successful outcome. Due diligence is a foundation for negotiations, valuation, integration planning, and overall risk management.

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The TRADE

AUGUST 21, 2023

Many argue the rapid proliferation of more advanced order entry and risk management technology has allowed market makers and participants to profitably provide sub penny spreads for over a decade. “You have got to applaud the SEC for having the gumption to address these issues and taking on the hard battles,” adds Bandeen.

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Lake Country Advisors

OCTOBER 31, 2024

Buying into a business as a partner offers ownership and profit potential but also comes with risks. A local business broker can be invaluable in identifying opportunities, assessing the business’s financial health, and negotiating on your behalf to ensure a smooth transaction.

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GillAgency

FEBRUARY 10, 2022

It is written in a way that will help you, in case you decide to go about the process without a business broker. You are always welcome to call us or talk to any business broker about the state of the business world. As such, you should hire a consultant or a business broker to help you with setting up your marketing package.

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Sun Acquisitions

AUGUST 2, 2024

Regulatory Compliance and Risk Management Technological advancements in paving often come with regulatory requirements and potential risks. The post M&A as a Pathway to Technological Advancement in Paving appeared first on Sun Acquisitions | Chicago Business Broker and M&A Firm.

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Mergers and Inquisitions

MARCH 8, 2023

Energy Information Administration has a few simple examples here : Your discussions with customers, competitors, and other commodity brokers will also inform this curve. There is the Series 3 exam , which is required to be a licensed commodity broker in the U.S.

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The TRADE

MAY 1, 2024

Papanichola began his career at interdealer broker, GFI, however quickly realised the environment wasn’t the one for him. It’s about risk management philosophy and methodology,” explains Papanichola. Interesting, lucrative, fun but highly unconventional,” he says. We use a variety of high and low touch.

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