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Risk Management

Trading Securities

Unpacking the 20 most impact financial regulations from the last 20 years

The TRADE

APRIL 30, 2024

In a wider sense, Basel III impacted financial market by promoting greater stability, resilience, and risk management within the banking sector. This has resulted in a range of operational and legal challenges, as well as potential basis risk between Libor and RFR-based contracts.

Financial Institution

Financial Institution Financial Market Risk Management Bank

The SEC’s equities overhaul: Necessary plumbing changes or a liquidity drain?

The TRADE

AUGUST 21, 2023

If firms can employ better technology to profitably provide tighter spreads for the most liquid securities, then we should encourage, not thwart, that evolution.” Certainly, there will be a lot of burden on broker dealers to adjust their routing and adding venues, but it’s not incredibly impactful.”

Equities

Equities Retail Trading Broker

Investment Banking Today

Unpacking the 20 most impact financial regulations from the last 20 years

The SEC’s equities overhaul: Necessary plumbing changes or a liquidity drain?

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