The TRADE

NOVEMBER 28, 2023

Interactive Brokers has become the first SFC-licensed securities broker to receive approval to allow retail clients to trade cryptocurrencies in Hong Kong. Interactive Brokers launched cryptocurrency trading in Hong Kong with the first SFC-licensed digital asset trading platform in Hong Kong, OSL Digital Securities.

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The TRADE

SEPTEMBER 5, 2023

FXCM’s institutional arm FXCM Pro has entered a liquidity bridging partnership with Tools for Brokers (TFB), an international provider of technology for retail brokers, prop trading companies and hedge funds. Brokers are also provided with data analysis and improved risk management through one user interface. “We

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Global Newswire by Notified: M&A

JULY 25, 2023

Crown Capital Securities is a broker-dealer and RIA supporting approximately 260 advisors serving approximately $6.5 billion of client assets Crown Capital Securities is a broker-dealer and RIA supporting approximately 260 advisors serving approximately $6.5 billion of client assets

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Sun Acquisitions

DECEMBER 7, 2023

While some entrepreneurs may consider navigating this path on their own, enlisting the expertise of a professional business broker can prove to be a game-changer. A business broker acts as a crucial intermediary, facilitating the sale and providing numerous advantages to make the entire process smoother and more successful.

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How2Exit

MARCH 17, 2023

11 Things You and I Can Learn About Business and Exit Events From Our Interview With Nate Lind - Successful Serial Entrepreneur and Broker. Nate then went on to meet the founders of Website Closers, and was able to use his influence to become a business broker. Nate Lind is a prime example of how to monetize your influence.

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Cisco: M&A

MAY 15, 2024

Protecting Black Hat Asia NOC with Cisco Security Cloud

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The TRADE

JULY 12, 2023

LCH – part of the post-trade division of London Stock Exchange Group – has announced that Barclays and Barclays Ireland are now live as clearing brokers at CDSClear. Two years later, the European Securities and Markets Authority reauthorised the CCP to clear the products under the European Market Infrastructure Regulation. “We

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Bronte Capital

NOVEMBER 12, 2022

A long time ago I wrote a blog post about rehypothecation with brokers. In some sense crypto provides fast-track learning as to why we have banking and broker regulation in the first place. There ain’t no way I would want to lend my securities to these guys and wind up an unsecured creditor.

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The TRADE

AUGUST 15, 2023

LCH – part of the post-trade division of London Stock Exchange Group – has announced that Goldman Sachs International and Goldman Sachs Bank Europe SE have gone live as clearing brokers at CDSClear at it continues to expand its network. “By The post Goldman Sachs goes live as clearing broker for LCH appeared first on The TRADE.

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The TRADE

JUNE 28, 2023

New York-based independent prime broker Clear Street is set to launch a new investment banking business named Strategic Advisory Services. Elsewhere in his career, Hemmerly held senior positions at JP Morgan, PwC, Hefferies and JMP Securities. Clear Street has named Ryan Gerety as managing director, investment banking.

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The TRADE

MAY 28, 2024

Jack Seibald Specifically, the arrangement will see Stifel’s institutional sales and trading group offer its institutional client base access to Marex’s multi-asset class custody, financing, securities lending, and capital introduction.

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Sun Acquisitions

FEBRUARY 23, 2024

Accountants, lawyers, and brokers are pivotal in helping buyers and sellers make informed decisions that safeguard their economic interests. Brokers: The Connectors Brokers serve as connectors between buyers and sellers. In these intricate financial landscapes, professional guidance becomes invaluable.

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Lake Country Advisors

NOVEMBER 16, 2023

This article aims to provide insightful tips from experienced brokers to help you navigate this complex process successfully. Enhancing Your Business’s Appeal Enhancing the appeal of your business before putting it on the market is a critical step in attracting the right buyers and securing the best possible sale price.

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The TRADE

DECEMBER 8, 2023

Instead, a combination of rising interest rates, inflation, soaring energy prices and geopolitical tensions have hit hedge funds, and subsequently the risk management practices of prime brokers. Elsewhere, other local regulatory changes and benchmark replacements continue to impact prime brokers.

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Global Newswire by Notified: M&A

JANUARY 16, 2024

16, 2024 (GLOBE NEWSWIRE) -- South Street Securities Holdings, Inc. South Street”) is pleased to announce the successful completion of its acquisition of GX2 Systems, LLC including GX2's wholly owned broker-dealer subsidiary, GX2 Spread Markets, LLC ("GX2"). New York, NY, Jan.

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The TRADE

AUGUST 24, 2023

The Securities and Exchange Commission (SEC) has moved to expand the remit of national securities associations such as the Financial Industry Regulatory Authority (FINRA). The move to increase the number of broker dealer firms registering with FINRA comes as the commission aims to promote fair, orderly, and more efficient markets.

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The TRADE

AUGUST 11, 2023

Crypto trading platform Bittrex – along with its former chief executive, William Shihara – has been ordered to settle SEC charges for failing to register as an exchange, broker and clearing agency.

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The TRADE

NOVEMBER 12, 2024

As one of the few unconflicted, agency-only brokers with expertise in lit, dark, and block markets, we are in a unique position to craft execution strategies that effectively navigate complex markets and secure the liquidity buy-side traders need,” said Liquidnet’s head of global algo products, Scott Kartinen.

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Sun Acquisitions

JUNE 19, 2023

As a business owner looking to sell your business , one of the most significant hurdles you will face in the sale process is securing financing options for your buyer. If you’re wondering how to secure financing options for your buyer, you’re in the right place. It helps avoid potential issues down the road.

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How2Exit

MAY 16, 2023

Hard money is a short-term loan usually secured by real estate or other assets. It is important to understand that brokers may not always be the best option, as many businesses listed by brokers never sell. Brokers are often hired to help facilitate the sale of a business, but they can also be a major barrier to closing a deal.

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The TRADE

FEBRUARY 13, 2024

Nasdaq has secured its first anchor client in Thailand as it looks to expand its Nasdaq Risk Platform into Asia. At the same time the exchange added fixed income securities to the platform including government bonds, corporate bonds and convertible bonds.

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The TRADE

SEPTEMBER 19, 2023

Tradeweb clients are now able to clear Yen swaps – executed on its multilateral trading facilities (MTFs) and swap execution facilities (SEFs) – via the Japan Securities Clearing Corporation (JSCC). The post Tradeweb and Japan Securities Clearing Corporation collaborate on Yen swaps appeared first on The TRADE.

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The TRADE

JULY 18, 2024

The Green Impact Exchange (GIX) is on track to becoming the first sustainability-focused securities exchange in the US to file with the US Securities and Exchange Commission (SEC), and if approved, could begin operations in early 2025. The true essence lies in the infrastructure that supports these transactions. GIX will provide that.”

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Sun Acquisitions

MARCH 6, 2024

However, securing favorable terms in a business acquisition requires more than just financial acumen; it demands the art of persuasion. Demonstrating your commitment and competence can help you secure more favorable terms. The longer you have to negotiate, the more likely you are to secure favorable terms.

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The TRADE

OCTOBER 16, 2023

The US Securities and Exchange Commission (SEC) has adopted a new rule to bolster transparency to market participants through increased public availability of short sale related data. According to the SEC, this new data will supplement the short sale data that is currently publicly available.

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The TRADE

JULY 8, 2024

Brokers are going to submit indications and then we’re going to match those indications and invite the respective counterparties to submit firm orders for matching. Scrapped in 2018 under Mifid II, former broker crossing networks (BCNs) used a similar workflow.

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The TRADE

MAY 15, 2024

Named OTC Overnight, the new offering will make OTC equity securities available for trading from Sunday through to Thursday between 8 pm and 4 am EST. The new offering is due to launch in the second quarter and will be available on the OTC Link NQB Alternative Trading System (ATS).

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The TRADE

AUGUST 8, 2024

Rob Hocking Cboe currently offers securities-based VIX Index options, allowing investors to manage or gain exposure to broad US equity market volatility. Cboe Global Markets is set to launch options on Cboe Volatility Index (VIX) futures, with an expected date to commence trading on 14 October, subject to regulatory review.

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The TRADE

JUNE 13, 2024

The move bolsters KCx’s presence in South Africa, alongside boosting the platform’s ability to source liquidity in hard-to-find securities, which will help improve executions for clients. Over the past year, KCx has made a number a key enhancements to its platform.

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Viking Mergers & Acquisitions

MAY 25, 2023

While no two business sales will look the same, any business owner can benefit from these practical steps to help find the right buyer and secure the best deal possible. Find a Dependable Broker Advisor When selling a small business, a good business advisor is your ally from valuation to closing.

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Global Newswire by Notified: M&A

DECEMBER 18, 2024

(OTCQB: AIUG), a leader in AI-powered solutions across fintech, investment, and travel sectors, is pleased to announce a binding agreement to acquire BeyondTrade Securities, a licensed broker-dealer, at $2.95

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The TRADE

JULY 23, 2024

Pan-European trading venue for securities Spectrum Markets has welcomed Baader Bank as a new trading member. Nicky Maan Baader Bank has been trading securities for over four decades, offering its partners and institutional investors access to capital markets through integrated trading platforms.

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The TRADE

DECEMBER 29, 2023

Coming in at number three in our most read stories was news in September that the US’ Securities and Exchange Commission (SEC) had issued a ruling for a new National Market System. Today [23 August], many broker-dealers conduct significant cross-exchange or off-exchange activity,” said Gensler in an August statement. “Yet,

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The TRADE

JUNE 20, 2023

Bloomberg has introduced a white label solution for US treasuries, allowing a wide range of broker dealers to provide liquidity for trades initiated on its platform as part of its D&I dealer initiative. The offering – which has been expanded to include US treasuries – is used by investment managers and bond dealers as a pool of liquidity.

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The TRADE

MAY 14, 2024

The consolidated order book consists of all lit quotes across the primary venues and MTFs that trade Nordic and Baltic securities with the corresponding original place of listing. The offering, which is powered by BMLL, provides T+1 consolidated best bid and offer (CBBO) data for Nordic and Baltic equity markets.

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The TRADE

JUNE 4, 2024

The newly expanded clearing rules from the US Securities and Exchange Commission (SEC) will see daily Treasury clearing activity on DTCC increase by more than $4 trillion when they take effect, an industry survey has predicted. The amendments will go into effect in two phases.

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The TRADE

DECEMBER 14, 2023

The Securities and Exchange Commission (SEC) has adopted major rule changes for the $26 trillion US Treasury market requiring more trades to be centrally cleared. Today’s adopting release addresses clearing of treasury securities in two important ways,” said Gary Gensler, SEC chair.

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