Bulge Bracket, Financial Market and Investment Manager

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Bulge Bracket

Financial Market

Investment Manager

Challenges for the buy-side and research providers become a reality as SEC allows ‘no-action’ research letter to lapse

The TRADE

JULY 3, 2023

The Securities and Exchange Commission (SEC) has allowed its no-action letter to the Securities Industry and Financial Markets Association (SIFMA), based on enforcements surrounding research services, to expire – reinforcing that it was not intended to be permanent solution.

Bulge Bracket

Bulge Bracket Asset Management Broker Trading

Trading at the frontier

The TRADE

OCTOBER 9, 2024

The active investment manager specialises in emerging and frontier markets trading across fixed income, credit and specialist equities. And sitting on its global trading desks are a pod of traders known for their ability to interact with some of the most inaccessible financial markets around the world.

Trading

Trading Bulge Bracket Asset Management Bank

Investment Banking Today

Challenges for the buy-side and research providers become a reality as SEC allows ‘no-action’ research letter to lapse

Trading at the frontier

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