The TRADE

AUGUST 15, 2023

Smith brings more than 30 years’ experience in the capital markets sector to the role, having worked in various exchanges and regulators, alongside helping develop market and industry standards. With his deep industry expertise and extensive connections, Chris will be an invaluable addition to our leadership bench.”

Business 52

Business Capital Market Capital Financial Services 52

The TRADE

JULY 15, 2024

Following his departure he is set to join Barclays Capital. Most recently, he served as equity and derivatives trader, vice president at SSGA, focused on the EMEA region, having joined the desk in December 2016. Prior to his time at SSGA, Corbyn held settlement-related roles at Credit Suisse, Citigroup, and Barclays Capital.

Asset Management 64

Asset Management Management Trading Sale 64

The TRADE

AUGUST 28, 2023

Northern Trust promoted Dane Fannin as its new head of global foreign exchange (GFX)and securities finance within its capital markets business. Pictet Asset Management appointed Jade Beckmann as an equity trader. Prior to that, she held the role of financial products equity specialist at the firm.

Asset Management 52

Asset Management Bank Banking Universal Banks 52

The TRADE

SEPTEMBER 12, 2024

Alongside these, The TRADE is excited to reveal the Editors’ Choice Awards for 2024, recognising excellence from all corners of the capital markets industry, including exchanges, trading venues, technology and data vendor services and more.

Trading 52

Trading Capital Market S&P Capital 52

How2Exit

JUNE 10, 2024

Senator and transitioned into the financial sector with Ernst and Young in their consulting group. Throughout his career, he has been instrumental in underwriting IPOs for family-held businesses and tracking the evolution of private equity. Michael holds a CPA and an MBA from George Washington University.

Investment Banking 100

Investment Banking Business Investment Bank 100

Tyton Partners

SEPTEMBER 24, 2024

BOSTON, SEPTEMBER 24, 2024 (GlobeNewswire) Today, Tyton Partners, a strategy consulting and investment banking firm focused on the education sector, unveiled Listening to Learners 2024: Stay Safe, Stay Informed: How Awareness of Support Services and Safety Relate to Re-enrollment, focusing on student learning outcomes.

Education 52

Education Consulting Mergers and Acquisitions Investment Banking 52

The TRADE

DECEMBER 11, 2023

Previously in her career, she spent three and a half years as a cash equity broker at Tullett Prebon. She began her career at Newedge in a cash equity trading and sales role. Former head of market services and digital at Euronext, Eglantine Desautel, has been selected to head up the European consolidated tape efforts.

Trading 64

Trading Sale Electronics Financial Institution 64

The TRADE

APRIL 3, 2024

Examples of financial instruments which could be issued and traded in the DSS include equities, corporate and government bonds, and money market instruments. In order to meet the aims of the DSS, while giving fair consideration to the impact of their policy on key stakeholders, the BoE and the FCA have released a consultation paper.

Securities 69

Securities Bank Banking Financial Market 69

How2Exit

MAY 2, 2023

This means that businesses have to rely on other sources of financing, such as equity or debt, in order to finance an acquisition. For example, higher interest rates can make it more difficult for businesses to access capital for growth or expansion. Finally, communication is essential to successful employee retention.

Sale 130

Sale Business Book-building IT 130

Tyton Partners

DECEMBER 19, 2024

Using this lens to look ahead, we asked our firms consulting practice leaders to reflect on the complex, interconnected education ecosystem and share their thoughts on the following: What do you most want to discuss in 2025, and why is it important? If not now, when?

Education 91

Education Private Equity Capital Management 91

Periculum Capital

MAY 14, 2024

Bill and Janell Voss co-founded Micro-Dyn in 1989 and since then health plans, providers, consultants and other customers have relied upon Micro-Dyn for complex data validation, grouping and reimbursement calculations software that incorporates the data and specifications from the Centers for Medicare & Medicaid Services.

Sale 52

Sale IT Mergers and Acquisitions Advisory 52

The Harvard Law School Forum

JUNE 27, 2023

Kushner, FTI Consulting, on Tuesday, June 27, 2023 Editor's Note: Jason Frankl and Brian G. Kushner are Senior Managing Directors at FTI Consulting. This post is based on their FTI Consulting memorandum. Posted by Jason Frankl and Brian G. 1] On May 1, regulators seized First Republic, which had reported $232.9

Financial Institution 52

Financial Institution Bank Banking Consulting 52

M&A Leadership Council

FEBRUARY 27, 2024

First, if investors sell the company’s stock, short it, or simply don’t trade it at all, stock price and/or volume might suffer, making any attempts to access the equity capital markets more dilutive. In the worst-case scenario, it could all but foreclose access to the equity markets.

Acquisitions 59

Acquisitions Mergers and Acquisitions M&A Stock 59

Tyton Partners

APRIL 10, 2024

PreK-12 Transactions PreK-12 Transaction Spotlight: Tyton Partners represented School Specialty in its Divestiture of EPS School Specialty , a PreK-12 supplemental curriculum provider, to Excolere Equity Partners. ISP Schools is a portfolio company of OMERS Private Equity.

Education 52

Education Medical Private Equity Equities 52

The TRADE

OCTOBER 10, 2024

Andrew Douglas In September the AST published its proposed recommendations for a transition to T+1 in the UK, calling for market feedback on its automation-heavy approach.

Trading 59

Trading IT Capital Market Consulting 59

Tyton Partners

JANUARY 18, 2024

Higher Education Transactions The Higher Education market continues to grapple with the reality of a declining enrollment forecast, decreasing value proposition due to the volume of job-specific courses and certifications available to students, and lessening degree requirements from many employers.

Education 52

Education Sale Middle Market Mergers and Acquisitions 52

Mergers and Inquisitions

JULY 17, 2024

People have argued for years that equity deals “dominate” IB activity in India, but this is a bit of a stretch if you look at the fees by product type: Deals themselves are diversified across different sectors. Some banks have maintained more of a capital markets team and flown in M&A MDs “as needed” to pitch for and execute deals.

Investment Banking 59

Investment Banking Bank Banking Investment 59

Focus Investment Banking

AUGUST 6, 2023

While measurement and reporting standards continue to evolve, every major developed capital market around the globe is focused on implementing some form of mandatory ESG reporting,” Grant Thornton said. Required Regulation : To a greater degree, governments around the world are requiring companies to implement ESG standards.

Middle Market 52

Middle Market Business Government Profitability 52

Focus Investment Banking

JULY 3, 2024

Written by Claire McDonnell IT-focused managed service providers (MSPs) appear to be an ideal investment pick for private credit lenders and private equity sponsors alike. A flurry of activity in this space, including recapitalizations and repricing, may be around the corner, market participants say. years, according to market sources.

IT 40

IT Private Equity Debt Finance 40

The TRADE

OCTOBER 18, 2024

Meanwhile, with regards to equities, revenue deriving from prime brokerage compared to trading shifted from a 30% versus 70% ratio a decade ago, to 40% to 60% in 2023. From our cap intro team, we’re certainly seeing from the allocator community renewed interest in hedge funds.” billion in 2023.

Funds 69

Funds Broker Bank Banking 69

How2Exit

JULY 13, 2023

These individuals have ambitions for growth and are driven by business expansion, capitalization, marketing, and other related factors. Finally, the guests discuss the current market trends in private equity and capital raising. They encourage listeners to reach out and ask for help.

Business 130

Business Collaboration Mergers and Acquisitions Valuation 130

The TRADE

MARCH 4, 2024

The European Securities and Markets Authority (ESMA) published a consultation paper in December 2023 on the CSDR penalty regime seeking input on amendments which may include cash penalties that increase with the length of the settlement fail. On the latter, some associations felt the proposal would make Europe a less attractive market.

Securities 96

Securities Trading Capital Market Capital 96

The TRADE

DECEMBER 27, 2023

The acquisition was completed earlier this month, with operations acquired set to be rebranded as Marex Prime Services and Market Outsourced Trading, with both becoming part of the Marex Capital Markets business (formed last year following the acquisition of ED&F Man Capital Markets).

Acquisitions 110

Acquisitions Trading Mergers and Acquisitions Capital Market 110

The TRADE

SEPTEMBER 14, 2023

Earlier this year, the UK’s Financial Conduct Authority (FCA) announced a consultation period with market participants on reforms to improve markets and competitiveness, including the introduction of a UK consolidated tape (CT). A CT for bonds will be the initial focus, with an equities tape following at a later stage.

Consulting 64

Consulting IT Financial Market Investors 64

The TRADE

JANUARY 3, 2024

David Berney and Michael Broadbent run Ergo Consultancy which delivers what it refers to as provider “beauty parades” for buy-side organisations looking to outsource their trading, whereby it presents all the services in the industry to that asset manager, hedge fund or asset owner. Because they largely contradict each other.

Trading 64

Trading Asset Management M&A Broker 64

The TRADE

JANUARY 3, 2024

They will need to take the Capital Markets Union more seriously and remove the frictional cost of trading between countries. In light of geopolitical realities, sluggish economic growth, and constraint public finances, it will be particularly critical for the EU to ensure a new vision in regard to the Capital Markets Union.

Trading 111

Trading Capital Market Capital Economics 111

The TRADE

JULY 4, 2023

The UK’s Financial Conduct Authority (FCA) has announced that it will consult with industry participants on reforms to improve markets and competitiveness, including the introduction of a UK consolidated tape. An initial focus will be on a consolidated tape for bonds, followed by an equities tape.

Consulting 75

Consulting Trading Financial Market Equities 75

The TRADE

SEPTEMBER 26, 2024

Alongside these, The TRADE is excited to reveal the Editors’ Choice Awards for 2024, recognising excellence from all corners of the capital markets industry, including exchanges, trading venues, technology and data vendor services and more. Buy-side, Industry Person of the Year and Innovation Awards will follow in the coming weeks.

Trading 52

Trading Capital Market S&P Equities 52

The TRADE

JANUARY 2, 2024

Vikesh Patel, President at Cboe Clear Europe  Repeated efforts by incumbent exchanges to restrict clearing competition in equities will be a dominant theme of Europe’s post-trade environment in 2024. Market participants have clearly been voicing their desire for competitive clearing.

Trading 64

Trading Asset Management Equities Retail 64

The TRADE

DECEMBER 20, 2023

The preparatory phase could include a public consultation and stakeholder workshops in a bid to adhere to principles of transparency and equal treatment, said ESMA. The short consultation on payments to data providers and on the forms for data reporting services providers closes on 9 February 2024.

Consulting 115

Consulting Equities Shares IT 115

JD Supra: Mergers

MARCH 4, 2025

The end of 2024 and start of 2025 saw a flurry of activity and publications from the FCA, with the UK financial markets regulator continuing to consult on, and revise, its rulebooks, including to advance a more attractive and competitive UK capital markets landscape.

Capital Market 169

Capital Market Capital Equities Consulting 169

JD Supra: Mergers

MARCH 6, 2025

The end of 2024 and start of 2025 saw a flurry of activity and publications from the FCA, with the UK financial markets regulator continuing to consult on, and revise, its rulebooks, including to advance a more attractive and competitive UK capital markets landscape.

Capital Market 163

Capital Market Capital Equities Consulting 163

The TRADE

DECEMBER 21, 2023

The pandemic marked a seminal moment across the capital markets, effectively drawing a line between the old world and the new. It’s part of everyone’s conversations now as it goes mainstream, and it’s almost incumbent on them to explore,” says David Berney, founding partner of ERGO Consultancy.

Trading 64

Trading Management Funds Asset Management 64

The TRADE

FEBRUARY 24, 2025

Haynes has nearly 50 years of experience across the industry, working in several high profile roles across the equity space, including as chief executive of Chi-X Europe and ITG International, and of course Aquis. In his new role, Santostefano will be based in New York and focused on live markets during the European equity sessions.

Sale 64

Sale Equities Trading Capital Market 64

The TRADE

NOVEMBER 20, 2024

Rounding up the buy-side awards, Glenmede Investment Management’s Melissa Hinmon, was honoured with the Buy-Side Market Structure Expert of the Year award. BMLL claimed the award for Outstanding Market Data Services Provider – Equities, while Bloomberg took home the same award but for Fixed Income.

Trading 64

Trading Asset Management Capital Market Capital 64

The TRADE

DECEMBER 12, 2024

Hong Kong Exchanges and Clearing (HKEX) is launching a multi-year enhancement programme to upgrade its post-trade services for the cash equities market, with the aim of being technically ready to support a T+1 settlement cycle by the end of 2025.

Trading 59

Trading Capital Market Architecture Capital 59

The TRADE

DECEMBER 23, 2024

The deal will further bolster FIS capital markets technology offering, having acquired SunGard in a major deal back in 2015. He joins Citadel from Goldman Sachs, where he most recently served as vice president within the banks global equities team.

M&A 52

M&A Trading Asset Management Mergers and Acquisitions 52