The TRADE

APRIL 19, 2024

BMO Capital Markets has appointed Harj Bagria within its electronic trading division, The TRADE can reveal. Most recently, Bagria held an EMEA equity trading position, based in London. Elsewhere in his tenure at Credit Suisse, Bagria held APAC equity trading and electronic sales trading positions, based in Hong Kong.

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The TRADE

OCTOBER 10, 2024

Olivia Gassner has joined JP Morgan as VP, equity electronic sales trader following a stint at RBC Capital Markets. New York-based Gassner served in the same role at RBC Capital Markets for three years prior to the move. The post RBC Capital Markets trader joins JP Morgan appeared first on The TRADE.

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The TRADE

MARCH 4, 2024

Tourmaline Partners has appointed Peter Murden as managing director – equity trading, as it seeks to further enhance its market reach, The TRADE can reveal. His key focus will also be on bolstering the team of senior equity trading professionals at the firm.

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TKO Miller

OCTOBER 3, 2023

TKO Miller Debt Capital Market Analysis Leverage multiples have pulled back significantly in M&A transactions from their 2021 peaks due to a tightening of the lending environment, Sr. Debt / EBITDA, decreased from 4.0x in 2021 to 3.5x in Q2 of 2023 (as shown in the below graph).

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The TRADE

JANUARY 14, 2025

Capital markets technology provider Trading Technologies (TT) has moved to enhance its institutional clients visibility and agility in the equities markets with the launch of a new broker ranking system. The post Trading Technologies launches new equities broker ranking system appeared first on The TRADE.

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The TRADE

JUNE 3, 2024

Societe Generale has moved to bolster its equity capital markets (ECM) offering in the US with the addition of three new individuals, according to an internal memo seen by The TRADE. The post Societe Generale Americas expands equity capital markets team with three new hires appeared first on The TRADE.

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JD Supra: Mergers

MARCH 4, 2024

The use of earnout provisions, which buyers and sellers often use to bridge differing views of value, is on the rise, especially in the private equity and corporate venture capital markets. By: Jones Day

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The TRADE

APRIL 25, 2025

He will also matrix report to Sue Lee, head of markets for Asia South. Chang joins from Goldman Sachs, where he served as head of FICC and equity distribution for Southeast Asia and been a board member of Goldman Sachs Singapore for more than 10 years.

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The TRADE

JULY 24, 2024

Chris Robinson has been appointed multi-asset trader at Liquidnet, joining from Louis Capital Markets where he worked for almost 13 years. He most recently served as a EMEA and US equity sales and execution trader. The post Louis Capital Markets trader joins Liquidnet appeared first on The TRADE.

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PE Hub

NOVEMBER 13, 2023

Q4 is a Toronto-based capital markets access platform. The post Sumeru Equity Partners to take Q4 private in C$257m deal appeared first on PE Hub.

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Cooley M&A

OCTOBER 13, 2023

View the recording here.

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The TRADE

SEPTEMBER 29, 2023

Axis Capital Markets has appointed Lewis Jones in an institutional sales and trading role, The TRADE can reveal. According to an update on social media, Jones joins Axis Capital Markets from IBP Markets, where he served as an equity sales trader for nearly three years.

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The TRADE

JANUARY 14, 2025

In June last year, ION received approval to become an equities trading vendor on BSE. The firm said this latest approval further strengthened its support of the evolving needs of the Indian capital markets. India remains a key strategic market for ION and this empanelment enhances our ability to meet the regions evolving needs.

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The TRADE

DECEMBER 1, 2023

Justin Llewellyn-Jones, head of capital markets, North America (equities, FX and derivatives) and chief product officer for capital markets at fintech firm Broadridge has announced his departure after more than four years with the business.

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The TRADE

AUGUST 5, 2024

Jamie McKenna was appointed vice president, senior global equity trader at State Street Global Advisors (SSGA) following almost two decades at GMO trading. His expertise includes equities, ETFs, merger arbitrage spreads, equity swaps, futures, options, and FX.

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The TRADE

JUNE 12, 2024

As part of the move, ION’s Fidessa trading platform is now certified for cash equities trading on BSE. After completing the audit process, BSE has since certified Fidessa as compliant with all relevant exchange rules and regulatory standards, allowing exchange members to use the platform for equities trading on BSE.

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The TRADE

MARCH 11, 2024

BNY Mellon made two key senior managing director hires into its fixed income and equity sales and trading businesses. Bianca Gould was appointed head of fixed income and equities EMEA, based in London. Paul Battams was named head of international equity trading at BlackRock following 23 years with the firm.

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The TRADE

SEPTEMBER 5, 2024

A Citadel equity trader and senior associate has left the firm to join Ilex Capital, The TRADE can reveal. According to an update on his social media, Jack Boland has joined Ilex Capital in a US equity trading and global equity capital markets role.

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Mergers and Inquisitions

OCTOBER 18, 2023

Even though we’ve covered industry groups vs. product groups and teams such as M&A , ECM , DCM , and Leveraged Finance , we continue to get questions about capital markets vs. investment banking. The questions usually go like this: Are capital markets teams (ECM, DCM, and LevFin) “real” investment banking?

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The TRADE

FEBRUARY 2, 2024

Mark Burgess has joined commodities specialist Marex as equities trader following a 14-year stint at Winterflood Securities. Burgess joined market maker Winterflood back in 2009 and has served as European equities trader, head of European market making, and most recently UK equities trader.

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The TRADE

APRIL 2, 2024

AllianceBernstein and Societe Generale have launched a new joint venture focusing on global cash equities and equity research. “With Bernstein, a new leader is emerging in cash equities,” said Slawomir Krupa, chief executive of Societe Generale.

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The TRADE

NOVEMBER 25, 2024

Vikesh Patel With this approval, the pan-European clearing house will introduce a service for European SFT transactions in cash equities and ETFs, which includes central clearing, settlement and post-trade lifecycle management. The concept of central clearing of SFTs is not new and has been tried before with varying degrees of success.

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The TRADE

AUGUST 1, 2024

The London Stock Exchange Group (LSEG) achieved a strong H1 according to results released on Thursday, with growth across capital markets, data and analytics, post-trade and its index business. “We Total revenue for capital markets grew by just over 17% to £880 million on the back of fixed income and derivatives, among other things.

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The TRADE

JANUARY 22, 2025

I spent the first 20 years of my career at the global bulge bracket banks, first in investment banking and then on the institutional equity desks, in a cross-asset and special situations role. I was there through 2015, then Bank of America, before I joined Conversant Capital in early 2021. What does your role involve?

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The TRADE

APRIL 11, 2024

Euronext has appointed former Credit Suisse sales trader Nathalie Ruiz as head of continental equity sales. Before joining Credit Suisse, Ruiz spent two and a half years at Cheuvreux as an electronic equities sales trader. Her passion and dedication for sales and EU capital markets make her a perfect fit for Euronext and our team!”

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The TRADE

JULY 17, 2023

RBC Capital Markets has appointed Giles Gleave and Mike Heraty as its newest managing directors, according to an internal memo seen by The TRADE. Heraty is set to take on the role of head of US equity solutions and structured product sales, whilst Gleave has been appointed as head of European equity solutions.

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The TRADE

APRIL 25, 2025

Given the recent surge of retail investor activity in Germany and other European countries, our new retail execution service addresses the growing demand for efficient capital market access at the right time, a Deutsche Brse spokesperson told The TRADE. The service applies to all Xetra trading in equities, ETFs and ETPs.

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The TRADE

JANUARY 10, 2025

As part of the move, MIM is acquiring the high yield and bank loan, strategic fixed income and small-cap equity teams and certain related investment products. MetLife Investment Management (MIM) has reached a definitive agreement to acquire three investment teams and assets managed by Mesirow, an independent financial services firm.

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The TRADE

APRIL 15, 2024

Across the board banks have reported increasingly positive equities performances, a notable development following turbulent recent times. Jane Fraser While equities performance either grew or remained flat across the sell-side, the banks posted less impressive growth in fixed income, however. Fixed income markets revenue was $5.3

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The TRADE

NOVEMBER 27, 2024

Conary’s capital markets career spans four decades, with his retirement paving the way for Kezar Markets’ continued growth plans. Elsewhere in his career, Miele held trading and financial services positions at organisations such as Fidelity Capital Markets and the Boston Stock Exchange.

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Growth Business

MARCH 1, 2024

By Dom Walbanke on Growth Business - Your gateway to entrepreneurial success Raising private equity funds is seen as the holy grail for businesses who want to grow quickly, simply because the strength of capital opens the door for rapid growth.

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The TRADE

MAY 8, 2024

Wematch.live has appointed Grant Davies head of equities sales for the EMEA region, effective as of 15 May. His expertise ranges across collateral management, ETF capital markets, securities lending, and total return swaps (TRS).

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Accenture Capital Markets

NOVEMBER 16, 2023

At Accenture’s capital markets team, we’ve completed a research project into the future of capital raising. The results should be of interest for anyone in the industry—for both public and private markets. We were keen to develop some insights into the evolving landscape of financial market infrastructure.

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The TRADE

NOVEMBER 30, 2023

Read more: Euronext continues investment in clearing business with 50 new hires As of the 27 November, Euronext Clearing now clears: equities, ETFs, structured products, warrants, and bonds across six Euronext markets and the new development will contribute to reducing fragmentation in European capital markets.

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OfficeHours

OCTOBER 11, 2023

For the past months, OfficeHours has had some amazing speakers, including private equity pros, HBS MBA grads, and successful founders. We cover topics like private equity, investment banking, switching careers, and how to grow in your job. You can now listen to their talks on our Spotify channel, “ Overheard on OfficeHours.

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The TRADE

JANUARY 10, 2024

Read more: CME Group on the evolving FX futures and options landscape Paul Woolman, global head of equity products at CME Group, said: “Client demand for managing risk and seeking investment opportunities around dividend exposure has accelerated the growth of our listed and centrally cleared dividend futures.

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Global Newswire by Notified: M&A

AUGUST 23, 2023

Upon closing, the combined company is expected to trade on the Nasdaq Capital Market under the symbol “SNWV”. (OTCQB: SNWV) has entered into a definitive merger agreement with SEP Acquisition Corp. Nasdaq: SEPA).

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