The TRADE

AUGUST 21, 2023

The four separate rulemakings put forward by the US Securities and Exchange Commission (SEC) in December last year represent the most significant attempt to revamp market structure for US equities in recent memory.

Equities 52

Equities Retail Trading Broker 52

The TRADE

APRIL 3, 2024

Examples of financial instruments which could be issued and traded in the DSS include equities, corporate and government bonds, and money market instruments.

Securities 68

Securities Bank Banking Financial Market 68

The TRADE

OCTOBER 24, 2024

While adoption is widespread in equities other asset classes such as fixed income have been slower to adopt these systems given the nuances of the workflows and liquidity landscapes in these markets. For more information on the various providers in the EMS market, check out The TRADE’s annual survey.

Trading 119

Trading Investors IT S&P 119

The TRADE

APRIL 30, 2024

Among the key components of Basel III is the increase in minimum capital requirements for banks, including higher common equity and Tier 1 capital ratios. A key aspect of Mifid II, is the expansion of transparency requirements, namely in the trading of financial instruments.

Financial Institution 68

Financial Institution Financial Market Risk Management Bank 68