The TRADE

AUGUST 24, 2023

to cover previously exempt proprietary trading firms. The move to increase the number of broker dealer firms registering with FINRA comes as the commission aims to promote fair, orderly, and more efficient markets. The rule has divided the market, with conflicting opinions on the benefits of such a move.

Trading 98

Trading Proprietary Trading Broker Securities 98

Peak Frameworks

OCTOBER 30, 2023

Trading and Proprietary Trading Many large banks are involved in trading activities. This can be trading on behalf of their clients (like when you buy a stock through a bank's brokerage service) or proprietary trading where banks invest their own money. Take UBS's Wealth Management division.

Bank 52

Bank Banking Proprietary Trading Investment Banking 52

The TRADE

OCTOBER 24, 2024

For more information on the various providers in the EMS market, check out The TRADE’s annual survey. Bloomberg Terminal Up next and needing little introduction is the Bloomberg Terminal, Bloomberg’s data and proprietary trading platform. This is reflected in its annual subscription now nearing $30,000.

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Trading Investors IT S&P 120

The TRADE

APRIL 30, 2024

The importance of these rules can be linked to the reshaping of the regulatory environment and ultimately creating a more robust trading environment and promoting investor confidence. New entities were set up by the DFA tasked with overseeing financial markets and managing risks.

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Financial Institution Financial Market Risk Management Bank 69

The TRADE

DECEMBER 27, 2024

However, in todays competitive and cost-sensitive capital markets efficiency is paramount, and automation typically returns quickly as markets stabilise. The proprietary systems that once gave large banks and hedge funds a competitive edge are no longer exclusive to those with deep pockets.

Trading 72

Trading Capital Market Capital Proprietary Trading 72