JD Supra: Mergers

APRIL 16, 2024

There have been 44 initial public offerings (IPOs) listed on the US stock markets in 2024 thus far, many of which continue to trade at a premium to their initial offering price, demonstrating the strength and buoyancy of current public markets. By: McDermott Will & Emery

Initial Public Offering 165

Initial Public Offering Mergers and Acquisitions IPO M&A 165

JD Supra: Mergers

JANUARY 21, 2025

Our Investment Funds Group reviews the evolution of the continuation vehicle market and previews the unpredictable year awaiting the secondary market. By: Alston & Bird

Capital Market 159

Capital Market Capital Funds Investment 159

JD Supra: Mergers

FEBRUARY 1, 2024

Corporate Venture Capital, or CVC, continues to play a major role in investment and deal activity across numerous growth industries. Jones Day partners Tim Curry and Taylor Stevens discuss who's investing, the opportunities they're targeting, and the special factors to consider in a corporate venture investment. By: Jones Day

Corporation 171

Corporation Capital Capital Market Investment 171

JD Supra: Mergers

JANUARY 22, 2025

The general consensus is that we will likely see an increase in M&A and capital market transactions in the life sciences sector in 2025. Cautious Optimism for Deal Making. By: Ballard Spahr LLP

Capital Market 177

Capital Market M&A Capital 177

Global Newswire by Notified: M&A

NOVEMBER 16, 2023

– Merger to create NASDAQ-listed, commercial-stage AI-Enabled medical technology company focused on bringing FDA-cleared Brain Network Analytics platform to NASDAQ Capital Markets – Merger to create NASDAQ-listed, commercial-stage AI-Enabled medical technology company focused on bringing FDA-cleared Brain Network Analytics platform to NASDAQ Capital (..)

Mergers 66

Mergers Medical Capital Market Capital 66

JD Supra: Mergers

FEBRUARY 27, 2025

While the ASX may not be an obvious alternative to US capital markets, there are a number of reasons why the it can be attractive. A number of US companies have gone public in Australia as an alternative to a further private round in the US. By: DLA Piper

Capital 177

Capital Capital Market IT 177

JD Supra: Mergers

JULY 11, 2024

For decades, Delaware has held the crown as the premier state of incorporation for domestic companies (and many foreign companies seeking a foothold in the United States capital markets). But today, the barbarians are at the gates. By: Woodruff Sawyer

Corporation 188

Corporation Capital Market Capital 188

JD Supra: Mergers

SEPTEMBER 20, 2024

The Pine Cliffs Resort hosted the FFA’s 2024 Global Leadership Summit this week where key players and leaders from across the industry gathered to discuss macroeconomic, geopolitical, policy, legal, regulatory and other matters affecting the fund finance market and related capital markets. By: DLA Piper

Finance 165

Finance Finance Funds Capital Market 165

JD Supra: Mergers

JUNE 18, 2024

With deep and liquid capital markets offering unique access to the Mainland China investor market, many international businesses are considering pursuing their IPOs in Hong Kong.

IPO 183

IPO Capital Market Investors Capital 183

JD Supra: Mergers

MARCH 6, 2025

The SECs Division of Corporation Finance (Division) anticipates that these new measures will facilitate capital formation in the U.S. capital markets. Securities and Exchange Commission (SEC) announced that it is expanding the accommodations available for issuers that submit draft registration statements for nonpublic review.

Capital 165

Capital Corporate Finance Capital Market Finance 165

JD Supra: Mergers

SEPTEMBER 20, 2024

Down round financings recently reached their highest levels in 15 years, leaving investors, growth-stage companies, and other venture capital market participants searching for guidance and clarity.

Capital 165

Capital Capital Market Finance Finance 165

Global Newswire by Notified: M&A

JULY 1, 2024

The company is excited to announce the completion of the merger with PGS, a new Executive team and a Capital Markets Day on 29 August 2024. OSLO, Norway (1 July 2024) – TGS, a global leader in energy data and intelligence, today launched a new chapter in its 43-year history.

Capital Market 45

Capital Market Mergers Capital IT 45

JD Supra: Mergers

JUNE 11, 2024

Procopio Capital Markets and Securities practice leader Christopher Tinen addressed several key issues impacting MicroCap investors in 2024 in a live panel discussion at the Planet MicroCap Showcase in Las Vegas on April 30, 2024. Securities and Exchange Commission (SEC) and securities exchanges including Nasdaq and NYSE.

Capital Market 171

Capital Market Investors Capital Securities 171

JD Supra: Mergers

JUNE 6, 2024

The venture capital markets are experiencing a prolonged expansion in both the number and type of investors willing to make minority (non-controlling) investments.

Investment 165

Investment Capital Market Investors Capital 165

Global Newswire by Notified: M&A

OCTOBER 16, 2023

- Notable expects to initiate trading on the Nasdaq Capital Market under ticker symbol “NTBL” effective at market open on October 17 - - Aggregate net.

Capital Market 81

Capital Market Mergers Capital Trading 81

JD Supra: Mergers

NOVEMBER 15, 2023

Equity REITs seeking to grow assets face a challenging interest rate environment and tepid equity capital markets for funding portfolio acquisitions.

Portfolio 188

Portfolio M&A Capital Market Equities 188

The TRADE

AUGUST 5, 2024

His expertise includes equities, ETFs, merger arbitrage spreads, equity swaps, futures, options, and FX. RBC Capital Markets appointed Mitul Patel director, central bank sales, based in London. Boston-based McKenna joined GMO in 2004 as a pricing analyst, and most recently worked in a multi-asset trading role for 15 years.

Capital Market 64

Capital Market Investment Capital Portfolio Management 64

JD Supra: Mergers

MAY 29, 2024

In a perplexing decision, Mithaq Canada Inc (Re), the Ontario Capital Markets Tribunal upheld a defensive private placement by a target corporation completed in the face of a hostile bid, effectively denying shareholders the opportunity to accept a premium offer. At the time of the bid the target company, Aimia Inc.

Capital Market 171

Capital Market Capital Corporation IT 171

JD Supra: Mergers

AUGUST 13, 2024

The growth in private credit (lending by institutions other than banks) has been one of the most significant capital market developments of the last decade. It is estimated that the size of the private credit market was approximately $1.5 trillion at the start of 2024 and could grow to approximately $2.8 trillion by 2028.

Capital Market 152

Capital Market Capital Bank Banking 152

JD Supra: Mergers

MAY 24, 2024

On the same day, a second set of proposed Treasury Regulations was issued (REG-118499-23) that includes procedural rules for reporting and paying the tax, recordkeeping, and penalties (together, By: Mintz - Securities & Capital Markets

Stock 165

Stock M&A Capital Market Corporation 165

Mergers and Inquisitions

OCTOBER 18, 2023

Even though we’ve covered industry groups vs. product groups and teams such as M&A , ECM , DCM , and Leveraged Finance , we continue to get questions about capital markets vs. investment banking. The questions usually go like this: Are capital markets teams (ECM, DCM, and LevFin) “real” investment banking?

Investment Banking 59

Investment Banking Capital Market Recruitment Capital 59

Global Newswire by Notified: M&A

AUGUST 23, 2023

OTCQB: SNWV) has entered into a definitive merger agreement with SEP Acquisition Corp. Upon closing, the combined company is expected to trade on the Nasdaq Capital Market under the symbol “SNWV”. · SANUWAVE Health Inc. Nasdaq: SEPA).

Mergers and Acquisitions 74

Mergers and Acquisitions Mergers Capital Market Acquisitions 74

JD Supra: Mergers

MARCH 4, 2024

The use of earnout provisions, which buyers and sellers often use to bridge differing views of value, is on the rise, especially in the private equity and corporate venture capital markets. By: Jones Day

Private Equity 159

Private Equity Capital Market IT Corporation 159

JD Supra: Mergers

MARCH 27, 2024

Private credit and other forms of private capital have emerged as attractive alternatives to traditional bank loans and capital market offerings for many companies.

Capital 165

Capital Capital Market Economics Bank 165

The Harvard Law School Forum

JUNE 15, 2023

Section 7 of the Clayton Act prohibits mergers and acquisitions where “the effect may be substantially to lessen competition, or to tend to create a monopoly.” The statute plainly does not say that mergers that substantially lessen competition are nevertheless permitted if they advance efficiency or lower prices. more…)

Mergers 75

Mergers Mergers and Acquisitions Economics Acquisitions 75

Global Newswire by Notified: M&A

AUGUST 14, 2023

Salisbury”), (NASDAQ Capital Market: “SAL”), the holding company for Salisbury Bank and Trust Company (“Salisbury Bank”), announced that it completed its merger with and into NBT Bancorp Inc. (“NBT”) NBT”) (NASDAQ: NBTB) (the “Merger”) on August 11, 2023. LAKEVILLE, Conn.,

Mergers 40

Mergers Capital Market Bank Banking 40

Global Newswire by Notified: M&A

FEBRUARY 7, 2024

(Nasdaq: KERN) (“Akerna”), today announced that the closing of its previously announced merger with Gryphon Digital Mining, Inc. Gryphon”) (the “Merger”) is expected to take place before markets open on Friday, February 9, 2024. and under the symbol “GRYP”. and under the symbol “GRYP”.

Mergers 45

Mergers Stock Capital Market Shares 45

Global Newswire by Notified: M&A

NOVEMBER 13, 2024

(Nasdaq: ENTO) (“Entero” or the “Company”), today announced that it has entered into a binding term sheet for a reverse merger transaction (the “Proposed Merger”) with Journey Therapeutics, Inc. Upon completion of the Proposed Merger, the shareholders of Journey will acquire 99% of the equity of Entero.

Mergers 45

Mergers Capital Market Negotiation Equities 45

Global Newswire by Notified: M&A

JULY 31, 2024

and California BanCorp, the holding company for California Bank of Commerce, announce the successful closing of their previously announced merger of equals. The combined holding company will trade on the Nasdaq Capital Market under the symbol “BCAL.” SAN DIEGO and OAKLAND, Calif.,

Mergers 40

Mergers Bank Banking Capital Market 40

Cooley M&A

JANUARY 19, 2023

This post highlights key guidance from the Notice as it relates to common M&A and capital market transactions. The Notice announces that proposed regulations addressing the Excise Tax are forthcoming and that taxpayers may rely on the Notice until such regulations are issued.

M&A 52

M&A Capital Market Stock Mergers and Acquisitions 52

The TRADE

AUGUST 14, 2023

European agency broker and equities research specialist Redburn and US equity brokerage Atlantic Equities have completed the merger of their operations under Redburn’s parent company Rothschild & Co, initially announced on 26 April.

Broker 52

Broker Equities Mergers IPO 52

American Banker - Investment Banking

SEPTEMBER 12, 2023

Mergers and acquisitions are rebounding and equity capital markets are thawing, says C.S. Venkatakrishnan. That's a welcome forecast after a persistent slump sapped investment banking revenue across the industry.

Investment Banking 52

Investment Banking Bank Banking Investment 52

The TRADE

JUNE 10, 2024

As part of the merger, former Barclays executive, Rich Ricci, took on the role of chief executive of the combined entity. Read more: Panmure Gordon and Liberum agree merger to create new investment banking giant in the UK Ed Husband and Hugo Hewitt join the firm’s US sales team in New York and London, respectively.

Investment Banking 64

Investment Banking Mergers Sale Capital Market 64

The Deal

AUGUST 24, 2023

As an associate, Aryani embraced that sentiment in changing her focus from capital markets work to M&A. Aryani graduated from law school in 2008, a very challenging time to begin practicing, and she did a mix of work at Chadbourne & Parke LLP, her first firm, before focusing on Latin American capital markets and M&A work.

M&A 98

M&A Capital Market Capital IT 98

The Harvard Law School Forum

JUNE 15, 2023

Section 7 of the Clayton Act prohibits mergers and acquisitions where “the effect may be substantially to lessen competition, or to tend to create a monopoly.” The statute plainly does not say that mergers that substantially lessen competition are nevertheless permitted if they advance efficiency or lower prices. more…)

Mergers 40

Mergers Mergers and Acquisitions Economics Acquisitions 40

Global Newswire by Notified: M&A

NOVEMBER 3, 2023

and its shares are expected to begin trading on the Nasdaq Capital Market under the ticker symbol “KRRO” on November 6, 2023. (Frequency; Nasdaq: FREQ) and the entity formerly known as Korro Bio, Inc. Korro Bio). The combined company will operate under the name Korro Bio, Inc.,

Mergers 49

Mergers Capital Market Capital Trading 49

Global Newswire by Notified: M&A

FEBRUARY 14, 2024

Securities and Exchange Commission (the “SEC”) of a registration statement on Form S-4 (the “Registration Statement”), which includes a preliminary proxy statement and a prospectus in connection with an Amended and Restated Merger Agreement and Plan of Reorganization, dated as of February 14, 2024 (the “A&R Merger Agreement”).

Mergers and Acquisitions 58

Mergers and Acquisitions Acquisitions Business Manufacturing 58