The TRADE

JUNE 24, 2024

UBS appointed Carlos Salcedo head of capital markets financing sales Americas, according to an internal memo seen by The TRADE. Effective from 1 September, Salcedo will be based in New York, reporting to Dan Murphy, Americas head of franchise sales. MEAG appointed Lydia Malakis head of institutional sales at MEAG.

Asset Management 64

Asset Management Management Sale Portfolio Management 64

Periculum Capital

OCTOBER 27, 2023

Periculum Capital Company, LLC (“Periculum”) is pleased to announce it advised AMW Construction Supply, LLC (“AMW” or the “Company”), a Phoenix-based distributor of construction supplies, tools, fasteners, and related products, in its sale to Gypsum Management & Supply, Inc (NYSE:GMS) (“GMS”). appeared first on Periculum Capital.

Sale 52

Sale Management IT Advisory 52

The TRADE

JANUARY 8, 2024

Previously, he served as global head of institutional sales at TP ICAP, and before that worked as head of sales EMEA and Asia Pacific at BGC Partners for two years. Jefferies’ managing director and head of US equity distribution in Europe, Guy Trust, left the bank after nearly a decade to join Daiwa Capital Markets Europe.

Asset Management 64

Asset Management Equities Sale Investment Manager 64

Periculum Capital

MARCH 8, 2024

Periculum Capital Company, LLC is pleased to announce it has advised PrecisionPoint, Inc., SAM is a portfolio company of Peak Rock Capital. The firm’s primary services include M&A, capital markets, and restructuring advisory, as well as specialized merchant banking services.

Sale 52

Sale IT Capital Advisory 52

The TRADE

MAY 15, 2024

BNY Mellon has today announced the integration of Global Markets Trading (GMT), which will combine the firm’s capabilities in foreign exchange, fixed income, equities and capital markets to provide full-service client provisions.

Trading 69

Trading Asset Management Capital Market Broker 69

Periculum Capital

NOVEMBER 2, 2023

Periculum Capital Company, LLC (“Periculum”) is pleased to announce it has advised Hoosier Penn Oil, Inc. (“HP Their ability to build the story of my company and always listen to my concerns made them the perfect partner for the sale of a business where I spent 26 years of my life. I will always be grateful I had them on my side.” “We

Sale 52

Sale IT Capital Advisory 52

The TRADE

AUGUST 21, 2023

Smith brings more than 30 years’ experience in the capital markets sector to the role, having worked in various exchanges and regulators, alongside helping develop market and industry standards. He joins from ED&F Man Capital Markets, a company he founded.

Trading 52

Trading Electronics Sale Equities 52

The TRADE

FEBRUARY 26, 2024

He most recently served as global head of ETF product, having initially joined Goldman Sachs Asset Management back in 2017 to build out the US fund strategist model portfolio business. Liquidnet’s head of primary markets, Jonathan Gray, is set to leave the firm after nearly a decade.

Asset Management 64

Asset Management Management Trading Capital Market 64

The TRADE

SEPTEMBER 18, 2023

BlackRock selected a former FlexTrade order management system pre-sales specialist for a solutions engineering role on its flagship Aladdin platform. Walker originally joined LSEG in 2018 and has since served as head of equity and fixed income primary markets.

Bank 64

Bank Banking Stock Equities 64

The TRADE

JULY 29, 2024

According to an update on social media, Nickalls will join the sell-side next month in an emerging markets credit role. He joined Ninety One in 2013 as a client operations analyst, moving into a portfolio implementation role in 2015 and taking up his current role as fixed income trader in 2018.

Asset Management 64

Asset Management Equities Trading Sale 64

Periculum Capital

MARCH 11, 2022

Periculum Capital Company, LLC (“Periculum”) is pleased to announce it has advised Select Home Health Services, Inc. SHHS” “Company”), a leading home healthcare service provider, in its sale to Fortis Home Health and Hospice, LLC (“Fortis”), a portfolio company of Grant Avenue Capital, LLC (“Grant Avenue”).

Sale 52

Sale IT Healthcare Capital 52

The TRADE

JULY 10, 2023

RBC’s co-head of European electronic sales and trading, Bianca Gould, is set to leave the bank after almost three years, as part of streamlining measures. Gould joined RBC Capital Markets in October 2020 to co-lead its European low touch sales and trading business alongside Chris Parker, who has been in the role since 2011.

Sale 52

Sale Trading Electronics Equities 52

The TRADE

APRIL 26, 2024

Simon Barriball, Virtu Financial Simon Barriball, ETF and portfolio trading, EMEA, at Virtu Financial emphasised the detrimental impact the fragmented venue landscape was having on the assets – highlighting the sheer number of listing venues that Europe has for each ETF, as well as multiple sets of currencies and settlement depots.

Trading 78

Trading Retail Sale Capital Market 78

Periculum Capital

NOVEMBER 15, 2022

Periculum began formally working with Mi-Tech in December 2019 to find a buyer that could strengthen the Company’s global supply chain, realize significant strategic synergies and qualify to own Mi-Tech ’s portfolio of customer relationships that included controlled and classified federal government programs.

Sale 52

Sale IT Government M&A 52

Tyton Partners

JANUARY 18, 2024

Generative AI can potentially revolutionize this market segment, impacting everything from measuring training effectiveness and developing job-specific content to tracking personalized performance and behavior analysis.

Education 52

Education Sale Middle Market Mergers and Acquisitions 52

The TRADE

JULY 31, 2023

Prior to joining Invesco in 2016, Taitz spent two and a half years at RBC Capital Markets in a fixed income role and 10 and a half years at UBS Investment Bank as an executive vice president. Goldman Sachs veteran, Christopher Daur, left the investment bank to head up buy-side sales and relationships at AccessFintech.

Asset Management 52

Asset Management Investment Banking Trading Investment Manager 52

Accenture Capital Markets

JUNE 18, 2024

Generative AI (gen AI) is predicted to impact over two-thirds of all functions across the capital markets industry, suggesting that the technology has the potential to significantly transform all its segments—including asset management. Interested in a conversation? Feel free to reach out to us for a discussion. [1]

Asset Management 68

Asset Management Management Capital Market Government 68

The TRADE

FEBRUARY 5, 2024

Burgess’ appointment follows two other traders, Ben Ralph-Davies and Joel Russell, who left Winterflood’s London business last year to join rival market maker Shore Capital, according to sources. Virtu Financial appointed Simon McGhee in an exchange-traded product (ETP) and fixed income sales role.

Investment Banking 64

Investment Banking Finance Finance Equities 64

Accenture Capital Markets

SEPTEMBER 5, 2023

United Capital’s FinLife platform for RIAs focuses on advice for employment and spending behavior, rather than investment portfolios. [2] 2] By separating the financial planning layer from the broader technology platform, United Capital’s FinLife platform for RIAs is able to generate incremental revenue strictly from advice.

Consulting 75

Consulting Management Capital Market IT 75

The TRADE

JULY 3, 2023

Earlier in his career he held equity sales and trading positions at Cantor Fitzgerald. His fellow co-head is Nicholas Hemmerly who joined Clear Street from his role as senior managing director, head of investment banking at Bridgeway Capital Partners. Clear Street also named Ryan Gerety as managing director, investment banking.

Trading 64

Trading Investment Banking Bank Banking 64

The TRADE

APRIL 25, 2024

Portfolio managers use them without fear, it’s a tool in the box which is not for everybody, but it’s getting there. Heads of markets are trading closer to each other.” The point being, that in capital markets an important tool is a well-rounded view of the entire process, the trade, the facilitators and everything in between.

IT 59

IT Trading Equities Portfolio Management 59

Tyton Partners

FEBRUARY 3, 2025

As the higher education market continues to evolve, institutions that leverage these digital advancements and address affordability concerns are poised to emerge stronger and more resilient in a competitive global landscape.

Education 52

Education Sale Investors Medical 52

The Deal

JUNE 22, 2023

Bain has retained KeyBanc Capital Markets to run an auction process for the Proterial unit that makes stainless steel tubing and cast iron pipe fittings, Ward Manufacturing LLC, two of the sources said. Bain is expected to do further asset paring within the Proterial portfolio, including in the U.S., The Blossburg, Pa.

Manufacturing 52

Manufacturing Private Equity Business Capital 52

Tyton Partners

APRIL 10, 2024

” Chris Curran, Founder & Managing Partner Tyton Partners represented Fairmont Schools , a PreK-12 co-educational private school, in its sale to International Schools Partnership (ISP Schools). ISP Schools is a portfolio company of OMERS Private Equity.

Education 52

Education Medical Private Equity Equities 52

The TRADE

NOVEMBER 2, 2023

A friend suggested I consider investment banking and following a trading and sales summer placement at ABN AMRO in the City, I was instantly captivated – I had found my fit. Portfolio trading has been especially impactful for credit markets where liquidity can be challenging. My rational was twofold.

Trading 64

Trading Portfolio Bank Banking 64

The TRADE

OCTOBER 16, 2024

With the advent of an ever-more technologically innovative and globally connected capital markets sphere, fixed income emerging markets (EM) have demonstrably become an increasingly appealing area of interest for investors. We’ve also seen an increase in portfolio trading activity in the market.”

Trading 59

Trading Investors Portfolio Investment 59

Cooley M&A

JANUARY 25, 2023

For example, the sale of Horizon Therapeutics to Amgen for approximately $28 billion was the third-largest all-cash transaction in the pharmaceutical sector in history. It’s a more challenging market environment right now than we’ve seen in many years,” said Charlie Kim , who co-chairs Cooley’s capital markets practice.

M&A 40

M&A Mergers and Acquisitions Pharmaceutical Collaboration 40

The TRADE

AUGUST 7, 2024

Outsourced trading, though undoubtedly a contentious topic, is something that has been around in capital markets for decades in some form or another. However, an undeniable surge has occurred across the trading sphere over the last few years, with decidedly mixed results. were in $50-100 billion and another 2.5%

Trading 59

Trading Management IT Investment Manager 59

The TRADE

OCTOBER 18, 2024

Dominic Rieb-Smith, managing director, international head, prime services sales, JP Morgan, refers to the past year as “a standout”. Over the past year, each of the top 25 primes have increased their market share – according to Convergence – with 16 of those experiencing double-digit percentage growth.

Funds 69

Funds Broker Bank Banking 69

The TRADE

JANUARY 3, 2024

Over the past 12 months, Tourmaline has also tapped rival BTIG and hired from Vantage Capital Markets and Liquidnet. Meanwhile in Frankfurt, Dirk Heim joined as head of EU execution from Quoniam Asset Management, managing the execution of global equity portfolio baskets alongside derivatives. The list goes on.

Trading 64

Trading Asset Management M&A Broker 64

Growth Business

MARCH 1, 2024

After a period of approximately three to seven years the company would seek an exit, either in the form of a sale to another buyer or a public listing. Time to scale Things were going well, and we needed an injection of capital to support our ambitious growth plans. What is private equity and how does it work?

Private Equity 59

Private Equity Equities Investment Business 59

The TRADE

OCTOBER 24, 2024

These systems touch upon all elements of the trading lifecycle throughout the front-to-middle-to-back-office including execution, order, risk and portfolio management. While perhaps not one of the most exciting aspects of the trade lifecycle, settlement is a central process that acts as a pillar for the capital markets.

Trading 120

Trading Investors IT S&P 120

Cooley M&A

JANUARY 20, 2022

19 treatments from Pfizer, Merck and potentially others hitting the market soon , we expect Big Pharma to continue to parlay this cash flow into growth in other areas of strategic focus. approved prescription cannabidiol medicine to its portfolio. These players have looked further afield to add new capabilities and pipeline assets.

M&A 40

M&A Mergers and Acquisitions Pharmaceutical Mergers 40

Cooley M&A

JANUARY 25, 2023

Similarly, we expect sponsors to actively pursue carve out opportunities – like Francisco Partners’ carve out acquisition of the data and analytics assets from IBM’s Watson Health business – in 2023 as tech giants streamline their portfolios to focus on their core businesses.

M&A 52

M&A Mergers and Acquisitions Private Equity Mergers 52

The TRADE

DECEMBER 21, 2023

The pandemic marked a seminal moment across the capital markets, effectively drawing a line between the old world and the new. Those investments bolster their technology, scale and the level of talent and experience on their desks, to the point where the sales pitch becomes unavoidable for some.

Trading 64

Trading Management Funds Asset Management 64

The TRADE

DECEMBER 24, 2024

Read more: Fireside Friday with Citis Chris Gooch Earlier this year, Citi appointed Jamie Miller as new head of electronic equity sales trading for the EMEA region, as revealed by The TRADE. Miller has been with the firm eight and a half years as an employee of the bank, specialising in equity sales trading. Open outcry: A renaissance?

Trading 52

Trading Mergers and Acquisitions Equities Electronics 52

Cooley M&A

FEBRUARY 15, 2017

We are seeing funds increasingly fundraising for tech plays and are acquiring the needed sector expertise to build their tech portfolios. Life sciences exits were way down in 2016, as many acquirers stood on the sidelines awaiting the outcome (and now, effect) of the US presidential election.

M&A 40

M&A IPO Pharmaceutical Valuation 40