The TRADE

AUGUST 24, 2023

to cover previously exempt proprietary trading firms. The move to increase the number of broker dealer firms registering with FINRA comes as the commission aims to promote fair, orderly, and more efficient markets. The rule has divided the market, with conflicting opinions on the benefits of such a move.

Trading 98

Trading Proprietary Trading Broker Securities 98

Peak Frameworks

OCTOBER 30, 2023

The world of banking can be broadly divided into: Retail Banks: Think of your local branch where you have your checking and savings accounts. This model is foundational for retail and commercial banks. It's also why banks are so eager to have deposits; they're the cheapest form of capital for them.

Banking 52

Banking Bank Proprietary Trading Investment Banking 52

The TRADE

APRIL 30, 2024

These measures included mandates for constraints on proprietary trading (known as the Volcker Rule), and enhanced supervision of derivatives markets, as well as increased capital reserves. The regulation has faced criticism for its complexity and potential unintentional consequences.

Financial Institution 67

Financial Institution Financial Market Risk Management Banking 67