The TRADE

AUGUST 24, 2023

The Securities and Exchange Commission (SEC) has moved to expand the remit of national securities associations such as the Financial Industry Regulatory Authority (FINRA). to cover previously exempt proprietary trading firms. The rule has divided the market, with conflicting opinions on the benefits of such a move.

Trading 98

Trading Proprietary Trading Broker Securities 98

Peak Frameworks

OCTOBER 30, 2023

Trading and Proprietary Trading Many large banks are involved in trading activities. This can be trading on behalf of their clients (like when you buy a stock through a bank's brokerage service) or proprietary trading where banks invest their own money.

Banking 52

Banking Bank Proprietary Trading Investment Banking 52

The TRADE

AUGUST 7, 2024

Outsourced trading, though undoubtedly a contentious topic, is something that has been around in capital markets for decades in some form or another. However, an undeniable surge has occurred across the trading sphere over the last few years, with decidedly mixed results.

Trading 59

Trading Management IT Investment Manager 59

The TRADE

APRIL 30, 2024

These measures included mandates for constraints on proprietary trading (known as the Volcker Rule), and enhanced supervision of derivatives markets, as well as increased capital reserves. On 30 June 2023, Livor was replaced by the Secured Overnight Financing Rate (SOFR).

Financial Institution 69

Financial Institution Financial Market Risk Management Banking 69

The TRADE

OCTOBER 24, 2024

For more information on the various providers in the EMS market, check out The TRADE’s annual survey. Bloomberg Terminal Up next and needing little introduction is the Bloomberg Terminal, Bloomberg’s data and proprietary trading platform. CLS Coming in at number three is the multi-currency settlement system, CLS.

Trading 120

Trading Investors IT S&P 120

The TRADE

DECEMBER 27, 2024

However, in todays competitive and cost-sensitive capital markets efficiency is paramount, and automation typically returns quickly as markets stabilise. The proprietary systems that once gave large banks and hedge funds a competitive edge are no longer exclusive to those with deep pockets.

Trading 72

Trading Capital Market Capital Proprietary Trading 72