Remove Capital Market Remove Proprietary Trading Remove Trading
article thumbnail

Majority of prop trading firms obliged to join FINRA under expanded SEC rule

The TRADE

to cover previously exempt proprietary trading firms. The move to increase the number of broker dealer firms registering with FINRA comes as the commission aims to promote fair, orderly, and more efficient markets.

Trading 98
article thumbnail

The 20 greatest trading innovations

The TRADE

Order and/or execution management systems (OEMS) Kicking off this whistle-stop summary as the number one most impactful innovation in the industry is the order and/or execution management system (OEMS) – the beating heart of trading desks around the world. CLS Coming in at number three is the multi-currency settlement system, CLS.

Trading 120
Insiders

Sign Up for our Newsletter

This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.

article thumbnail

Avelacom enhances low latency service offering following authorisation from Brazil Stock Exchange

The TRADE

Through RCB’s connectivity method, Avelacom has gained access to all of B3’s markets, including equities, derivatives, digital assets, and OTC. It also opens the door to the exchange’s post-trade and testing environments.

Stock 64
article thumbnail

Outsourced trading: Easy to do, difficult to get right

The TRADE

Outsourced trading, though undoubtedly a contentious topic, is something that has been around in capital markets for decades in some form or another. However, an undeniable surge has occurred across the trading sphere over the last few years, with decidedly mixed results. And the number is climbing.

Trading 59
article thumbnail

How do Banks Make Money? Explanation, Examples

Peak Frameworks

Trading and Proprietary Trading Many large banks are involved in trading activities. This can be trading on behalf of their clients (like when you buy a stock through a bank's brokerage service) or proprietary trading where banks invest their own money.

Banking 52
article thumbnail

Unpacking the 20 most impact financial regulations from the last 20 years

The TRADE

The importance of these rules can be linked to the reshaping of the regulatory environment and ultimately creating a more robust trading environment and promoting investor confidence. A key objective of the regulation was to increase market transparency through the promotion of regulated trading venues and encouraging price discovery.

article thumbnail

The TRADE predictions series 2025: Technology is king

The TRADE

It is abundantly clear that data quality is non-negotiable in understanding liquidity dynamics and market microstructure. Traditionally, only quant trading firms were at the forefront of the data race, but this is changing. Matt Barrett, CEO and co-founder, Adaptive Trading technology is at a tipping point.

Trading 52