The TRADE

OCTOBER 12, 2023

UK-based Marex has joined the Australian Securities Exchange (ASX) as futures clearing and trading participant with the move slated to increase competition within the currently heavily concentrated market. The post Australian Securities Exchange welcomes Marex as futures clearing participant appeared first on The TRADE.

Securities 52

Securities Capital Market Trading Risk Management 52

Solganick & Co.

APRIL 21, 2025

This is evidenced by continued consolidation among strategic buyers, highlighted by Google’s announced acquisition of cloud security leader Wiz for an impressive $32 billion in March. Security Operations constituted the largest sub-sector of M&A activity , followed by Risk Management , Infrastructure , and Identity.

M&A 40

M&A Risk Management Investment Banking Public Trading 40

The TRADE

JANUARY 3, 2024

They will need to take the Capital Markets Union more seriously and remove the frictional cost of trading between countries. In light of geopolitical realities, sluggish economic growth, and constraint public finances, it will be particularly critical for the EU to ensure a new vision in regard to the Capital Markets Union.

Trading 111

Trading Capital Market Capital Economics 111

The TRADE

JUNE 26, 2023

The central clearing of securities finance transactions (SFTs) is not a new concept, it is one which has been tried before with varying degrees of success. The post Cboe outlines why its clearing service for securities financing transactions will succeed where others have failed appeared first on The TRADE.

Finance 59

Finance Finance Securities IT 59

The TRADE

APRIL 16, 2025

Ivan Brown The exchange operator said the new venue will align with the needs of options industry participants and tackle risk management challenges in the market.

Book-building 52

Book-building Architecture Risk Management Utilities 52

The TRADE

DECEMBER 14, 2023

The Securities and Exchange Commission (SEC) has adopted major rule changes for the $26 trillion US Treasury market requiring more trades to be centrally cleared. Today’s adopting release addresses clearing of treasury securities in two important ways,” said Gary Gensler, SEC chair.

Media 119

Media Trading Financial Institution Risk Management 119

Mergers and Inquisitions

MARCH 13, 2023

In 24 hours, it went from “We’re fine, but we took some losses and need additional capital” to “The FDIC is taking over, the government has guaranteed uninsured deposits, and there might be additional bank runs and a financial crisis or three.” And the impact on the banking industry , venture capital, and startups. But the U.S.

Bank 123

Bank Banking Funds Government 123

Accenture Capital Markets

SEPTEMBER 5, 2023

Methodology The study analyzed nine security technologies on two levels. Based on the findings, the researchers offered insights on the security investments that make a difference in the war on cyber crime. Another must do is securing buy-in from the top down of the organization, and both inside and outside of its walls.

Asset Management 97

Asset Management Management Business Securities 97

The TRADE

JULY 25, 2024

In February, TD Securities joined LCH SwapAgent as first Canadian bank member. SwapAgent offers solutions targeting improved standardisation, efficiency and simplicity in the non-cleared derivatives market. Today, 47 dealer entities from 15 countries are currently live at SwapAgent, LCH confirmed. “As

Financial Institution 69

Financial Institution Risk Management Banking Bank 69

The TRADE

DECEMBER 8, 2023

Following the height of Covid, we’ve had the memestock saga, the collapse of Archegos Capital and the war in Ukraine impacting the space in concurrent years as unprecedented events seem to have become the norm, driving market volatility in each of the post-pandemic years. These forces have rumbled markets and led to heightened volatility.

Broker 113

Broker Asset Management Trading Funds 113

The TRADE

JUNE 4, 2024

The newly expanded clearing rules from the US Securities and Exchange Commission (SEC) will see daily Treasury clearing activity on DTCC increase by more than $4 trillion when they take effect, an industry survey has predicted.

Broker 104

Broker Financial Institution Risk Management Capital Market 104

The TRADE

FEBRUARY 29, 2024

The London Stock Exchange (LSEG) saw overall growth across its key businesses in 2023, with considerable improvement across data and analytics, capital markets, and in particular, post-trade. year-on-year increase, while capital markets saw a 6.1% In capital markets, the 6.1% rise year-on-year as compared to 2022.

Trading 113

Trading Acquisitions Capital Market Book-building 113

Focus Investment Banking

MARCH 10, 2025

Optimize Working Capital (One Year Ahead) What It Is: Net Working Capital (NWC) is Current assets minus current liabilities (A/R + Inventory A/P + Accrued Expenses), excluding cash, which you keep (in a typical cash-free, debt-free transaction). Why It Matters: Healthy working capital keeps the business running smoothly day-to-day.

Investment 52

Investment Book-building Sale Business 52

The TRADE

SEPTEMBER 28, 2023

MEMX, the member’s exchange, has launched its platform for trading listed options following approval from the US Securities and Exchange Commission in August last year. MEMX Options will leverage MEMX’s data-centric exchange architecture and infrastructure, offering traders passive and active risk management capabilities.

Trading 72

Trading Architecture Risk Management Equities 72

Beyond M&A

DECEMBER 18, 2024

AI agent startups secured $8.2 For VC and PE investors, the rise of Agentic AI presents a massive opportunity to capitalize on the next wave of technological innovation. From algorithmic trading and risk management to fraud detection and customer service, the applications are vast and varied.

Investors 130

Investors Investment IT Healthcare 130

The TRADE

JUNE 13, 2023

Previously in his career, he spent several years in credit trading roles at StormHarbour Securities, UBS and Elgin Capital. He also spent several years at Goldman Sachs in a risk management and product control role.

Trading 52

Trading Risk Management Asset Management Media 52

The TRADE

JUNE 19, 2023

Previously in his career, he spent several years in credit trading roles at StormHarbour Securities, UBS and Elgin Capital. He also spent several years at Goldman Sachs in a risk management and product control role. Bloomberg appointed Colin Williams in an electronic trading and analytics solutions role.

Sale 64

Sale Asset Management M&A Investment Banking 64

Sun Acquisitions

AUGUST 19, 2024

Diversifying financing sources can mitigate risks and provide greater flexibility. Companies can explore options like private equity investments, venture capital funding, mezzanine financing, and strategic partnerships. By aligning incentives and sharing risks, earn-out agreements can facilitate deal completion in turbulent times.

M&A 59

M&A Finance Finance Economics 59

Sun Acquisitions

MAY 22, 2024

Crowdfunding in M&A: Crowdfunding, which gained popularity as a means for startups to raise capital, has found its way into the realm of M&A. This democratized funding model allows businesses to source capital from many investors, each contributing a relatively small amount.

M&A 59

M&A Finance Finance Mergers and Acquisitions 59

The TRADE

SEPTEMBER 20, 2024

The new rule changes published by the SEC have been primarily driven by the need to enhance market stability and reduce systematic risk. They will bolster the security of the US Treasury market by mandating central clearing for eligible securities, such as repos and reverse repos, inter dealer broker transactions and other cash transactions.

Trading 64

Trading Risk Management Proprietary Trading Investment 64

The TRADE

JULY 7, 2023

For hedge funds, access to capital and the ability to shift directions with agility — to create, employ, and scale new strategies — is critical. The investment banking business will further establish Clear Street in the capital markets space and is another area where we’re excited to add value as a trusted partner.

Capital Market 52

Capital Market Risk Management Investment Banking Funds 52

The TRADE

OCTOBER 18, 2024

It’s largely driven by the increased sophistication of the ultimate capital allocators. If you look at sovereign wealth funds and pension funds, as a macro trend, they’re starting to insource more of their own risk management. What are the main pressure points for asset managers when it comes to their operating models?

Asset Management 64

Asset Management Management Capital Risk Management 64

The TRADE

JULY 12, 2023

Two years later, the European Securities and Markets Authority reauthorised the CCP to clear the products under the European Market Infrastructure Regulation. Europe-based CDSClear allows users to cross-margin European and US products.

Broker 52

Broker Trading Risk Management Investment Banking 52

The TRADE

DECEMBER 5, 2024

The Securities and Exchange Commission (SEC) is in the process of introducing noteworthy rule changes to the clearing of fixed income securities, a development which is set to reshape the landscape for fixed income trading. The SEC’s new rule changes are primarily aimed at improving market stability and minimising systemic risks.

Trading 59

Trading Risk Management Portfolio Broker 59

Razorpay

AUGUST 9, 2023

Portfolio Management Merchant banking companies provide portfolio management services to high -net-worth individuals and corporate investors. These services include a selection of securities, portfolio monitoring and review, advice on the rationalization of portfolios, and tax planning.

Banking 52

Banking Bank Business Underwriting 52

Peak Frameworks

SEPTEMBER 11, 2023

The Birth of the SPV Concept The concept of SPVs originated as a mechanism to isolate financial risk due to their unique structure that separates the SPV's operations from the sponsoring entity. The proceeds from these sales are then used by Company B to issue securities that are sold to investors.

IT 52

IT Debt Private Equity Investors 52

The TRADE

JANUARY 4, 2024

The firm’s most recent report refers to previous research in its ‘data automation: the workflow efficiency game-changer’ studywhich found that less than one third of those surveyed believed that capital markets professionals are prepared for the T+1 go-live date. asset-backed securities)”. asset-backed securities)”.

Trading 72

Trading Risk Management Capital Market IT 72

The TRADE

OCTOBER 24, 2023

Subject to regulatory approvals, the service will come through its Amsterdam-based clearing house and introduce matching, CCP clearing, settlement and post-trade lifecycle management for SFT transactions in European cash equities and ETFs, and settlement will take place in 19 European Central Securities Depositories (CSDs).

Trading 59

Trading Risk Management Equities Management 59

Mergers and Inquisitions

MARCH 22, 2023

I made the same mistake the regulators did: ignoring shifts in the Credit Suisse deposit and cash base because its regulatory capital ratios looked “fine.” By contrast, Credit Suisse barely had any HTM securities. ” So, what happened? Why did UBS just acquire CS for less than $1.00 a year ago? with flying colors !

Banking 98

Banking Bank Government Investment Banking 98

Razorpay

DECEMBER 27, 2023

Each move aimed to build a more secure and transparent financial future, from empowering borrowers with data control and fair lending terms to strengthening the banking system against loan defaults. Technology and security: REs and LSPs need to comply with cybersecurity standards and store all data within India.

Banking 52

Banking Bank Risk Management Business 52

Accenture Capital Markets

NOVEMBER 2, 2023

They need to also be aware of constraints in areas like regulation and risk management, and practice Responsible AI (the practice of designing, developing, and deploying AI with good intention to empower employees and businesses, and fairly impact customers and society).

Management 85

Management Advisory Risk Management Business 85

Peak Frameworks

JUNE 5, 2023

During this period, businesses often expand their operations, capital expenditure increases, and markets tend to perform strongly. This phase typically involves increased market volatility and heightened investment risk. This can involve diversifying portfolios, hedging against risks, or moving towards safer, low-risk investments.

Business 52

Business Economics Investment Investors 52

The TRADE

MAY 1, 2024

But running through the Brighton born and bred Papanichola’s veins is an activist streak that has continued to influence his decisions and shape the course of his career to date, ultimately leading him to his current role as head of trading at London-based activist hedge fund, Bluebell Capital Partners. And those are just the public ones.

Trading 59

Trading Capital Funds Investment 59

Software Equity Group

MARCH 26, 2024

Main Capital Partners Founded in 2003, Main Capital Partners has been among the most active private equity firms in the software space, making 10 SaaS deals in 2023 alone. How to Think Like Software Investors & Buyers HG Capital HG Capital is a London-based private equity firm that was founded in 1990 and employs 186 professionals.

Private Equity 52

Private Equity Equities Investment Portfolio 52

Solganick & Co.

JANUARY 15, 2025

Security Operations constituted the largest sub-sector of M&A activity (excluding consulting services), with several notable transactions integrating complementary capabilities (e.g., XDR, EDR) into acquirers platforms and capitalizing on synergistic customer and geographic expansion.

Mergers and Acquisitions 40

Mergers and Acquisitions M&A Mergers Acquisitions 40

The TRADE

AUGUST 4, 2023

Overall, CME, ICE and Eurex posted solid quarterly results, driven in large part by the demonstrably positive correlation between an uncertain macroeconomic backdrop and risk management opportunities. Speaking to this, Jeffrey C.

Trading 52

Trading Risk Management Equities Management 52

Lake Country Advisors

OCTOBER 31, 2024

Buying into a business as a partner offers ownership and profit potential but also comes with risks. Success requires thorough due diligence, understanding partnership structures, and securing favorable terms. This structure is ideal for those who want to invest in a business but avoid active management and significant risk.

Business 52

Business Profitability Debt Shares 52