Capital and Stock - Investment Banking Today

The Power of Preferred Stock: A Primer for VC, PE, and Founders

JD Supra: Mergers

OCTOBER 10, 2024

Preferred stock is a key financing instrument in the world of private equity (PE) and venture capital (VC), frequently used to balance the interests of investors and founders. By: DarrowEverett LLP

Stock

Stock Private Equity Finance Finance

Proposed Regulations for Buyback Tax Hit LBOs, Preferred Stock but Spare Tier 1 Capital

JD Supra: Mergers

APRIL 24, 2024

The government released proposed regulations this month implementing the excise tax imposed on repurchases of corporate stock that was enacted in 2022.

Stock

Stock Capital Government Corporation

Proposed Treasury Regulations Provide Guidance on Stock Buyback Excise Tax for Redemptions and M&A Transactions

JD Supra: Mergers

MAY 24, 2024

On April 12, 2024, the Treasury Department and Internal Revenue Service (IRS) issued proposed Treasury Regulations (REG-115710-22) providing comprehensive guidance for applying the one-percent excise tax owed on corporate stock repurchasesoccurring on or after January 1, 2023 (Stock Buyback Excise Tax).

Stock

Stock M&A Capital Market Corporation

Watch these stocks that could capitalize on a private market boom

CNBC: Investing

JANUARY 9, 2025

Investors are hoping to tap into a growing trend in financial services the migration of capital into private markets from public.

Capital

Capital Financial Services Stock Investors

Buy this electrotherapy stock for more than 62% upside, RBC Capital Markets says

CNBC: Investing

OCTOBER 16, 2023

This electrotherapy stock could benefit if the company moves into the patient monitoring market, the firm said.

Capital Market

Capital Market Stock Capital

This EV battery stock has potential double-digit gains ahead. UBS thinks it could even surge 100%

CNBC: Investing

NOVEMBER 12, 2023

It's the biggest stock by market capitalization in the index of largest stocks traded on the Shenzhen exchange — bigger than even BYD's local listing.

Stock

Stock IT Capital Trading

UBS upgrades Capital One ahead of Discover Financial acquisition

CNBC: Investing

JANUARY 13, 2025

Capital One Financial's acquisition of Discover Financial Services could spell upside for both stocks in the coming months, according to UBS.

Capital

Capital Acquisitions Financial Services Stock

D1 Capital hikes its bet on this entertainment stock by more than 400%, shifts Big Tech holdings

CNBC: Investing

MAY 17, 2024

Dan Sundheim's D1 Capital boosted its stake in this live entertainment stock during the first quarter.

Entertainment

Entertainment Capital Stock IT

ThoughtSpot acquires Mode Analytics, a BI platform, for $200M in cash and stock

TechCrunch: M&A

JUNE 26, 2023

billion, today announced that it’s entered into a definitive agreement to acquire Mode Analytics, a business intelligence startup, for $200 million in cash and stock. billion in 2022, according to Fortune), raising $81 million in venture capital prior to the ThoughtSpot acquisition from investors including H.I.G.

Stock

Stock Acquisitions Engineering Business

Top Wall Street analysts pick these dividend stocks for 2025

CNBC: Investing

JANUARY 5, 2025

TipRanks' analyst ranking service reveals threedividend-paying stocks, including Ares Capital and ConocoPhillips.

Stock

Stock Capital

Indonesia Stock Exchange taps Nasdaq to build out market infrastructure

The TRADE

JUNE 17, 2024

Nasdaq and the Indonesia Stock Exchange (IDX) have expanded their technology partnership which will see the former upgrade its core trading platform to Nasdaq’s most advanced matching engine. We believe this partnership will speed up the modernisation advancement of the Indonesia capital market while supporting sustainable economic growth.”

Stock

Stock Capital Market Architecture Trading

Top Wall Street analysts like these dividend-paying stocks

CNBC: Investing

NOVEMBER 10, 2024

TipRanks' analyst ranking service pinpoints Wall Street's best-performing stocks, including IBM and Ares Capital.

Stock

Stock Capital

Barclays upgrades this software stock, says it can capitalize on emerging form of cybersecurity

CNBC: Investing

OCTOBER 9, 2023

This cybersecurity stock could grow thanks to an emerging cybersecurity system, Barclays says.

Stock

Stock Capital IT

Chip stocks could fall another 30% if a recession hits, according to KeyBanc analysis

CNBC: Investing

APRIL 23, 2025

Semiconductor stocks could see a double-digit plunge from here if a recession hits the U.S. economy, KeyBanc Capital Markets projects.

Stock

Stock Capital Market Capital

Loop Capital upgrades Burger King's parent company, says stock can rally more than 20%

CNBC: Investing

SEPTEMBER 29, 2023

Loop Capital upgraded Burger King's parent company Restaurant Brands International to buy.

Capital

Capital Stock

BMO's top internet stock picks for 2025 include Amazon, this video game maker

CNBC: Investing

DECEMBER 30, 2024

The new year could be another strong one for internet stocks, and BMO Capital Markets picked its favorites for investors looking to capitalize.

Stock

Stock Capital Market Capital Investors

Top Wall Street analysts like these 3 dividend stocks for high yields

CNBC: Investing

MAY 19, 2024

TipRanks' analyst ranking service pinpoints Wall Street's best-performing stocks, including Realty Income and Ares Capital.

Stock

Stock Capital

This payments stock appears to be bottoming. Using options to capitalize on potential gains

CNBC: Investing

APRIL 24, 2024

The stock's recent strength and performance warrant a second look.

Stock

Stock Capital

10 growth stocks to buy from an investor who caught the big rallies in Nvidia and Microsoft

CNBC: Investing

MARCH 20, 2024

The Harbor Capital Appreciation fund holds stocks with traits of "self reinforcing" growth.

Stock

Stock Investors Funds Capital

Roth Capital’s top stock picks for 2025 include a mining stock that has risen 250% this year

CNBC: Investing

DECEMBER 24, 2024

Roth Capital's top stock picks for 2025 include modern furniture manufacturer Lovesac and ride-sharing pioneer Uber.

Stock

Stock Manufacturing Capital Shares

This stock could capitalize on a strong earnings report from Nvidia

CNBC: Investing

AUGUST 23, 2023

Loop Capital reiterated its buy rating and $400 price target on SMCI shares ahead of Nvidia's second-quarter earnings announcement.

Capital

Capital Stock Shares IT

Top Wall Street analysts are bullish on these dividend stocks

CNBC: Investing

FEBRUARY 23, 2025

TipRanks' analyst ranking service highlights threedividend-paying stocks, including McDonald's and Ares Capital.

Stock

Stock Capital

Hong Kong Modifies Listing Rules of Specialist Technology Companies and De-SPAC Transactions

JD Supra: Mergers

AUGUST 30, 2024

The Stock Exchange of Hong Kong Limited ("HKEx") and the Securities and Futures Commission ("SFC") have announced temporary changes to the Hong Kong Listing Rules regarding the minimum initial market capitalization of specialist technology companies and independent third-party investment requirements for de-SPAC transactions.

Capital

Capital Stock Investment Securities

Buy this burger chain with more than 40% upside, says Loop Capital

CNBC: Investing

APRIL 1, 2025

The burger stock has little tariff risk, according to Loop Capital.

Capital

Capital Stock

What is Liquidation Preference?

JD Supra: Mergers

JANUARY 25, 2024

In a venture capital deal, a liquidation preference refers to the payout investors receive in a liquidation event (like a sale or merger) prior to any payments made to the common stockholders.

Negotiation

Negotiation Investors Capital Sale

Top money managers pick the stocks they like for 2024 that aren't the Magnificent Seven

CNBC: Investing

JANUARY 11, 2024

Requisite Capital Management's Bryn Talkington and Capital Wealth Planning's Kevin Simpson gave their stock picks to CNBC Pro Talks.

Management

Management Stock Capital

Insights Special Edition: Women’s History Month

JD Supra: Mergers

APRIL 2, 2024

The issue spotlights their authorship on such topics as the management of deal risks in today’s regulatory environment; the enduring appeal of private capital; ESG issues in U.S. boardrooms, Delaware courts, and the Hong Kong Stock Exchange; and the rise of AI. By: Skadden, Arps, Slate, Meagher & Flom LLP

Capital

Capital Stock Management

Delaware Law Alert: Avoiding Ambiguities in M&A Disclosure Schedules

JD Supra: Mergers

JANUARY 9, 2025

In Aldrich Capital Partners Fund, LP v. Bray, the stock purchase agreement and the disclosure schedules had contradictory provisions on the treatment of items listed in the disclosure schedules. A notable Delaware Chancery Court opinion offers important insights for M&A deal parties into how courts interpret disclosure schedules.

M&A

M&A Funds Capital Stock

BMLL brings Level 3 analytics to South African capital markets

The TRADE

FEBRUARY 1, 2024

Historical Level 3 data and analytics provider BMLL has expanded its data coverage to now serve South African capital markets. Meanwhile, South Africa Liquidity Analytics will offer a view of changes in liquidity patterns across different stocks and venues over time.

Capital Market

Capital Market Capital Trading Stock

These undervalued dividend stocks are poised for a rebound, according to Wall Street

CNBC: Investing

APRIL 1, 2024

Investors looking for income along with potential capital appreciation may want to look at underperforming dividend stocks.

Stock

Stock Investors Capital

Stephen Mandel's Lone Pine Capital reveals new stakes in Nvidia and Live Nation

CNBC: Investing

AUGUST 15, 2023

Lone Pine Capital, whose founder Stephen Mandel is one of the so-called 'Tiger Cub' fund managers, has been betting big on tech stocks all year.

Capital

Capital Funds Stock Management

These stocks consistently grow earnings and have a track record of strong returns

CNBC: Investing

FEBRUARY 15, 2024

Investors may want to keep their eye on stocks that reliably deliver return on equity, return on capital employed, alongside consistent earnings growth.

Stock

Stock Equities Investors Capital

Watch these three nontech stocks for potential rallies, MAI Capital Management strategist says

CNBC: Investing

FEBRUARY 4, 2025

Chris Grisanti, MAI Capital Management's chief market strategist, joined CNBC's"Three-Stock Lunch"segment on Tuesday.

Capital

Capital Management Stock

I Seen a Girl on a One-Way Corridor, Stealing Down a Wrong-Way Street – Tax Opportunities with ISOs in M&A

JD Supra: Mergers

MAY 28, 2024

by John Ludlum Incentive Stock Options (“ISOs”) have a somewhat legendary status as equity incentives for technology and other early-stage companies. It is true that ISOs are one of two types of equity awards that can achieve capital gains treatment on the entire appreciation value of the awards—profits and interests are the other type.

M&A

M&A Profitability Equities Capital

Bermuda Public Companies Update, Summer 2024

JD Supra: Mergers

AUGUST 7, 2024

This edition of the Bermuda Public Companies Update summarises significant transactions involving Bermuda companies listed on the New York Stock Exchange (NYSE) and Nasdaq in the first half of 2024. Capital raised fell by 16% to US$52.2

Capital Raising

Capital Raising IPO Capital Stock

Most patriotic stocks: These names can benefit the most from a strong U.S. economy

CNBC: Investing

JULY 3, 2023

CNBC Pro set out to find the stocks that can capitalize the most from a strong U.S.

Stock

Stock Capital

FedEx downgraded at Loop Capital, calling it a 'really bad recession stock'

CNBC: Investing

MARCH 21, 2025

Analyst Rick Paterson downgraded FedEx from to sell from hold and cut his estimates after the shipper lowered its own outlook for the May fiscal year.

IT

IT Capital Stock

Thursday's analyst calls: Walmart price target increase, Capital One gets an upgrade

CNBC: Investing

JUNE 6, 2024

A retail giant and a bank were among the stocks being talked about by analysts on Thursday.

Retail

Retail Capital Stock Bank

A bullish trend is emerging for chip stocks as the year winds down. How to play it with options

CNBC: Investing

DECEMBER 24, 2024

This options strategy allows investors to capitalize on the trend. There are signals that suggest semiconductor names could see a bounce.

Investors

Investors Capital IT Stock

Dan Sundheim's D1 Capital sells Bank of America and Microsoft in the fourth quarter, buys 3M

CNBC: Investing

FEBRUARY 15, 2025

Sundheim's hedge fund sold some of its blue-chip stocks during the fourth quarter, securities filings show.

Capital

Capital Funds Bank Banking

Goldman upgrades this self-driving tech stock, sees a gain of nearly 35%

CNBC: Investing

JANUARY 14, 2025

Goldman analyst Tina Hou upgraded Hesai to buy from neutral, expecting the company to accelerate its global footprint and capitalize on a new product cycle.

Capital

Capital Stock IT

Rithm takes Sculptor Capital Management private for $719.8m

PE Hub

NOVEMBER 17, 2023

As a result of the closing, Sculptor will stop trading on the New York Stock Exchange and be delisted. The post Rithm takes Sculptor Capital Management private for $719.8m appeared first on PE Hub.

Capital

Capital Management Stock Trading

Costco could be tariff winner and steal market share if inflation rises, says Loop Capital

CNBC: Investing

APRIL 9, 2025

Costco stock has slipped less than 1% so far in 2025, and has fared far better than the broader market.

Capital

Capital Shares Stock

Dual Track Reboot: Five Key Considerations for Supercharging Your Life Science Company Exit

JD Supra: Mergers

APRIL 16, 2024

There have been 44 initial public offerings (IPOs) listed on the US stock markets in 2024 thus far, many of which continue to trade at a premium to their initial offering price, demonstrating the strength and buoyancy of current public markets.

Initial Public Offering

Initial Public Offering Mergers and Acquisitions IPO M&A

The Power of Preferred Stock: A Primer for VC, PE, and Founders

Proposed Regulations for Buyback Tax Hit LBOs, Preferred Stock but Spare Tier 1 Capital

Trending Sources

Proposed Treasury Regulations Provide Guidance on Stock Buyback Excise Tax for Redemptions and M&A Transactions

Watch these stocks that could capitalize on a private market boom

Buy this electrotherapy stock for more than 62% upside, RBC Capital Markets says

This EV battery stock has potential double-digit gains ahead. UBS thinks it could even surge 100%

UBS upgrades Capital One ahead of Discover Financial acquisition

D1 Capital hikes its bet on this entertainment stock by more than 400%, shifts Big Tech holdings

ThoughtSpot acquires Mode Analytics, a BI platform, for $200M in cash and stock

Top Wall Street analysts pick these dividend stocks for 2025

Indonesia Stock Exchange taps Nasdaq to build out market infrastructure

Top Wall Street analysts like these dividend-paying stocks

Barclays upgrades this software stock, says it can capitalize on emerging form of cybersecurity

Chip stocks could fall another 30% if a recession hits, according to KeyBanc analysis

Loop Capital upgrades Burger King's parent company, says stock can rally more than 20%

BMO's top internet stock picks for 2025 include Amazon, this video game maker

Top Wall Street analysts like these 3 dividend stocks for high yields

This payments stock appears to be bottoming. Using options to capitalize on potential gains

10 growth stocks to buy from an investor who caught the big rallies in Nvidia and Microsoft

Roth Capital’s top stock picks for 2025 include a mining stock that has risen 250% this year

This stock could capitalize on a strong earnings report from Nvidia

Top Wall Street analysts are bullish on these dividend stocks

Hong Kong Modifies Listing Rules of Specialist Technology Companies and De-SPAC Transactions

Buy this burger chain with more than 40% upside, says Loop Capital

What is Liquidation Preference?

Top money managers pick the stocks they like for 2024 that aren't the Magnificent Seven

Insights Special Edition: Women’s History Month

Delaware Law Alert: Avoiding Ambiguities in M&A Disclosure Schedules

BMLL brings Level 3 analytics to South African capital markets

These undervalued dividend stocks are poised for a rebound, according to Wall Street

Stephen Mandel's Lone Pine Capital reveals new stakes in Nvidia and Live Nation

These stocks consistently grow earnings and have a track record of strong returns

Watch these three nontech stocks for potential rallies, MAI Capital Management strategist says

I Seen a Girl on a One-Way Corridor, Stealing Down a Wrong-Way Street – Tax Opportunities with ISOs in M&A

Bermuda Public Companies Update, Summer 2024

Most patriotic stocks: These names can benefit the most from a strong U.S. economy

FedEx downgraded at Loop Capital, calling it a 'really bad recession stock'

Thursday's analyst calls: Walmart price target increase, Capital One gets an upgrade

A bullish trend is emerging for chip stocks as the year winds down. How to play it with options

Dan Sundheim's D1 Capital sells Bank of America and Microsoft in the fourth quarter, buys 3M

Goldman upgrades this self-driving tech stock, sees a gain of nearly 35%

Rithm takes Sculptor Capital Management private for $719.8m

Costco could be tariff winner and steal market share if inflation rises, says Loop Capital

Dual Track Reboot: Five Key Considerations for Supercharging Your Life Science Company Exit

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