Remove Corporate Finance Remove Finance Remove Securities
article thumbnail

Sector trends - September 2024: Brokers / Corporate Finance

JD Supra: Mergers

UK & European Financial Services M&A: Sector Trends H2 2023 | H1 2024 — Brokers / Corporate Finance - Mid-market investment banks consolidate at the fastest rate yet—Panmure Gordon & Liberum, Redburn (Europe) & Atlantic Equities and Cenkos Securities & FinnCap Group mergers reshape the City skyline.

article thumbnail

KOTRA New York Partners with MergersCorp to Elevate Korean Business Opportunities in M&A and Corporate Finance

MergersCorp M&A International

New York, NY – The Korea Trade-Investment Promotion Agency (KOTRA) in New York is excited to announce its strategic partnership with MergersCorp M&A International, an american leading investment banking and advisory firm specializing in mergers and acquisitions (M&A) and corporate finance.

Insiders

Sign Up for our Newsletter

This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.

article thumbnail

Developments in Reverse Merger Transactions: “Shell Company” Definition and New Constraints on Resales of Securities Acquired in Rule 145 Transactions

JD Supra: Mergers

The Staff of the Division of Corporation Finance at the Securities and Exchange Commission (SEC) has recently begun issuing comment letters in the life sciences reverse merger (RM) context that involve a broadened interpretation of the definition of “shell company" for the purposes of applicable SEC rules. By: Goodwin

article thumbnail

Client Alert: New SEC Updates Simplify Accredited Investor Verification for Rule 506(c) Offerings

JD Supra: Mergers

On March 12, 2025, the staff of the SECs Division of Corporation Finance through a no-action letter and Compliance and Disclosure Interpretations (C&DIs) provided clarity on verifying accredited investor status under Rule 506(c) of the Securities Act of 1933. By: Whiteford

Investors 177
article thumbnail

SEC Expands Confidential Filings to Facilitate Planning for IPOs

JD Supra: Mergers

The SEC announced that its Division of Corporation Finance is further facilitating capital formation by enhancing the accommodations available to companies for nonpublic review of draft registration statements. By: Stinson - Corporate & Securities Law Blog

IPO 177
article thumbnail

SEC Expands Accommodations for Issuers Submitting Draft Registration Statements

JD Supra: Mergers

On March 3, 2025, the Securities and Exchange Commissions (SECs) Division of Corporation Finance announced that it has expanded the accommodations available to companies for the nonpublic review of draft registration statements. By: Skadden, Arps, Slate, Meagher & Flom LLP

article thumbnail

SEC’s Expanded Confidential Review Process Provides Issuers Greater Flexibility To Explore and Plan Public Offerings

JD Supra: Mergers

On March 3, 2025, the Securities and Exchange Commissions (SEC) Division of Corporation Finance announced significant enhancements to the accommodations available for issuers confidentially submitting draft registration statements.