Corporation Proprietary Trading Trading 
The TRADE
SEPTEMBER 1, 2023
Following a recent period of high volatility, strategies have begun to alter accordingly and market onlookers continue to predict a growth in volatility trading as the market increasingly turns its attention to the area.
The TRADE
DECEMBER 29, 2023
Previously in his career, he served as president and chief executive of TD Ameritrade Holding Corporation for eight years and as vice chairman of TD Bank Financial Group. Majority of prop trading firms obliged to join FINRA under expanded SEC rule And finally, we reach the crescendo of The TRADE’s most read stories for 2023.
This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.
The TRADE
SEPTEMBER 20, 2024
In addition, currently, the Fixed Income Clearing Corporation (FICC) is indirectly exposed if one of its members makes a trade with a non-member and subsequently defaults on the transaction. PTFs engage in trading with their own capital rather than on behalf of clients and will have to register with the SEC and FINRA as dealers.
Peak Frameworks
OCTOBER 30, 2023
Trading and Proprietary Trading Many large banks are involved in trading activities. This can be trading on behalf of their clients (like when you buy a stock through a bank's brokerage service) or proprietary trading where banks invest their own money.
The TRADE
DECEMBER 5, 2024
The Securities and Exchange Commission (SEC) is in the process of introducing noteworthy rule changes to the clearing of fixed income securities, a development which is set to reshape the landscape for fixed income trading. For trading desks, the new rules will result in a range of operational and regulatory shifts.
The TRADE
MAY 1, 2024
But running through the Brighton born and bred Papanichola’s veins is an activist streak that has continued to influence his decisions and shape the course of his career to date, ultimately leading him to his current role as head of trading at London-based activist hedge fund, Bluebell Capital Partners.
The TRADE
MAY 24, 2024
The onus is now on these providers to alleviate any workflow issues that may arise for buy-side firms looking to trade around the time of the cut offs – of which there are many. The idea that more trades might be settled bilaterally also increases the counterparty risk that regulators have been looking to avoid across the industry.
Expert insights. Personalized for you.
59 
Let's personalize your content