JD Supra: Mergers

OCTOBER 1, 2024

UK & European Financial Services M&A: Sector Trends H2 2023 | H1 2024 — Brokers / Corporate Finance - Mid-market investment banks consolidate at the fastest rate yet—Panmure Gordon & Liberum, Redburn (Europe) & Atlantic Equities and Cenkos Securities & FinnCap Group mergers reshape the City skyline.

Corporate Finance 177

Corporate Finance Broker Finance Finance 177

JD Supra: Mergers

JULY 15, 2024

In connection with a merger, acquisition, or other corporate (M&A) transaction, buyers often face the dilemma of how to handle the seller’s existing retirement plans covering the continuing employees.

Corporation 159

Corporation Securities M&A Mergers 159

JD Supra: Mergers

MARCH 10, 2025

Our Securities Litigation and Securities Groups review revisions proposed by the Delaware State Bar Associations Corporation Law Council to a Delaware bill (SB 21) that would significantly impact the states statutory protections for corporations and their directors, officers, and controlling stockholders.

Corporation 165

Corporation Securities 165

JD Supra: Mergers

APRIL 9, 2025

national security. For corporations and investors, this means that deals involving foreign businesses or investment counterparts can fall under considerable scrutiny. In recent years, the U.S. government has taken a closer look at investments, mergers and acquisitions, and other business activity that may have an impact on U.S.

Securities 165

Securities Mergers and Acquisitions Government Corporation 165

JD Supra: Mergers

NOVEMBER 10, 2023

This quarter we are covering some key court decisions regarding securities and corporate governance issues. Supreme Court reaffirmed a majority of lower court decisions to require traceability in defining the term “such security” under the Securities Act of 1933.

Corporation 171

Corporation M&A Government Securities 171

JD Supra: Mergers

DECEMBER 5, 2023

The past few months have seen numerous high-profile enforcement actions highlighting an increasing trend, what Deputy Attorney General Lisa Monaco called “the biggest shift in corporate criminal enforcement that I’ve seen during my time in government: the rapid expansion of national security-related corporate crime.”

M&A 192

M&A Securities Transportation Corporation 192

JD Supra: Mergers

APRIL 8, 2024

The National Security Division (NSD) of the Department of Justice announced a new self-disclosure policy on March 7, 2024 (M&A Policy) that impacts corporations, private equity firms, and venture capital firms and their merger and acquisition activities. By: Allen & Overy LLP

M&A 183

M&A Securities Mergers and Acquisitions Private Equity 183

JD Supra: Mergers

JANUARY 30, 2024

By: Nelson Mullins Riley & Scarborough LLP

Corporation 177

Corporation Financial Services Government Securities 177

JD Supra: Mergers

MARCH 28, 2024

Yellen that the Corporate Transparency Act (the “Act”) is unconstitutional. The court ruled that none of the legislative powers identified by the government, including the Commerce Clause, Congress’ taxing power, its authority over foreign affairs and national security, and the Necessary and Proper.

Corporation 177

Corporation Business Government Securities 177

The TRADE

NOVEMBER 26, 2024

Fixed income investment bank KNG Securities has added Mert Kisacik to its fixed income sales team, where he will hold responsibility for Turkish and Israeli markets. As part of the role, Kisacik will focus on finding liquidity in both sovereign and corporate bonds for the firm’s clients, with a primary focus on hard currency bonds.

Sale 69

Sale Securities Investment Banking Banking 69

JD Supra: Mergers

JANUARY 22, 2024

The Staff of the Division of Corporation Finance at the Securities and Exchange Commission (SEC) has recently begun issuing comment letters in the life sciences reverse merger (RM) context that involve a broadened interpretation of the definition of “shell company" for the purposes of applicable SEC rules. By: Goodwin

Corporate Finance 177

Corporate Finance Mergers Securities Finance 177

The TRADE

NOVEMBER 25, 2024

Cboe Clear Europe has received regulatory approval to clear European Securities Financing Transactions (SFTs), granted by De Nederlandsche Bank (DNB) and the Autoriteit Financiële Markten (AFM). The post Cboe Clear Europe gets regulatory green light to launch securities financing transactions clearing appeared first on The TRADE.

Finance 69

Finance Finance Securities Trading 69

Midaxo

NOVEMBER 16, 2023

In the ever-evolving landscape of M&A and corporate development, staying ahead of the curve is essential for sustained growth and success. Improved Collaboration Traditionally, corporate development has been a complex and fragmented process, often involving disparate tools, communication silos and a lack of centralized data.

Corporation 147

Corporation Collaboration Mergers and Acquisitions M&A 147

JD Supra: Mergers

AUGUST 14, 2023

The Federal Court of Appeal’s recent decision upholding the Commissioner of Competition’s largely successful challenge of Secure Energy Services Inc.’s

Securities 130

Securities Corporation Mergers Acquisitions 130

Midaxo

SEPTEMBER 14, 2023

In today’s business environment, where new cyberthreats are constantly emerging, security is currency. That is especially true for organizations working in corporate development and M&A, where preventing unauthorized user access and protecting the confidentiality of data is paramount.

M&A 147

M&A Securities Architecture Management 147

JD Supra: Mergers

NOVEMBER 10, 2023

This policy is a significant development in the DOJ’s ongoing efforts to encourage corporate transparency and cooperation, particularly in matters that could impact national security. Unlike the DOJ’s past self-disclosure incentive policies, the new policy permits leniency for conduct that. By: Troutman Pepper

M&A 171

M&A Corporation Mergers and Acquisitions Mergers 171

The TRADE

JANUARY 8, 2025

TD Securities has appointed Rob Fallon as director of sales trading, based in Dublin. Institutional broker Numis was acquired by Deutsche Bank in 2023, as part of its Global Hausbank strategy aimed at unlocking deeper engagement with corporates in the UK.

Sale 64

Sale Trading Securities Banking 64

MergersCorp M&A International

DECEMBER 9, 2024

With an effective corporate tax rate of approximately 5%, Malta offers one of the most competitive tax environments in the world. EU membership enhances Malta’s credibility and assures foreign investors of a secure business environment.

Corporation 52

Corporation Investors Mergers and Acquisitions Business 52

CNBC: Investing

MAY 20, 2024

CEOs and other corporate insiders have made big transactions this month, according to securities filings and VerityData.

Corporation 113

Corporation Stock Securities 113

Midaxo

NOVEMBER 21, 2023

Virtual data rooms (VDRs) are an invaluable tool for companies, investors and other entities to securely store and share the vast amounts of documentation involved in mergers and acquisitions corporate development. A corporate development cloud sets your teams up for success before, during and after due diligence.

Corporation 130

Corporation M&A Management Mergers and Acquisitions 130

OfficeHours

AUGUST 10, 2023

All attendees will be entered into a raffle for FREE PLATFORM ACCESS and a SINGLE MOCK COACHING CALL with a Corporate Development Professional of their choosing (schedules pending). No, I’m not The post 08-10-2023 Newsletter: Corporate Development @ Disney appeared first on OfficeHours. Yes, I’m interested!

Corporation 130

Corporation Recruitment Investment Banking Analyst M&A 130

Razorpay

JULY 25, 2023

Corporate accounting is a special kind of accounting meant for businesses to record and monitor money movement. Knowing how corporate accounting works and its role in facilitating the growth of a business is important because it plays a fundamental role in the smooth functioning of business financials. What is Corporate Accounting?

Accountant 98

Accountant Corporation Financial Statement Business 98

The TRADE

MAY 21, 2024

CME Group has launched repo on corporate bonds and mortgage-backed securities (MBS) on its dealer-to-client (D2C) request-for-quote (RFQ) trading platform, BrokerTec Quote. US corporate bonds began trading yesterday, 20 May, with the remaining products expected to be live by the end of next month.

Corporation 72

Corporation Trading Securities Risk Management 72

JD Supra: Mergers

MARCH 4, 2025

The SEC announced that its Division of Corporation Finance is further facilitating capital formation by enhancing the accommodations available to companies for nonpublic review of draft registration statements. By: Stinson - Corporate & Securities Law Blog

IPO 177

IPO Corporate Finance Corporation Finance 177

Midaxo

JUNE 13, 2023

Introduction Corporate dealmaking often requires the isolation of corporate development teams and their deal flows for compliance, confidentiality, and other business reasons. In this post, we will explore a few ways that Midaxo Workspaces addresses these challenges, providing a secure and efficient solution for dealmaking teams.

Shares 240

Shares Corporation Management Securities 240

CNBC: Investing

APRIL 8, 2024

UBS thinks mortgage-backed securities are relatively cheap compared to investment-grade corporate bonds.

Securities 103

Securities Corporation Investment 103

MergersCorp M&A International

DECEMBER 2, 2024

New York, NY – The Korea Trade-Investment Promotion Agency (KOTRA) in New York is excited to announce its strategic partnership with MergersCorp M&A International, an american leading investment banking and advisory firm specializing in mergers and acquisitions (M&A) and corporate finance.

Corporate Finance 52

Corporate Finance M&A Finance Finance 52

JD Supra: Mergers

SEPTEMBER 23, 2024

In the world of corporate compliance, some very basic compliance lessons seem destined to be repeated. This was certainly clear from the recently announced Securities and Exchange Commission (SEC) Foreign Corruption Practices Act enforcement action involving Deere (John Deere herein). By: Thomas Fox - Compliance Evangelist

Corporation 197

Corporation Securities 197

JD Supra: Mergers

OCTOBER 11, 2024

This pursuit of tax efficiency can be the difference between a successful deal and a missed opportunity, making it imperative for all parties to think critically and employ various strategies and tools to secure the best possible outcomes in their transactions. By: Mintz - Tax Viewpoints

Private Equity 171

Private Equity M&A Equities Corporation 171

The TRADE

JULY 23, 2024

Baton Systems has completed bi-directional integration with the Japanese Securities Clearing Corporation (JSCC) through its Baton Core-Collateral ecosystem. Users of Baton’s Core-Collateral are now able to automate and expedite the movement of cash and securities across 13 CCPs.

Corporation 64

Corporation Securities IT Trading 64

Wall Street Mojo

JANUARY 17, 2024

What Are Convertible Securities? Article Link to be Hyperlinked For eg: Source: Convertible Securities (wallstreetmojo.com) The convertible securities are preferred over non convertible securities for investments, given the lesser payout involved and more fruitful returns expected. read more.

Securities 98

Securities Investors Shares Stock 98

The New York Times: Mergers, Acquisitions and Dive

JANUARY 14, 2025

Regulators filed a lawsuit in federal court stemming from Mr. Musks $44 billion purchase of the social media company now called X.

Securities 145

Securities Media Mergers and Acquisitions Corporation 145

JD Supra: Mergers

FEBRUARY 26, 2025

Our Securities Litigation and Securities Groups examine a Delaware bill (SB 21) that would enhance the states legal protections for corporations and their directors, officers, and controlling stockholders. By: Alston & Bird

Corporation 165

Corporation Securities 165

JD Supra: Mergers

MARCH 25, 2025

On March 12, 2025, the staff of the SECs Division of Corporation Finance through a no-action letter and Compliance and Disclosure Interpretations (C&DIs) provided clarity on verifying accredited investor status under Rule 506(c) of the Securities Act of 1933. By: Whiteford

Investors 177

Investors Corporate Finance Finance Finance 177

JD Supra: Mergers

APRIL 1, 2025

The Securities and Exchange Commission (SEC) has recently updated Compliance and Disclosure Interpretations (C&DIs) regarding lock-up agreements and tender offers, offering notable clarifications for corporations considering these transactions. By: Cadwalader, Wickersham & Taft LLP

Corporation 171

Corporation Securities 171

JD Supra: Mergers

MARCH 14, 2025

On March 3, 2025, the Securities and Exchange Commissions (SECs) Division of Corporation Finance announced that it has expanded the accommodations available to companies for the nonpublic review of draft registration statements. By: Skadden, Arps, Slate, Meagher & Flom LLP

Corporate Finance 171

Corporate Finance Finance Finance Corporation 171

The Harvard Law School Forum

SEPTEMBER 29, 2022

There’s a problem at the intersection of M&A and corporate crime. As a result, this problem could represent social cost in that one of corporate law’s key mechanisms for addressing business deficiencies—the market for corporate control—might fail when the deficiency in question is a culture of lawbreaking.

Corporation 90

Corporation M&A Accountant Acquisitions 90