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Certificate of Deposit (CD)

Wall Street Mojo

Advantages and Disadvantages Certificate of Deposit Vs Bond Frequently Asked Questions (FAQs) Recommended Articles Key Takeaways A certificate of deposit is defined as an investment vehicle that locks invested funds for a fixed tenure and offers safer but lower rates of return as compared to stocks or bonds. Rates could be fixed or floating.

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The SEC’s equities overhaul: Necessary plumbing changes or a liquidity drain?

The TRADE

Among the SEC’s reforms is the proposal to amend certain rules under Reg NMS to adopt variable minimum pricing increments – or tick sizes – for the quoting and trading of NMS stocks. Although it’s not perfect, the EU’s tick-size regime may offer a good blueprint for a dynamic tick-size regime.”

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SPAC Trend Gives Rise to Securities Enforcement and Litigation Risks

Cooley M&A

In light of the trend, the US Securities Exchange Commission’s Division of Corporation Finance recently issued SPAC disclosure guidance. The combined company benefits from the target’s operations and the liquidity of the SPAC’s publicly traded securities. In re Benjamin H.

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The 20 greatest trading innovations

The TRADE

Central limit order book (CLOB) While it is easy to romanticise the sheer graft that went into trading a few decades ago, the introduction of central limit order books (CLOBs) and streamed pricing were much-needed innovations. Tradeweb launched its all-to-all corporate bond trading functionality in 2017.

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